Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities

OMB 3235-0793

Latest Forms, Documents, and Supporting Material

Document Name
Form 1 Rule and product filing processes including cover sheet (Rules 804-807) modelled on CFTC Part 40 Form and Instruction
Form 1 Rules modelled on CFTC Part 37 (other than registration); Form SBSEF--continuing compliance Form and Instruction
Form 1 Registration (Rule 803, Form SBSEF) Form and Instruction
3235-0793 OMB Supporting Statement for Reg SE (Final Rule).pdf Supporting Statement A
Rule 835
Rule 834(d)-(g)
Rule 834(b)(c)
Rule 833
Rule 826(f)
Rule 819(j)
Rule 819(i)
Rule 811(d)
Rule 809
Rule and product filing processes including cover sheet (Rules 804-807) modelled on CFTC Part 40 Form and Instruction
Rules modelled on CFTC Part 37 (other than registration); Form SBSEF--continuing compliance Form and Instruction
Registration (Rule 803, Form SBSEF) Form and Instruction