OCC DFAST-14A (biennially)

Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $250 Billion or More

DFAST14A_2024Q4_Summary_DataDictionary_V1.xls

OCC DFAST-14A (biennially)

OMB: 1557-0319

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Series Schedule Database Table XML Table Worksheet / Subschedule StartDate EndDate MDRM Report Form Line Item Item Descriptions Derived
(Yes/No)		 Derivation Calculation based on Report Form Comments Status Related MDRMs Related MDRM Table
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASD3792 CAP-062, CAP-94 Total capital: Total capital Yes CASD8274 + CASD5311
No Change CPSD3792 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASD5310 CAP-54 Tier 2 capital: Allowance for loan and lease losses includable in tier 2 capital No None Report Form Line Item renumbered from CAP-78 No Change CPSD5310 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASD5311 CAP-60 Tier 2 capital: Tier 2 capital Yes CASDP870 - CASDP872 Report Form Line Item renumbered from CAP-84 No Change CPSD5311 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASD7204 CAP-106 REGULATORY CAPITAL AND RATIOS: Tier 1 leverage ratio (%) Yes If D_DT >= '20200630' then (100 * CASD8274/CASKA224) else (CASD8274/CASKA224)
No Change CPSD7204 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20150331 99991231 CASD7205 CAP-104 REGULATORY CAPITAL AND RATIOS: Total capital ratio (%) Yes If D_DT >= '20200630' then (100 * CASD8274/CASDA223) else (CASD8274/CASDA223)
No Change CPSD7205 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20141231 CASD7205 CAP-126 REGULATORY CAPITAL AND RATIOS: Total capital ratio (%) Yes If ID_RSSD in Advanced Approach list, then CASD7205= CASD3792/CASDA223; else CASD7205= CASK3792/CASKA223.
Archived CPSD7205 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20150331 99991231 CASD7206 CAP-102 REGULATORY CAPITAL AND RATIOS: Tier 1 capital ratio (%) Yes If D_DT >= '20200630' then (100 * CASD8274/CASDA223) else (CASD8274/CASDA223)
No Change CPSD7206 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20141231 CASD7206 CAP-124 REGULATORY CAPITAL AND RATIOS: Tier 1 capital ratio (%) Yes If ID_RSSD in Advanced Approach list, then CASD7206= CASD8274/CASDA223; else CASD7206= CASK8274/CASKA223.
Archived CPSD7206 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASD8274 CAP-050, CAP-093 Tier 1 capital: Tier 1 capital, reflective transition provisions (sum of items 43 and 49) Yes CASDP859 + CASDP865
No Change CPSD8274 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDA223 CAP-096 REGULATORY CAPITAL AND RATIOS: Total risk-weighted assets using standardized approach No None
No Change CPSDA223 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDA224 CAP-091 Total Assets for the Leverage Ratio (12 CFR 217): Total assets for the leverage ratio (item 88 minus items 89 and 90) Yes CASK3368 - CASDP875 - CASDB596
No Change CPSDA224 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDB530 CAP-21 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Accumulated other comprehensive income (AOCI) No None
No Change CPSDB530 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDB596 CAP-090 Total Assets for the Leverage Ratio (12 CFR 217): Other deductions from (additions to) assets for leverage ratio purposes No None
No Change CPSDB596 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC30 CAP-112a Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank's DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date - (a) U.S. Federal Government No None
No Change CPSDLC30 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC31 CAP-112b Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank’s DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date - (b) U.S. State Governments No None
No Change CPSDLC31 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC32 CAP-112c Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank’s DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date - (c) All non-U.S. tax jurisdictions No None
No Change CPSDLC32 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC33 CAP-114a Deferred Tax Asset Information: Valuation allowances related to deferred tax assets that arise from net operating loss and tax credit carryforwards - (a) U.S. Federal Government No None
No Change CPSDLC33 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC34 CAP-114a Deferred Tax Asset Information: Valuation allowances related to deferred tax assets that arise from net operating loss and tax credit carryforwards - (b) U.S. State Governments No None
No Change CPSDLC34 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC35 CAP-114b Deferred Tax Asset Information: Valuation allowances related to deferred tax assets that arise from net operating loss and tax credit carryforwards - (c) All non-U.S. tax jurisdictions No None
No Change CPSDLC35 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC36 CAP-114c Deferred Tax Asset Information: Deferred tax assets arising from temporary differences, net of DTLs - (a) U.S. Federal Government No None
No Change CPSDLC36 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC37 CAP-115a Deferred Tax Asset Information: Deferred tax assets arising from temporary differences, net of DTLs - (b) U.S. State Governments No None
No Change CPSDLC37 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC38 CAP-115b Deferred Tax Asset Information: Deferred tax assets arising from temporary differences, net of DTLs - (c) All non-U.S. tax jurisdictions No None
No Change CPSDLC38 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC39 CAP-116a Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences - (a) U.S. Federal Government No None
No Change CPSDLC39 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC40 CAP-116b Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences - (b) U.S. State Governments No None
No Change CPSDLC40 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20191231 99991231 CASDLC41 CAP-116c Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences - (c) All non-U.S. tax jurisdictions No None
No Change CPSDLC41 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20200630 99991231 CASDLF18 CAP-072 Threshold Deductions Calculations: Investments in the capital of unconsolidated financial institutions: Aggregate amount of investments in the capital of unconsolidated financial institutions, net of associated DTLs No None
No Change CPSDLF18 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20200630 99991231 CASDLF19 CAP-073 Threshold Deductions Calculations: Investments in the capital of unconsolidated financial institutions: 25 percent common equity tier 1 deduction threshold Yes .25 * CASDP852
No Change CPSDLF19 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20200630 99991231 CASDLF20 CAP-074 Threshold Deductions Calculations: Investments in the capital of unconsolidated financial institutions: Amount to be deducted from common equity tier 1 due to 25 percent deduction threshold Yes max (0, CASDLF18 - CASDLF19)
No Change CPSDLF20 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20201231 99991231 CASDLG29 CAP-064b Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Aggregate non-significant investments in the capital of unconsolidated financial institutions in the form of common stock No None
No Change CPSDR643 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP742 CAP-19 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Common stock and related surplus, net of treasury stock and unearned employee stock ownership plan (ESOP) shares No None
No Change CPSDP742 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP793 CAP-100 REGULATORY CAPITAL AND RATIOS: Common equity tier 1 ratio (%) Yes If D_DT >= '20200630' then (100 * CASDP859/CASDA223) else (CASDP859/CASDA223)
No Change CPSDP793 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP838 CAP-18 Regulatory Capital per Regulatory Capital Rule: AOCI opt-out election?: Enter "1" for Yes; "0" for No No None
No Change CPSDP838 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP839 CAP-22 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Common equity tier 1 minority interest includable in common equity tier 1 capital No None
