Form SBA Form 468 Reinv SBA Form 468 Reinv Reinventor SBIC Reporting Exhibit

SBIC Financial Reports

3245-0063 Copy of SBIC Form 468 Reinvestor SBIC Reporting Exhibit v2.0 2-25-2025.xlsx

SBIC Financial Reports

OMB: 3245-0063

Document [xlsx]
Download: xlsx | pdf

Overview

COVER PAGE
Underlying Funds
Portfolio Cos
Labels

Sheet 1: COVER PAGE


Form 468 Appendix B: Reinvestor SBIC Reporting

OMB Approval No. 3245-0063



For the Month Period Ended: 12/31/2024




Expiration Date 08/31/2026


(Amounts rounded to the nearest dollar)


Name of License:





License no.:











Reinvestor SBIC License holders are to complete Form 468 Appendix B on a quarterly basis. Appendix B is due with the submission of the Annual Long Form 468 which is due within 90 days of the end of fiscal year. Recognizing the time lag resulting from the dependencies on receipt of underlying fund reporting, Reinvestor SBICs have 90 days from the end of each quarter to submit Appendix B on a quarterly basis. Appendix B is not due at the same time as the Quarterly Short Form 468.
Underlying funds refers to the investor entities the Reinvestor SBIC invests equity capital in.








Portfolio Companies in this appendix refers to the Small Businesses the underlying funds invest in.


















I hereby certify that the following is a list of underlying fund commitments and investments and the portfolio companies








of said underlying funds for the quarter ending in


12/31/2024 , and all portfolio companies of underlying funds are



compliant with SBA Reinvestor SBIC regulations and policies.


















I further certify that the information contained in such filings is complete and correct to the best of my knowledge and belief.








Authorized Official








Name




Title




Signature




Date




Sheet 2: Underlying Funds


Form 468 Appendix A: Reinvestor SBIC Reporting

OMB Approval No. 3245-0063


















For the Month Period Ended: 12/31/2024

Expiration Date 08/31/2026


















(Amounts rounded to the nearest dollar)



















Name of License:
0










License no.:

















































































































UNDERLYING FUND INFORMATION [referred to as "Fund" below]





















RETURNS INFORMATION







































Max of 3000 transactions/investments






























Name of Investment Firm Fund Name Underserved Focus (describe) Fund Term
(years)		 Fund Management Fee Percentage Fund Carry Percentage Investment Principals of the Fund (Last Name, First Name ; Last Name, First Name ;….) First-Time Fund Manager Valuation Date for Current Assets Vintage Year Fund Style Fund Strategy Industry
Focus		 Geographic
Focus		 Fund (Target) Fund Size Fund Size (at Final Close) Date of Final Close Date of Final Liquidation # of Prior Manager
Funds Committed To		 LP Advisory Board Member Total Capital Commitments
(by the Fund) 		Capital Called to Date (by the Fund) Amount Distributed to Date (to the Fund) Current Reported Value (by the Fund) Current Multiple on Invested Cash (MOIC) Current
Gross IRR		 Current Gross DPI Multiple Current Net TVPI Multiple Current
Net IRR		 Current Net DPI Multiple Primary Benchmark
































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































Sheet 3: Portfolio Cos





Form 468 Appendix A: Reinvestor SBIC Reporting





OMB Approval No. 3245-0063














































For the Month Period Ended: 12/31/2024







Expiration Date 08/31/2026














































(Amounts rounded to the nearest dollar)
















































Name of Licensee:












License no.:




























































































































































