Notice of Exempt Preliminary Roll-Up Communication

OMB 3235-0452

A Notice of Exempt Preliminary Roll-Up Communication provides information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to Rule 14a-2(b)(4) and Rule 14a-6(n).

The latest form for Notice of Exempt Preliminary Roll-Up Communication expires 2023-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Notice of Exempt Preliminary Roll-Up Communication.SS.Final.2023.pdf Supporting Statement A
3235-0452.30 Day FR Notice.01-27-2023.pdf Supplementary Document
3235-0452.60 Day FR Notice.11-21-2022.pdf Supplementary Document
February 5, 2020 EDGAR PIA.pdf Supplementary Document
Notice of Exempt Preliminary Roll-Up Communication

All Historical Document Collections

202301-3235-018 Approved without change	Extension without change of a currently approved collection	2023-01-27
201911-3235-014 Approved without change	Extension without change of a currently approved collection	2019-11-21
201609-3235-005 Approved without change	Extension without change of a currently approved collection	2016-09-23
201305-3235-010 Approved without change	Extension without change of a currently approved collection	2013-06-24
201005-3235-022 Approved without change	Extension without change of a currently approved collection	2010-05-26
200701-3235-032 Approved without change	Extension without change of a currently approved collection	2007-01-18
200402-3235-011 Approved without change	Extension without change of a currently approved collection	2004-02-12
200102-3235-008 Approved without change	Extension without change of a currently approved collection	2001-02-22
199801-3235-002 Approved without change	Extension without change of a currently approved collection	1998-01-06
199411-3235-015 Approved without change	New collection (Request for a new OMB Control Number)	1994-11-25