No Change CPSDP839 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP840 CAP-23 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Common equity tier 1 before adjustments and deductions Yes CASDP742 + CASK3247 + CASDB530 + CASDP839
No Change CPSDP840 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP841 CAP-24 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Goodwill net of associated deferred tax liabilities (DTLs) No None
No Change CPSDP841 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP842 CAP-25 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Intangible assets (other than goodwill and mortgage servicing assets (MSAs)), net of associated DTLs No None
No Change CPSDP842 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP843 CAP-26 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Deferred tax assets (DTAs) that arise from net operating loss and tax credit carryforwards, net of any related valuation allowances and net of DTLs No None
No Change CPSDP843 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP844 CAP-27 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Net unrealized gains (losses) on available-for-sale securities No None
No Change CPSDP844 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP845 CAP-28 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Net unrealized loss on available-for-sale preferred stock classified as an equity security under GAAP and available-for-sale equity exposures No None
No Change CPSDP845 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP846 CAP-29 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Accumulated net gains (losses) on cash flow hedges No None
No Change CPSDP846 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP847 CAP-30 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Amounts recorded in AOCI attributed to defined benefit postretirement plans resulting from the initial and subsequent application of the relevant GAAP standards that pertain to such plans No None
No Change CPSDP847 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP848 CAP-31 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Net unrealized gains (losses) on held-to-maturity securities that are included in AOCI No None
No Change CPSDP848 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP849 CAP-32 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Accumulated net gain (loss) on cash flow hedges included in AOCI, net of applicable tax effects, that relate to the hedging of items that are not recognized at fair value on the balance sheet No None
No Change CPSDP849 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP850 CAP-34 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Other deductions from (additions to) common equity tier 1 capital before threshold-based deductions: All other deductions from (additions to) common equity tier 1 capital before threshold-based deductions No None
No Change CPSDP850 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP851 CAP-35 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock that exceed the 10 percent threshold for non-significant investments No None
No Change CPSDP851 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP852 CAP-36 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Subtotal (item 23 minus items 24 through 35) Yes CASDP840 - (CASDP841 + CASDP842 + CASDP843 + CASDP844 + CASDP845 + CASDP846 + CASDP847 + CASDP848 + CASDP849 + CASDQ258 + CASDP850 + CASDP851)
No Change CPSDP852 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP853 CAP-71 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: 10 percent common equity tier 1 deduction threshold Yes max (0, CASDQ261 - CASDQ262) Report Form Line Item renumbered from CAP-92 No Change CPSDP853 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP854 CAP-079 Threshold Deductions Calculations: MSAs, net of associated DTLs: Amount to be deducted from common equity tier 1 due to 10 percent deduction threshold Yes max (0, CASDQ265 - CASDQ262)
No Change CPSDP854 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP855 CAP-082 Threshold Deductions Calculations: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs: Amount to be deducted from common equity tier 1 due to 10 percent deduction threshold Yes max (0, CASDQ296 - CASDQ262)
No Change CPSDP855 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASDP856 CAP-117, CAP-75 10%/15% Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Amount to be deducted from common equity tier 1 due to 15 percent deduction threshold (item 116) multiplied by transition provision No None
Archived CPSDP856 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP857 CAP-41 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Deductions applied to common equity tier 1 capital due to insufficient amount of additional tier 1 capital and tier 2 capital to cover deductions No None
No Change CPSDP857 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP858 CAP-042 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Total adjustments and deductions for common equity tier 1 capital Yes CASKP853 + CASKLF29 + CASKP854 + CASKP855 + CASKP856 + CASDP857
No Change CPSDP858 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP859 CAP-043, CAP-92 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Common equity tier 1 capital Yes CASDP852 - CASDP858
No Change CPSDP859 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP860 CAP-44 Additional tier 1 capital: Additional tier 1 capital instruments plus related surplus No None Report Form Line Item renumbered from CAP-68 No Change CPSDP860 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP861 CAP-45 Additional tier 1 capital: Non-qualifying capital instruments subject to phase out from additional tier 1 capital No None Report Form Line Item renumbered from CAP-69 No Change CPSDP861 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP862 CAP-46 Additional tier 1 capital: Tier 1 minority interest not included in common equity tier 1 capital No None Report Form Line Item renumbered from CAP-70 No Change CPSDP862 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP863 CAP-47 Additional tier 1 capital: Additional tier 1 capital before deductions, Yes CASDP860 + CASDP861 + CASDP862 Report Form Line Item renumbered from CAP-71 No Change CPSDP863 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP864 CAP-48 Additional tier 1 capital: Additional tier 1 capital deductions No None Report Form Line Item renumbered from CAP-72 No Change CPSDP864 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP865 CAP-49 Additional tier 1 capital: Additional tier 1 capital No None Report Form Line Item renumbered from CAP-73 No Change CPSDP865 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP866 CAP-51 Tier 2 capital: Tier 2 capital instruments plus related surplus No None Report Form Line Item renumbered from CAP-75 No Change CPSDP866 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP867 CAP-52 Tier 2 capital: Non-qualifying capital instruments subject to phase out from tier 2 capital No None Report Form Line Item renumbered from CAP-76 No Change CPSDP867 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP868 CAP-53 Tier 2 capital: Total capital minority interest that is not included in tier 1 capital No None Report Form Line Item renumbered from CAP-77 No Change CPSDP868 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP870 CAP-57 Tier 2 capital: Tier 2 capital before deductions Yes CASDP866 + CASDP867 + CASDP868 + CASD5310 + CASDQ257 Report Form Line Item renumbered from CAP-81 No Change CPSDP870 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP872 CAP-59 Tier 2 capital: Tier 2 capital deductions No None Report Form Line Item renumbered from CAP-83 No Change CPSDP872 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDP875 CAP-089 Total Assets for the Leverage Ratio (12 CFR 217): Deductions from common equity tier 1 capital and additional tier 1 capital No None
No Change CPSDP875 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDP972 CAP-110 REGULATORY CAPITAL AND RATIOS : Tier 1 common capital*** No None
Archived CPSDP972 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDP974 CAP-121 REGULATORY CAPITAL AND RATIOS: Tier 1 common ratio (%) (based upon generally applicable risk weighted assets) Yes If CASKA223=0, then 0; else CASDP972/CASKA223.
