Patent Review and Derivation Proceedings

ICR 202507-0651-007

OMB: 0651-0069

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2025-08-14
Supplementary Document
2025-07-24
Supplementary Document
2025-07-24
Supplementary Document
2025-07-24
Supplementary Document
2025-07-24
IC Document Collections
IC ID
Document
Title
Status
276515
New
276514
New
271768
Modified
251762
Removed
251761
Removed
251760
Removed
251759
Removed
251758
Removed
251757
Removed
251756
Removed
251755
Removed
251754
Removed
251753
Removed
251752
Removed
251751
Removed
251750
Removed
251749
Removed
251748
Removed
251747
Modified
251744
Removed
200858
Modified
200857
Modified
200856
Modified
200855
Modified
200835
Modified
200834
Modified
200829
Modified
200828
Modified
200827
Modified
200824
Modified
200823
Modified
200822
Modified
200821
Modified
200820
Modified
200815
Modified
ICR Details
0651-0069 202507-0651-007
Received in OIRA 202411-0651-008
DOC/PTO
Patent Review and Derivation Proceedings
Revision of a currently approved collection   No
Regular 08/14/2025
  Requested Previously Approved
36 Months From Approved 09/30/2025
11,947 12,338
590,630 1,367,958
76,099,956 86,953,572

The Leahy-Smith America Invents Act, which was enacted into law on September 16, 2011, provided for many changes to the procedures of the Patent Trial and Appeal Board (“PTAB” or “Board,” formerly the Board of Patent Appeals and Interferences) procedures. These changes included the introduction of inter partes review, post-grant review, derivation proceedings, and the transitional program for covered business method patents. Under these administrative trial proceedings, third parties may file a petition with the PTAB challenging the validity of issued patents, with each proceeding having different requirements regarding timing restrictions, grounds for challenging validity, and who may request review. Inter partes review is a trial proceeding conducted at the Board to review the patentability of one or more claims in a patent only on a ground that could be raised under §§ 102 or 103, and only on the basis of prior art consisting of patents or printed publications. Post grant review is a trial proceeding conducted at the Board to review the patentability of one or more claims in a patent on any ground that could be raised under § 282(b)(2) or (3). A derivation proceeding is a trial proceeding conducted at the Board to determine whether (1) an inventor named in an earlier application derived the claimed invention from an inventor named in the petitioner’s application, and (2) the earlier application claiming such invention was filed without authorization. The transitional program for covered business method patents is a trial proceeding conducted at the Board to review the patentability of one or more claims in a covered business method patent. The covered business method program expired on September 16, 2020 and the Board no longer accepts new petitions related to this program, but continues to accept papers in previously-instituted proceedings. This information collection covers information submitted by the public to petition the Board to initiate an inter partes review, post-grant review, derivation proceeding, and the transitional program for covered business method patents, as well as any responses to such petitions, and the filing of any motions, replies, oppositions, and other actions, after a review/proceeding has been instituted.

US Code: 35 USC 6 Name of Law: American Inventor Protection Act
   US Code: 35 USC 134 Name of Law: Leahy-Smith America Invents Act
  
None

Not associated with rulemaking

  90 FR 21757 05/21/2025
90 FR 38958 08/13/2025
No

19
IC Title Form No. Form Name
Arbitration Agreement and Award
Arbitration Agreement and Award (Individuals or Households)
Notice of Judicial Review of a Board Decision (e.g. Notice of Appeal Under 35 U.S.C. §142) (Individuals or Households)
Notice of Judicial Review of a Board Decision (e.g., Notice of Appeal Under 35 U.S.C. 142)
Notice of intent to designate provisionally recognized PTAB attorney as counsel
Other Motions, Replies, Surreplies, and Oppositions in Derivation Proceedings
Other Motions, Replies, Surreplies, and Oppositions in Derivation Proceedings (Individuals or Households)
Other Motions, Replies, Surreplies, and Oppositions in Inter Partes Review
Other Motions, Replies, Surreplies, and Oppositions in Post-Grant Review or Covered Business Method Review
Other Motions, Replies, Surreplies, and Oppositions n in Inter Partes Review (Individuals or Households)
Other Motions, Replies, Surreplies, and Oppositions n in Post-Grant Review or Covered Business Method Review (Individuals or Households)
Patent Owner Preliminary Response to Petition for Initial Inter Partes Review
Patent Owner Preliminary Response to Petition for Initial Inter Partes Review (Individuals or Households)
Patent Owner Preliminary Response to Petition for Initial Post-Grant Review or Covered Business Method Patent Review
Patent Owner Preliminary Response to Petition for Initial Post-Grant Review or Covered Business Method Patent Review (Individuals or Households)
Petition for Derivation
Petition for Derivation (Individuals or Households)
Petition for Post-Grant Review or Covered Business Method Patent Review
Petition for Post-Grant Review or Covered Business Method Patent Review (Individuals or Households)
Petitions for Inter Partes Review
Petitions for Inter Partes Review (Individuals or Households)
Pro Hac Vice Motion
Pro Hac Vice Motion (Individuals or Households)
Request for Director Review
Request for Oral Hearing
Request for Oral Hearing (Individuals or Households)
Request for Rehearing
Request for Rehearing (Individuals or Households)
Request to Make a Settlement Agreement Available
Request to Make a Settlement Agreement Available (Individuals or Households)
Request to Treat a Settlement as Business Confidential
Request to Treat a Settlement as Business Confidential (Individuals or Households)
Response to Request for Director Review
Settlement
Settlement (Individuals or Households)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 11,947 12,338 0 0 -391 0
Annual Time Burden (Hours) 590,630 1,367,958 0 0 -777,328 0
Annual Cost Burden (Dollars) 76,099,956 86,953,572 0 0 -10,853,616 0
No
No

$34,800,714
No
    Yes
    No
No
No
No
No
James Worth 571 272-7174

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/14/2025


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