"Fund" refers to the underlying fund of the Licensee
















































































































PORTFOLIO COMPANY INFORMATION
















































































































Max of 3000 transactions/investments




























Founder(s) CEO

Underlying Portfolio Company Name Fund Name Fund holds Company Board Seat? Fund holds Company Board Observer Seat? Most Recent Valuation Date Portfolio Company Employer ID # Industry (NAICS) Most Recent Transaction Type Stage of Investment Security Type Pre-money Valuation (most recent financing round) Post-money Valuation (most recent financing round) Gross Revenue End of Most Recent Fiscal Year Headquarters City Headquarters State Headquarters Zip Code Number of Employees (at time of initial investment) Current Number of Employees Initial Investment Date Date of Final Liquidation Investment Status Aggregate Dollar Amount of Equity Investment Aggregate Dollar Amount of Debt/Loan Investment Current Dollar Amount of Distributions/Realizations Equity Ownership Percentage Current Reported Value (by the Fund Investor) Current Multiple on Invested Cash (MOIC) Current
Gross IRR		 Date Business Established (mm/dd/yyyy) Technology Developed with SBIR/STTR Funding? Male Female Non-Hispanic or Latino Hispanic or Latino Prefer Not to Disclose American Indian or Alaska Native Asian Black or African American Native Hawaiian or Other Pacific Islander White Prefer Not to Disclose Veteran Persons with Disabilities Male Female Non-Hispanic or Latino Hispanic or Latino Prefer Not to Disclose American Indian or Alaska Native Asian Black or African American Native Hawaiian or Other Pacific Islander White Prefer Not to Disclose Veteran Persons with Disabilities




























































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































Sheet 4: Labels
Fund Style Fund Strategy Industry SBICCT Areas Type of Investment Status Transaction Type State/Territory Venture/Expansion Stage Debt Security Rate Structure Geo/Regional Focus



Types of Licensees

3(c)7
✓ Yes
Fund of Funds Venture Diversified Biotechnology Primary Fund Investment Realized Change of Control AK Pre-Seed Senior Secured Debt Fixed Rate U.S. Nationwide Yes Board Observer Equity Capital
Non-Leveraged

3(c)1

No
Venture Growth Equity Multi-Sector (Less than/Equal to 3 Sectors) Quantum Science Secondary Fund Investment Partially Realized Platform Acquisition AL Seed Senior Unsecured Debt Floating Rate East Coast No Board Member Loan
Standard Debenture SBIC



Unknown Unknown
Growth Equity Buyout Business Products & Services FutureG Direct Secondary Investment Unrealized Initial Public Offering AR Post-Seed Unitrache Debt
Midwest N/A N/A Debt
Accrual SBIC





Secondaries Special Situations Education Advanced Materials Co-Investments
Merger AZ A Subordinated Debt with Warrants
West Coast



Reinvestor SBIC





Private Credit Distressed Personal Care Trusted AI and Autonomy Primaries and Co-Investments
Secondary Sale CA B Subordinated Debt without Warrants
South



Bank-Owned SBIC





Private Equity Mezzanine Food, Beverage & Tobacco Integrated Network Systems-of-Systems

Sale to Strategic Buyer CO C Subordinated Debt with PIK Notes
Southeast



Business Development Company (BDC) Standard Debenture





Hybrid Direct Lending Household Products Microelectronics

Sale to Financial Buyer CT D Convertible Note
Southwest











Fund Secondary Retailing and Distribution Space Technology

Liquidation/Sale of Assets DC Expansion SAFE Note
Northwest











Direct Secondary Consumer Services Renewable Energy Generation and Storage

Growth Financing DE Late

Northeast











Co-Investment Consumer Durables and Apparel Advanced Computing and Software

Restructuring FL


South Central











Multiple Media & Entertainment Human-Machine Interfaces

Bridge Loan GA


Mid-Atlantic











Seed Industrials Directed Energy

Convertible Note HI















Early Venture Materials Hypersonics

Early Equity IA















Late Venture Manufacturing Integrated Sensing and Cyber


ID















Expansion Transportation



IL















Balanced Venture Energy



IN















Co-Investments Software



KS















Hybrid Debt/Equity IT Services



KY















Venture Debt Semiconductors and Semiconductor Equipment



LA















Angel Telecommunication Services



MA















Revenue-Based Investments Technology Hardware and Equipment



MD
















Healthcare



ME
















Pharma, Biotech & Life Sciences



MI
















Medical Devices & Equipment



MN
















Healthcare Services



MO
















Banks



MS
















Diversified Financials



MT
















Defense



Multiple
















Insurance



NC
















Other



ND





















NE





















NH





















NJ





















NM





















Non-US





















NV





















NY





















OH





















OK





















OR





















PA





















PR





















RI





















SC





















SD





















TN





















TX





















UT





















VA





















VT





















WA





















WI





















WV





















WY





















GUAM














File Typeapplication/vnd.openxmlformats-officedocument.spreadsheetml.sheet
File Modified0000-00-00
File Created0000-00-00
© 2025 OMB.report | Privacy Policy