Archived CPSDP974 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20240930 CASDQ257 CAP-56 Tier 2 capital: Unrealized gains on available-for-sale preferred stock classified as an equity security under GAAP and available-for-sale equity exposures includable in tier 2 capital No None Retired 9/30/2024 Archived CPSDQ257 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ258 CAP-033 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Other deductions from (additions to) common equity tier capital 1 before threshold-based deductions: Unrealized net gain (loss) related to changes in the fair value of liabilities that are due to changes in own credit risk No None
No Change CPSDQ258 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ259 CAP-67 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Gross significant investments in the capital of unconsolidated financial institutions in the form of common stock No None Report Form Line Item renumbered from CAP-88 No Change CPSDQ259 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ260 CAP-68 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Permitted offsetting short positions in relation to the specific gross holdings included above No None Report Form Line Item renumbered from CAP-89 No Change CPSDQ260 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ261 CAP-69 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Significant investments in the capital of unconsolidated financial institutions in the form of common stock net of short positions Yes max(0, CASDQ259 - CASDQ260) Report Form Line Item renumbered from CAP-90 No Change CPSDQ261 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ262 CAP-070, CAP-078, CAP-81 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: 10 percent common equity tier 1 deduction threshold Yes If Category not in ("1","2") and d_dt >= '20200630' then max(0, CASDP852*0.25) else max(0, CASDP852*0.10)
No Change CPSDQ262 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ263 CAP-075 Threshold Deductions Calculations: MSAs, net of associated DTLs: Total mortgage servicing assets classified as intangible No None
No Change CPSDQ263 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ264 CAP-076 Threshold Deductions Calculations: MSAs, net of associated DTLs: Associated deferred tax liabilities which would be extinguished if the intangible becomes impaired or derecognized under the relevant accounting standards No None
No Change CPSDQ264 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ265 CAP-077 Threshold Deductions Calculations: MSAs, net of associated DTLs: Mortgage servicing assets net of related deferred tax liabilities Yes CASDQ263 - CASDQ264
No Change CPSDQ265 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ266 CAP-083 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Sum of items 69, 77, and 80 Yes CASDQ261 + CASDQ265 + CASDQ296
No Change CPSDQ266 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ267 CAP-084 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): 15 percent common equity tier 1 deduction threshold Yes If D_DT <= '2017-12-31' or ID_RSSD not in Advanced Approach list then CASDP852*0.15, else (CASDP852 – CASDQ266)*0.1765
No Change CPSDQ267 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ268 CAP-085 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Sum of items 71, 78, and 82 Yes CASDP853 + CASDP854 + CASDP855
No Change CPSDQ268 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ269 CAP-086 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Item 83 minus item 85 Yes CASDQ266 - CASDQ268
No Change CPSDQ269 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ270 CAP-087 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Amount to be deducted from common equity tier 1 due to 15 percent deduction threshold, (greater of item 86 minus item 84 or zero) Yes max (0, CASDQ269 - CASDQ267)
No Change CPSDQ270 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ271 CAP-139 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Is the bank internationally active for purposes of the qualifying restricted core capital limit tests? No None
Archived CPSDQ271 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ272 CAP-146 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (b) Enter 10% of the tier 1 subtotal Yes CASKC227*0.10
Archived CPSDQ272 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ273 CAP-147 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (c) Enter the amount of deferred tax assets to be used when calculating the regulatory capital limit No None
Archived CPSDQ273 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ274 CAP-148 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): Enter any optional adjustment made to item 141 in item 148 Yes CASK2148 - CASK3049 - CASDQ273
Archived CPSDQ274 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ275 CAP-112 Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank’s DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date No None
No Change CPSDQ275 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ276 CAP-150 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (e) Amount of deferred tax assets that is dependent upon future taxable income Yes max (0, CASDQ273 - CASDQ275)
Archived CPSDQ276 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ277 CAP-151 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (f) Enter the portion of (e) that the bank y could realize within the next 12 months based on its projected future taxable income. No None
Archived CPSDQ277 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ278 CAP-152 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (g) Enter minimum of (f) and (b) Yes min (CASDQ272, CASDQ277)
Archived CPSDQ278 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ279 CAP-153 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (h) Subtract (g) from (e') Yes max (CASDQ276 - CASDQ278, 0)
Archived CPSDQ279 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ280 CAP-154 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): Future taxes paid used to determine item 152 No None
Archived CPSDQ280 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ281 CAP-155 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): Future taxable income consistent with item 152 No None
Archived CPSDQ281 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ282 CAP-119 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Common dividends per share ($) Yes If CASK4460 <> null and CASDQ946 <>null, then CASK4460/CASDQ946; else 0.
No Change CPSDQ282 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ283 CAP-120 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Issuance of common stock for employee compensation No None
No Change CPSDQ283 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ284 CAP-121 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Other issuance of common stock No None
No Change CPSDQ284 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ285 CAP-122 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Total issuance of common stock Yes CASDQ283 + CASDQ284
No Change CPSDQ285 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ286 CAP-123 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Share repurchases to offset issuance for employee compensation No None
No Change CPSDQ286 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ287 CAP-124 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Other share repurchases No None
No Change CPSDQ287 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ288 CAP-125 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Total share repurchases Yes CASDQ286 + CASDQ287
No Change CPSDQ288 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ289 CAP-127 Supplemental Information on Trust Preferred Securities Subject to Phase-Out from Tier 1 Capital: Trust preferred securities included in Item 49 No None
No Change CPSDQ289 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ290 CAP-147 Memoranda: Itemized other adjustments to equity capital No None
No Change


DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASDQ291 CAP-168 Memoranda: Itemized other additions to (deductions from) tier 1 capital No None
Archived


DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ292 CAP-148 Memoranda: Taxes paid during the fiscal year ended two years ago No None
No Change


DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ293 CAP-149 Memoranda: Taxes paid during the fiscal year ended one year ago No None
No Change


DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ294 CAP-150 Memoranda: Taxes paid through the as-of date of the current fiscal year No None
No Change


DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ295 CAP-151 Memoranda: Reconcile the Supplemental Capital Action and RI-A projections No None
No Change


DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ296 CAP-080 Threshold Deductions Calculations: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs No/Yes From 20130930-20151231 reported, 20160630 derived as CASDR650-CASDR651, from 20161231-99991231 reported
No Change CPSDQ296 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASDQ946 CAP-118 Supplemental Capital Action Information (report in $Millions unless otherwise noted)***: Common shares outstanding (Millions) No None
No Change CPSDQ946 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20160630 99991231 CASDR643 CAP-064a Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Aggregate non-significant investments in the capital of unconsolidated financial institutions, including in the form of common stock, additional tier 1 and tier 2 capital No None
No Change CPSDR643 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20160630 99991231 CASDR646 CAP-65 Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: 10 percent common equity tier 1 deduction threshold for non-significant investments in the capital of unconsolidated financial institutions in the form of common stock Yes .10(CASDP840 - sum(CASDP841 + CASDP842 + CASDP843 + CASDP844 + CASDP845 + CASDP846 + CASDP847 + CASDP848 + CASDP849 + CASDQ258 + CASDP850))
No Change CPSDR646 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20160630 99991231 CASDR647 CAP-066 Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Amount of non-significant investments that exceed the 10 percent deduction threshold for non-significant investments Yes From 20160630-20200630: max((CASDR643-CASDR646),0).
