Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 202503-3064-002

OMB: 3064-0093

Federal Form Document

Forms and Documents

Document Name	Status
Form G-FIN-5 Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer Form and Instruction	Modified
Form G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer Form and Instruction	Modified
Form G-FINW Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form	Modified
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN) Form	Modified
SPST-0093 Notices from Govt Securities Dealers 2025 Renewal FINAL.docx Supporting Statement A	2025-03-27
30 Day Notice (FR2) - 0093.pdf Supplementary Document	2025-03-25
60 Day Notice (FR1) - 0093.pdf Supplementary Document	2025-03-25

IC Document Collections

IC ID	Document Title	Status
235137	Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer Form and Instruction	Modified
235136	Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer Form and Instruction	Modified
235118	Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form	Modified
235116	Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN) Form	Modified