Rule 7d-1, Specification of conditions and arrangements for Canadian management investment companies requesting order permitting registration

Rule 7d-1 specifies the conditions under which a Canadian management investment company may request an order from the Commission permitting it to register under the Investment Company Act of 1940; other foreign management investment companies also generally agree to comply with the requirements of the rule as a prerequisite to receiving a Commission order permitting registration under the Investment Company Act of 1940.

The latest form for Rule 7d-1, Specification of conditions and arrangements for Canadian management investment companies requesting order permitting registration expires 2022-11-30 and can be found here.