From 20201231-99991231: if CASDR646 >= CASDR643 then 0 else (CASDR643-CASDR646) * (CASDLG29 / CASDR643)
No Change CPSDR647 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20160630 99991231 CASDR648 CAP-113 Deferred Tax Asset Information: Deferred tax assets that arising from net operating loss and tax credit carryforwards, net of DTLs, but gross of related valuation allowances No None
No Change CPSDR648 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20160630 99991231 CASDR649 CAP-114 Deferred Tax Asset Information: Valuation allowances related to deferred tax assers that arise from net operating loss and tax credit carryforwards No None
No Change CPSDR649 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20160630 99991231 CASDR650 CAP-115 Deferred Tax Asset Information: Deferred tax assets arising from temporary differences, net of DTLs No None
No Change CPSDR650 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20160630 99991231 CASDR651 CAP-116 Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences No None
No Change CPSDR651 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASE3792 CAP-063, CAP-95 Total capital: (Advanced approaches holding companies that exit parallel run only): Total capital, reflective of transition provisions Yes CASD8274 + CASE5311
No Change CPSE3792 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASE5310 CAP-55 Tier 2 capital: (Advanced approaches banks that exit parallel run only): eligible credit reserves includable in tier 2 capital No None Report Form Line Item renumbered from CAP-79 No Change CPSE5310 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASE5311 CAP-61 Tier 2 capital: (Advanced approaches banks that exit parallel run only): Tier 2 capital, reflective of transition provisions No None Report Form Line Item renumbered from CAP-85 No Change CPSE5311 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASE7205 CAP-105 REGULATORY CAPITAL AND RATIOS:(Advanced approaches holding companies that exit parallel run only): Total capital ratio (%) Yes CASE3792/CASEA223
No Change CPSE7205 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASE7206 CAP-103 REGULATORY CAPITAL AND RATIOS: (Advanced approaches holding companies that exit parallel run only): Tier 1 capital ratio (%) Yes CASD8274/CASEA223
No Change CPSE7206 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASEA223 CAP-097 REGULATORY CAPITAL AND RATIOS: (Advanced approaches holding companies that exit parallel run only): total risk-weighted assets using advanced approaches rules Yes CASAA223
No Change CPSEA223 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ160 CAP-31 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Shortfall of eligible credit reserves below total expected credit losses (50% of shortfall plus any Tier 2 carryover) (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ160 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ161 CAP-32 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Gain-on-sale associated with securitization exposures (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ161 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASEJ162 CAP-33 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Certain failed capital markets transactions (50% of deductions plus any Tier 2 carryover) (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ162 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASEJ163 CAP-34 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Other securitization deductions (50% of deductions plus any Tier 2 carryover) (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ163 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ173 CAP-41 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Excess of eligible credit reserves over total expected credit losses (up to 0.60% of credit risk-weighted assets) (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ173 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ175 CAP-45 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Shortfall of eligible credit reserves below total expected credit losses (up to lower of 50% of the shortfall or amount of Tier 2 capital) (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ175 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ176 CAP-46 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Certain failed capital markets transactions (up to lower of 50% of deductions from such failed transactions or amount of Tier 2 capital) (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ176 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ177 CAP-47 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Other securitization deductions (up to lower of 50% of deductions or amount of Tier 2 capital) (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ177 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASEJ188 CAP-35 Capital Worksheet: CCAR: Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Insurance underwriting subsidiaries' minimum regulatory capital (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ188 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ190 CAP-43 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Insurance underwriting subsidiaries' minimum regulatory capital (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ190 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEJ191 CAP-44 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Other additions to (deductions from) Tier 2 capital (advanced approaches institutions that exit parallel run only) No None
Archived CPSEJ191 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASEP793 CAP-101 REGULATORY CAPITAL AND RATIOS: (Advanced approaches holding companies that exit parallel run only): Common equity tier 1 ratio (%) Yes CASDP859/CASEA223
No Change CPSEP793 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASEP870 CAP-58 Tier 2 capital: (Advanced approaches banks that exit parallel run only): Tier 2 capital before deductions, reflective of transition provisions No None Report Form Line Item renumbered from CAP-82 No Change CPSEP870 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20140331 CASEP974 CAP-135 REGULATORY CAPITAL AND RATIOS: (Advanced approaches banks that exit parallel run only): Tier 1 common ratio (%) Yes If CASEA223=0, then 0; else CASDP972/CASEA223.
Archived CPSEP974 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK2148 CAP-108 Schedule RC-F—Other Assets: Net deferred tax assets No None
No Change CPSK2148 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK2221 CAP-36 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Unrealized gains on available-for-sale equity securities includable in Tier 2 capital No None
Archived CPSK2221 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3049 CAP-109 Schedule RC-G—Other Liabilities: Net deferred tax liabilities No None
No Change CPSK3049 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3210 CAP-17 Schedule RI-A—Changes in Bank Equity Capital: Total bank equity capital end of current period Yes CASKB508 + CASK4340 + CASK3577 + CASK3578 + CASK3579 + CASK3580 + CASK4782 + CASK4356 + CASKB511 + CASK4591 + CASK3581 - (CASK4783 + CASK4598 + CASK4460) Removed CAP-18 from Column I as that item has ended No Change CPSK3210 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3217 CAP-1 Schedule RI-A—Changes in Bank Equity Capital: Total bank equity capital most recently reported for the end of previous QUARTER No None
No Change CPSK3217 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3247 CAP-20 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Retained earnings No None
No Change CPSK3247 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3368 CAP-088 Total Assets for the Leverage Ratio (12 CFR 217): Average total consolidated assets No None
No Change CPSK3368 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20160630 CASK3459 CAP-105 Total number of bank common shares outstanding No None Report Form Line Item renumbered from CAP-142 Archived CPSK3459 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3577 CAP-5 Schedule RI-A—Changes in Bank Equity Capital: Sale of perpetual preferred stock (excluding treasury stock transactions): Sale of perpetual preferred stock, gross No None
No Change CPSK3577 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3578 CAP-6 Schedule RI-A—Changes in Bank Equity Capital: Sale of perpetual preferred stock (excluding treasury stock transactions): Conversion or retirement of perpetual preferred stock No None
No Change CPSK3578 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3579 CAP-7 Schedule RI-A—Changes in Bank Equity Capital: Sale of common stock: Sale of common stock, gross No None
No Change CPSK3579 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3580 CAP-8 Schedule RI-A—Changes in Bank Equity Capital: Sale of common stock: Conversion or retirement of common stock No None
No Change CPSK3580 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK3581 CAP-16 Schedule RI-A—Changes in Bank Equity Capital: Other adjustments to equity capital (not included above)* No None
No Change CPSK3581 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK3792 CAP-41, CAP-114 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Total risk-based capital Yes CASK8274 + CASK8275 - CASKB595
Archived CPSK3792 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK4336 CAP-21 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Accumulated net gains (losses) on cash flow hedges and amounts recorded in AOCI resulting from the initial and subsequent application of FASB ASC 715-20 (formerly FASB statement No. 158) to defined benefit postretirement plans (if a gain, report as a positive value; if a loss, report as a negative value) No None
Archived CPSK4336 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK4340 CAP-4 Schedule RI-A—Changes in Bank Equity Capital: Net income (loss) attributable to bank No None
No Change CPSK4340 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK4356 CAP-11 Schedule RI-A—Changes in Bank Equity Capital: Changes incident to business combinations, net No None
No Change CPSK4356 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK4460 CAP-13, CAP-117 Schedule RI-A—Changes in Bank Equity Capital: Cash dividends declared on common stock No None
No Change CPSK4460 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK4591 CAP-15 Schedule RI-A—Changes in Bank Equity Capital: Change in the offsetting debit to the liability for Employee Stock Ownership Plan (ESOP) debt guaranteed by the bank No None
No Change CPSK4591 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK4598 CAP-12 Schedule RI-A—Changes in Bank Equity Capital: Cash dividends declared on preferred stock No None
No Change CPSK4598 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK4782 CAP-9 Schedule RI-A—Changes in Bank Equity Capital: Sale of treasury stock No None
No Change CPSK4782 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASK4783 CAP-10 Schedule RI-A—Changes in Bank Equity Capital: Purchase of treasury stock No None
No Change CPSK4783 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK5310 CAP-35 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Allowance for loan and lease losses includable in Tier 2 capital No None
Archived CPSK5310 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK5311 CAP-62 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Tier 2 capital Yes CASKG217 + CASKG218 + CASK5310 + CASK2221 + CASKB594
Archived CPSK5311 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK5479 CAP-129 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Preferred stock (including related surplus) eligible for inclusion in Tier 1 capital: Noncumulative perpetual preferred stock No None
Archived CPSK5479 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK5483 CAP-132 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Treasury stock (including offsetting debit to the liability for ESOP debt): In the form of perpetual preferred stock No None
Archived CPSK5483 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK5484 CAP-133 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Treasury stock (including offsetting debit to the liability for ESOP debt): In the form of common stock No None
Archived CPSK5484 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK5610 CAP-30 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Disallowed deferred tax assets No None
Archived CPSK5610 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK5990 CAP-136 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying cumulative perpetual preferred stock No None
Archived CPSK5990 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK8274 CAP-32, CAP-112 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Tier 1 capital Yes CASKC227 + CASKB592 - (CASKB591 + CASK5610)
Archived CPSK8274 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK8275 CAP-63 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Allowable Tier 2 capital Yes min (CASK8274, CASK5311)
Archived CPSK8275 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASK8434 CAP-19 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Net unrealized gains (losses) on available-for-sale securities (if a gain, report as a positive value; if a loss, report as a negative value) No None
Archived CPSK8434 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKA221 CAP-20 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Net unrealized loss on available-for-sale equity securities (report loss as a positive value) No None
Archived CPSKA221 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKA223 CAP-117 REGULATORY CAPITAL AND RATIOS: Total risk-weighted assets using general risk-based capital rules Yes CASFA223
Archived CPSKA223 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKA224 CAP-098 REGULATORY CAPITAL AND RATIOS: Total assets for the leverage ratio per revised regulatory capital rules Yes CASDA224
No Change CPSKA224 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKA507 CAP-131 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Preferred stock (including related surplus) eligible for inclusion in Tier 1 capital: Other cumulative preferred stock eligible for inclusion in Tier 1 capital (excluding TruPS) No None
Archived CPSKA507 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKB507 CAP-2 Schedule RI-A—Changes in Bank Equity Capital: Effect of changes in accounting principles and corrections of material accounting errors No None
No Change CPSKB507 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKB508 CAP-3 Schedule RI-A—Changes in Bank Equity Capital: Balance end of previous QUARTER as restated Yes CASK3217 + CASKB507
No Change CPSKB508 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKB511 CAP-14 Schedule RI-A—Changes in Bank Equity Capital: Other comprehensive income No None
No Change CPSKB511 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKB588 CAP-22 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Nonqualifying perpetual preferred stock No None
Archived CPSKB588 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKB590 CAP-26 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital:Disallowed goodwill and other disallowed intangible assets No None
Archived CPSKB590 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKB591 CAP-29 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Disallowed servicing assets and purchased credit card relationships No None
Archived CPSKB591 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKB592 CAP-31 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Other additions to (deductions from) Tier 1 capital** No None
Archived CPSKB592 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKB594 CAP-61 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Other Tier 2 capital components No None
Archived CPSKB594 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKB595 CAP-64 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Deductions for total risk-based capital No None
Archived CPSKB595 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKC227 CAP-28, CAP-145 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Subtotal Yes CASK3210 + CASKG214 + CASKG215 + CASKG216 - (CASK8434 + CASKA221 + CASK4336 + CASKB588 + CASKB590 + CASKF264)
Archived CPSKC227 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKC498 CAP-130 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Preferred stock (including related surplus) eligible for inclusion in Tier 1 capital: Other noncumulative preferred stock eligible for inclusion in Tier 1 capital (e.g., REIT preferred securities) No None
Archived CPSKC498 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKC502 CAP-137 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying TruPS No None
Archived CPSKC502 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKC699 CAP-126 Supplemental Information on Trust Preferred Securities Subject to Phase-Out from Tier 1 Capital: Outstanding trust preferred securities No None Report Form Line Item renumbered from CAP-122 No Change CPSKC699 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKF264 CAP-27 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Cumulative change in fair value of all financial liabilities accounted for under a fair value option that is included in retained earnings and is attributable to changes in the bank's own creditworthiness (if a net gain, report as a positive value; if a net loss, report as a negative value) No None
Archived CPSKF264 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG214 CAP-23 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Qualifying Class A noncontrolling (minority) interests in consolidated subsidiaries No None
Archived CPSKG214 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG215 CAP-24 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Qualifying restricted core capital elements (other than cumulative perpetual preferred stock) No None
Archived CPSKG215 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG216 CAP-25 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Qualifying mandatory convertible preferred securities of internationally active banks No None
Archived CPSKG216 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG217 CAP-33 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Qualifying subordinated debt, redeemable preferred stock, and restricted core capital elements (except Class B noncontrolling (minority) interest) not includable in items 24 or 25 No None
Archived CPSKG217 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG218 CAP-34 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Cumulative perpetual preferred stock included in item 22 and Class B noncontrolling (minority) interest not included in item 24, but includable in Tier 2 capital No None
Archived CPSKG218 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG219 CAP-134 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying Class B noncontrolling (minority) interest No None
Archived CPSKG219 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG220 CAP-135 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying Class C noncontrolling (minority) interest) No None
Archived CPSKG220 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 20151231 CASKG221 CAP-138 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Goodwill net of any associated deferred tax liability No None
Archived CPSKG221 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKG234 CAP-110 Issuances associated with the U.S. Department of Treasury Capital Purchase Program: Senior perpetual preferred stock or similar items No None
No Change CPSKG234 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKG235 CAP-111 Issuances associated with the U.S. Department of Treasury Capital Purchase Program: Warrants to purchase common stock or similar items No None
No Change CPSKG235 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20161231 99991231 CASKHK22 CAP-099 REGULATORY CAPITAL AND RATIOS: Supplementary Leverage Ratio Exposures No None
No Change CPSKHK22 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20161231 99991231 CASKHK23 CAP-107 REGULATORY CAPITAL AND RATIOS: Supplementary Leverage Ratio (%) Yes/No CASD8274/CASKHK22
No Change CPSKHK23 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20200630 99991231 CASKLF29 CAP-037b Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Investments in the capital of unconsolidated financial institutions, net of associated DTLs, that exceed 25 percent common equity tier 1 capital deduction threshold No None
No Change CPSKLF29 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKP853 CAP-37a Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs, that exceed the 10 percent common equity tier 1 capital deduction threshold No None
No Change CPSKP853 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKP854 CAP-038 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: MSAs, net of associated DTLs, that exceed the common equity tier 1 capital deduction threshold No None
No Change CPSKP854 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKP855 CAP-039 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs, that exceed the common equity tier 1 capital deduction threshold No None
No Change CPSKP855 CAP_PROJ
DFAST14A SMRY SMRY_ACT02 SMRY_Data_Collect_ACT Capital Worksheet 20130930 99991231 CASKP856 CAP-040 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Amount of significant investments in the capital of unconsolidated financial institutions in the form of common stock; MSAs, net of associated DTLs; and DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs; that exceeds the 15 percent common equity tier 1 capital deduction threshold No None
No Change CPSKP856 CAP_PROJ
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CCARP005 CAP-0 Capital Worksheet: DFAST or CCAR or CCAR ADJ No None CCAR ADJ should only be used when asked to adjust the CCAR submission No Change


DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSD3792 CAP-062, CAP-94 Total capital: Total capital Yes CPSD8274 + CPSD5311
No Change CASD3792 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSD5310 CAP-54 Tier 2 capital: Allowance for loan and lease losses includable in tier 2 capital No None
No Change CASD5310 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSD5311 CAP-60 Tier 2 capital: Tier 2 capital Yes CPSDP870 - CPSDP872
No Change CASD5311 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSD7204 CAP-106 REGULATORY CAPITAL AND RATIOS: Tier 1 leverage ratio (%) Yes If D_DT >= '20200630' then (100 * CPSD8274/CPSDA224) else (CPSD8274/CPSDA224)
No Change CASD7204 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20150331 99991231 CPSD7205 CAP-104 REGULATORY CAPITAL AND RATIOS: Total capital ratio (%) Yes If D_DT >= '20200630' then (100 * CPSD3792/CPSDA223) else (CPSD3792/CPSDA223)
No Change CASD7205 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20141231 CPSD7205 CAP-126 REGULATORY CAPITAL AND RATIOS: Total capital ratio (%) Yes If ID_RSSD in Advanced Approach list, then CPSD7205= CPSD3792/CPSDA223; else CPSD7205= CPSK3792/CPSKA223.
Archived CASD7205 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20150331 99991231 CPSD7206 CAP-102 REGULATORY CAPITAL AND RATIOS: Tier 1 capital ratio (%) Yes If D_DT >= '20200630' then (100 * CPSD8274/CPSDA223) else (CPSD8274/CPSDA223)
No Change CASD7206 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20141231 CPSD7206 CAP-124 REGULATORY CAPITAL AND RATIOS: Tier 1 capital ratio (%) Yes If ID_RSSD in Advanced Approach list, then CPSD7206= CPSD8274/CPSDA223; else CPSD7206= CPSK8274/CPSKA223.
Archived CASD7206 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSD8274 CAP-050, CAP-093 Tier 1 capital: Tier 1 capital, reflective transition provisions (sum of items 43 and 49) Yes CPSDP859 + CPSDP865
No Change CASD8274 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDA223 CAP-096 REGULATORY CAPITAL AND RATIOS: Total risk-weighted assets using standardized approach No None
No Change CASDA223 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDA224 CAP-091 Total Assets for the Leverage Ratio (12 CFR 217): Total assets for the leverage ratio (item 88 minus items 89 and 90) Yes CPSK3368 - CPSDP875 - CPSDB596
No Change CASDA224 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDB530 CAP-21 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Accumulated other comprehensive income (AOCI) No None
No Change CASDB530 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDB596 CAP-090 Total Assets for the Leverage Ratio (12 CFR 217): Other deductions from (additions to) assets for leverage ratio purposes No None
No Change CASDB596 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC30 CAP-112a Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank’s DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date - (a) U.S. Federal Government No None
No Change CASDLC30 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC31 CAP-112b Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank’s DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date - (b) U.S. State Governments No None
No Change CASDLC31 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC32 CAP-112c Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank’s DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date - (c) All non-U.S. tax jurisdictions No None
No Change CASDLC32 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC33 CAP-114a Deferred Tax Asset Information: Valuation allowances related to deferred tax assets that arise from net operating loss and tax credit carryforwards - (a) U.S. Federal Government No None
No Change CASDLC33 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC34 CAP-114b Deferred Tax Asset Information: Valuation allowances related to deferred tax assets that arise from net operating loss and tax credit carryforwards - (b) U.S. State Governments No None
No Change CASDLC34 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC35 CAP-114c Deferred Tax Asset Information: Valuation allowances related to deferred tax assets that arise from net operating loss and tax credit carryforwards - (c) All non-U.S. tax jurisdictions No None
No Change CASDLC35 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC36 CAP-115a Deferred Tax Asset Information: Deferred tax assets arising from temporary differences, net of DTLs - (a) U.S. Federal Government No None
No Change CASDLC36 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC37 CAP-115b Deferred Tax Asset Information: Deferred tax assets arising from temporary differences, net of DTLs - (b) U.S. State Governments No None
No Change CASDLC37 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC38 CAP-115c Deferred Tax Asset Information: Deferred tax assets arising from temporary differences, net of DTLs - (c) All non-U.S. tax jurisdictions No None
No Change CASDLC38 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC39 CAP-116a Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences - (a) U.S. Federal Government No None
No Change CASDLC39 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC40 CAP-116b Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences - (b) U.S. State Governments No None
No Change CASDLC40 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20191231 99991231 CPSDLC41 CAP-116c Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences- (c) All non-U.S. tax jurisdictions No None
No Change CASDLC41 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20200630 99991231 CPSDLF18 CAP-072 Threshold Deductions Calculations: Investments in the capital of unconsolidated financial institutions: Aggregate amount of investments in the capital of unconsolidated financial institutions, net of associated DTLs No None
No Change CASDLF18 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20200630 99991231 CPSDLF19 CAP-073 Threshold Deductions Calculations: Investments in the capital of unconsolidated financial institutions: 25 percent common equity tier 1 deduction threshold Yes .25 * CPSDP852
No Change CASDLF19 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20200630 99991231 CPSDLF20 CAP-074 Threshold Deductions Calculations: Investments in the capital of unconsolidated financial institutions: Amount to be deducted from common equity tier 1 due to 25 percent deduction threshold Yes max (0, CPSDLF18 - CPSDLF19)
No Change CASDLF20 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20201231 99991231 CPSDLG29 CAP-064b Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Aggregate non-significant investments in the capital of unconsolidated financial institutions in the form of common stock No None
No Change CASDR643 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP742 CAP-19 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Common stock and related surplus, net of treasury stock and unearned employee stock ownership plan (ESOP) shares No None
No Change CASDP742 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP793 CAP-100 REGULATORY CAPITAL AND RATIOS: Common equity tier 1 ratio (%) Yes IF D_DT >= '20200630' then (100 * CPSDP859/CPSDA223) else (CPSDP859/CPSDA223)
No Change CASDP793 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP838 CAP-18 Regulatory Capital per Regulatory Capital Rule: AOCI opt-out election?: Enter "1" for Yes; "0" for No No None
No Change CASDP838 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP839 CAP-22 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Common equity tier 1 minority interest includable in common equity tier 1 capital No None
No Change CASDP839 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP840 CAP-23 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Common equity tier 1 before adjustments and deductions Yes CPSDP742 + CPSK3247 + CPSDB530 + CPSDP839
No Change CASDP840 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP841 CAP-24 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Goodwill net of associated deferred tax liabilities (DTLs) No None
No Change CASDP841 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP842 CAP-25 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Intangible assets (other than goodwill and mortgage servicing assets (MSAs)), net of associated DTLs No None
No Change CASDP842 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP843 CAP-26 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Deferred tax assets (DTAs) that arise from net operating loss and tax credit carryforwards, net of any related valuation allowances and net of DTLs No None
No Change CASDP843 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP844 CAP-027 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Net unrealized gains (losses) on available-for-sale securities No None
No Change CASDP844 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP845 CAP-028 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Net unrealized loss on available-for-sale preferred stock classified as an equity security under GAAP and available-for-sale equity exposures No None
No Change CASDP845 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP846 CAP-029 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Accumulated net gains (losses) on cash flow hedges No None
No Change CASDP846 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP847 CAP-030 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Amounts recorded in AOCI attributed to defined benefit postretirement plans resulting from the initial and subsequent application of the relevant GAAP standards that pertain to such plans No None
No Change CASDP847 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP848 CAP-031 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Net unrealized gains (losses) on held-to-maturity securities that are included in AOCI No None
No Change CASDP848 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP849 CAP-032 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: AOCI related adjustments: Accumulated net gain (loss) on cash flow hedges included in AOCI, net of applicable tax effects, that relate to the hedging of items that are not recognized at fair value on the balance sheet No None
No Change CASDP849 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP850 CAP-034 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Other deductions from (additions to) common equity tier capital 1 before threshold-based deductions: All other deductions from (additions to) common equity tier 1 capital before threshold-based deductions No None
No Change CASDP850 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP851 CAP-035 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock that exceed the 10 percent threshold for non-significant investments No None
No Change CASDP851 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP852 CAP-036 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Subtotal (item 23 minus items 24 through 35) Yes CPSDP840 - (CPSDP841 + CPSDP842 + CPSDP843 + CPSDP844 + CPSDP845 + CPSDP846 + CPSDP847 + CPSDP848 + CPSDP849 + CPSDQ258 + CPSDP850 + CPSDP851)
No Change CASDP852 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP853 CAP-71 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: 10 percent common equity tier 1 deduction threshold Yes max (0, CPSDQ261 - CPSDQ262)
No Change CASDP853 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP854 CAP-079 Threshold Deductions Calculations: MSAs, net of associated DTLs: Amount to be deducted from common equity tier 1 due to 10 percent deduction threshold Yes max (0, CPSDQ265 - CPSDQ262)
No Change CASDP854 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP855 CAP-082 Threshold Deductions Calculations: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs: Amount to be deducted from common equity tier 1 due to the deduction threshold Yes max (0, CPSDQ296 - CPSDQ262)
No Change CASDP855 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSDP856 CAP-117, CAP-75 10%/15% Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Amount to be deducted from common equity tier 1 due to 15 percent deduction threshold (item 116) multiplied by transition provision No None
Archived CASDP856 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP857 CAP-041 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Deductions applied to common equity tier 1 capital due to insufficient amount of additional tier 1 capital and tier 2 capital to cover deductions No None
No Change CASDP857 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP858 CAP-042 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Total adjustments and deductions for common equity tier 1 capital Yes CPSKP853 + CPSKLF29 + CPSKP854 + CPSKP855 + CPSKP856 + CPSDP857
No Change CASDP858 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP859 CAP-043, CAP-92 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Common equity tier 1 capital Yes CPSDP852 - CPSDP858
No Change CASDP859 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP860 CAP-44 Additional tier 1 capital: Additional tier 1 capital instruments plus related surplus No None
No Change CASDP860 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP861 CAP-45 Additional tier 1 capital: Non-qualifying capital instruments subject to phase out from additional tier 1 capital No None
No Change CASDP861 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP862 CAP-46 Additional tier 1 capital: Tier 1 minority interest not included in common equity tier 1 capital No None
No Change CASDP862 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP863 CAP-47 Additional tier 1 capital: Additional tier 1 capital before deductions Yes CPSDP860 + CPSDP861 + CPSDP862
No Change CASDP863 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP864 CAP-48 Additional tier 1 capital: Additional tier 1 capital deductions No None
No Change CASDP864 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP865 CAP-49 Additional tier 1 capital: Additional tier 1 capital No None
No Change CASDP865 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP866 CAP-51 Tier 2 capital: Tier 2 capital instruments plus related surplus No None
No Change CASDP866 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP867 CAP-52 Tier 2 capital: Non-qualifying capital instruments subject to phase out from tier 2 capital No None
No Change CASDP867 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP868 CAP-53 Tier 2 capital: Total capital minority interest that is not included in tier 1 capital No None
No Change CASDP868 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP870 CAP-57 Tier 2 capital: Tier 2 capital before deductions Yes CPSDP866 + CPSDP867 + CPSDP868 + CPSD5310 + CPSDQ257
No Change CASDP870 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP872 CAP-59 Tier 2 capital: Tier 2 capital deductions No None
No Change CASDP872 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDP875 CAP-089 Total Assets for the Leverage Ratio (12 CFR 217): Deductions from common equity tier 1 capital and additional tier 1 capital No None
No Change CASDP875 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDP972 CAP-110 REGULATORY CAPITAL AND RATIOS : Tier 1 common capital*** No None
Archived CASDP972 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDP974 CAP-121 REGULATORY CAPITAL AND RATIOS: Tier 1 common ratio (%) (based upon generally applicable risk weighted assets) Yes If CPSKA223=0, then 0; else CPSDP972/CPSKA223.
Archived CASDP974 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20240930 CPSDQ257 CAP-56 Tier 2 capital: Unrealized gains on available-for-sale preferred stock classified as an equity security under GAAP and available-for-sale equity exposures includable in tier 2 capital No None Retired 9/30/2024 Archived CASDQ257 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ258 CAP-033 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Other deductions from (additions to) common equity tier capital 1 before threshold-based deductions: Unrealized net gain (loss) related to changes in the fair value of liabilities that are due to changes in own credit risk No None
No Change CASDQ258 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ259 CAP-67 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Gross significant investments in the capital of unconsolidated financial institutions in the form of common stock No None
No Change CASDQ259 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ260 CAP-68 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Permitted offsetting short positions in relation to the specific gross holdings included above No None
No Change CASDQ260 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ261 CAP-69 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Significant investments in the capital of unconsolidated financial institutions in the form of common stock net of short positions Yes max(0, CPSDQ259 - CPSDQ260)
No Change CASDQ261 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ262 CAP-070, CAP-078, CAP-081 Threshold Deductions Calculations: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: 10 percent common equity tier 1 deduction threshold. Beginning in PQ2, this value is derived as 25 percent of line 36 for eligible firms. Yes If ((Category not in ("1","2") and d_dt >= '20200630') or (Category="3" AND d_dt = '20191231' AND CCARP009 in PQ[2-9])) then max(0, CPSDP852*0.25) else max(0, CPSDP852*0.10)
No Change CASDQ262 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ263 CAP-075 Threshold Deductions Calculations: MSAs, net of associated DTLs: Total mortgage servicing assets classified as intangible No None
No Change CASDQ263 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ264 CAP-076 Threshold Deductions Calculations: MSAs, net of associated DTLs: Associated deferred tax liabilities which would be extinguished if the intangible becomes impaired or derecognized under the relevant accounting standards No None
No Change CASDQ264 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ265 CAP-077 Threshold Deductions Calculations: MSAs, net of associated DTLs: Mortgage servicing assets net of related deferred tax liabilities Yes CPSDQ263 - CPSDQ264
No Change CASDQ265 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ266 CAP-083 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Sum of items 69, 77, and 80 Yes CPSDQ261 + CPSDQ265 + CPSDQ296
No Change CASDQ266 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ267 CAP-084 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): 15 percent common equity tier 1 deduction threshold Yes If CCARP007 < '2018-01-01' or ID_RSSD not in Advanced Approach list then CPSDP852*0.15, else (CPSDP852 – CPSDQ266)*0.1765
No Change CASDQ267 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ268 CAP-085 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Sum of items 71, 78, and 82 Yes CPSDP853 + CPSDP854 + CPSDP855
No Change CASDQ268 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ269 CAP-086 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Item 83 minus item 85 Yes CPSDQ266 - CPSDQ268
No Change CASDQ269 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ270 CAP-087 Threshold Deductions Calculations: Aggregate of items subject to the 15% limit (significant investments, mortgage servicing assets and deferred tax assets arising from temporary differences): Amount to be deducted from common equity tier 1 due to 15 percent deduction threshold, (greater of item 86 minus item 84 or zero) Yes If ID_RSSD in category_III_2020 AND d_dt = '20191231' AND CCARP009 in PQ[2-9] then 0 else max (0, CPSDQ269 - CPSDQ267)
No Change CASDQ270 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ271 CAP-139 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Is the bank internationally active for purposes of the qualifying restricted core capital limit tests? No None
Archived CASDQ271 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ272 CAP-146 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (b) Enter 10% of the tier 1 subtotal Yes CPSKC227*0.10
Archived CASDQ272 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ273 CAP-147 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (c) Enter the amount of deferred tax assets to be used when calculating the regulatory capital limit No None
Archived CASDQ273 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ274 CAP-148 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): Enter any optional adjustment made to item 141 in item 148 as allowed in the FR Y-9C instructions Yes CPSK2148 - CPSK3049 - CPSDQ273
Archived CASDQ274 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ275 CAP-112 Deferred Tax Asset Information: Taxes previously paid that the bank could recover through allowed carrybacks if the bank’s DTAs on net operating loss, tax credits and temporary differences (both deductible and taxable) fully reverse at the report date No None
No Change CASDQ275 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ276 CAP-150 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (e) Amount of deferred tax assets that is dependent upon future taxable income Yes max (0, CPSDQ273 - CPSDQ275)
Archived CASDQ276 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ277 CAP-151 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (f) Enter the portion of (e) that the bank could realize within the next 12 months based on its projected future taxable income. No None
Archived CASDQ277 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ278 CAP-152 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (g) Enter minimum of (f) and (b) Yes min (CPSDQ272, CPSDQ277)
Archived CASDQ278 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ279 CAP-153 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): (h) Subtract (g) from (e') Yes max (CPSDQ276 - CPSDQ278, 0)
Archived CASDQ279 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ280 CAP-154 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): Future taxes paid used to determine item 152 No None
Archived CASDQ280 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSDQ281 CAP-155 Disallowed Deferred Tax Assets Calculation (Schedule RC-R Instructions): Future taxable income consistent with item 152 No None
Archived CASDQ281 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ282 CAP-119 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Common dividends per share ($) Yes If CPSK4460 <> null and CPSDQ946 <>null, then CPSK4460/CPSDQ946; else 0.
No Change CASDQ282 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ283 CAP-120 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Issuance of common stock for employee compensation No None
No Change CASDQ283 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ284 CAP-121 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Other issuance of common stock No None
No Change CASDQ284 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ285 CAP-122 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Total issuance of common stock Yes CPSDQ283 + CPSDQ284
No Change CASDQ285 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ286 CAP-123 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Share repurchases to offset issuance for employee compensation No None
No Change CASDQ286 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ287 CAP-124 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Other share repurchases No None
No Change CASDQ287 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ288 CAP-125 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Total share repurchases Yes CPSDQ286 + CPSDQ287
No Change CASDQ288 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ289 CAP-127 Supplemental Information on Trust Preferred Securities Subject to Phase-Out from Tier 1 Capital: Trust preferred securities included in Item 49 No None
No Change CASDQ289 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ296 CAP-080 Threshold Deductions Calculations: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs No/Yes From 20130930-20151231 reported, 20160630 derived as CPSDR650-CPSDR651, from 20161231 -9991231 reported
No Change CASDQ296 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSDQ946 CAP-118 Supplemental Capital Action Information (report in $Millions unless otherwise noted)*****: Common shares outstanding (Millions) No None
No Change CASDQ946 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20160630 99991231 CPSDR643 CAP-064a Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Aggregate non-Significant investments in the capital of unconsolidated financial institutions, including in the form of common stock, additional tier 1 and tier 2 capital No None
No Change CASDR643 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20160630 99991231 CPSDR646 CAP-65 Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: 10 percent common equity tier 1 deduction threshold for non-significant investments in the capital of unconsolidated financial institutions in the form of common stock Yes .10(CPSDP840 - sum(CPSDP841 + CPSDP842 + CPSDP843 + CPSDP844 + CPSDP845 + CPSDP846 + CPSDP847 + CPSDP848 + CPSDP849 + CPSDQ258 + CPSDP850))
No Change CASDR646 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20160630 99991231 CPSDR647 CAP-066 Threshold Deductions Calculations: Non-significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs: Amount of non-significant investments that exceed the 10 percent deduction threshold for non-significant investments. Beginning in PQ2, eligible firms must set this value to zero. Yes From 20160630-20200630: If ID_RSSD in category_III_2020 AND d_dt = '20191231' AND CCARP009 in PQ[2-9] then 0 else max((CPSDR643-CPSDR646),0)
From 20201231-99991231: if CPSDR646 >= CPSDR643 then 0 else (CPSDR643 - CPSDR646) * (CPSDLG29 / CPSDR643)
No Change CASDR647 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20160630 99991231 CPSDR648 CAP-113 Deferred Tax Asset Information: Deferred tax assets that arising from net operating loss and tax credit carryforwards, net of DTLs, but gross of related valuation allowances No None
No Change CASDR648 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20160630 99991231 CPSDR649 CAP-114 Deferred Tax Asset Information: Valuation allowances related to deferred tax assers that arise from net operating loss and tax credit carryforwards No None
No Change CASDR649 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20160630 99991231 CPSDR650 CAP-115 Deferred Tax Asset Information: Deferred tax assets that arising from temporary differences, net of DTLs No None
No Change CASDR650 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20160630 99991231 CPSDR651 CAP-116 Deferred Tax Asset Information: Valuation allowances related to DTAs arising from temporary differences No None
No Change CASDR651 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSE3792 CAP-063, CAP-95 Total capital: (Advanced approaches holding companies that exit parallel run only): Total capital, reflective of transition provisions Yes CPSD8274 + CPSE5311
No Change CASE3792 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSE5310 CAP-55 Tier 2 capital: (Advanced approaches banks that exit parallel run only): eligible credit reserves includable in tier 2 capital No None
No Change CASE5310 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSE5311 CAP-61 Tier 2 capital: (Advanced approaches banks that exit parallel run only): Tier 2 capital, reflective of transition provisions No None
No Change CASE5311 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSE7205 CAP-105 REGULATORY CAPITAL AND RATIOS:(Advanced approaches holding companies that exit parallel run only): Total capital ratio (%) Yes CPSE3792/CPSEA223
No Change CASE7205 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSE7206 CAP-103 REGULATORY CAPITAL AND RATIOS: (Advanced approaches holding companies that exit parallel run only): Tier 1 capital ratio (%) Yes CPSD8274/CPSEA223
No Change CASE7206 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSEA223 CAP-097 REGULATORY CAPITAL AND RATIOS: (Advanced approaches holding companies that exit parallel run only): total risk-weighted assets using advanced approaches rules Yes CPSAA223
No Change CASEA223 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ160 CAP-31 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Shortfall of eligible credit reserves below total expected credit losses (50% of shortfall plus any Tier 2 carryover) (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ160 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ161 CAP-32 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Gain-on-sale associated with securitization exposures (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ161 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ162 CAP-33 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Certain failed capital markets transactions (50% of deductions plus any Tier 2 carryover) (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ162 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ163 CAP-34 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Other securitization deductions (50% of deductions plus any Tier 2 carryover) (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ163 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ173 CAP-41 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Excess of eligible credit reserves over total expected credit losses (up to 0.60% of credit risk-weighted assets) (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ173 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ175 CAP-45 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Shortfall of eligible credit reserves below total expected credit losses (up to lower of 50% of the shortfall or amount of Tier 2 capital) (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ175 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ176 CAP-46 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Certain failed capital markets transactions (up to lower of 50% of deductions from such failed transactions or amount of Tier 2 capital) (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ176 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ177 CAP-47 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Other securitization deductions (up to lower of 50% of deductions or amount of Tier 2 capital) (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ177 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ188 CAP-35 Capital Worksheet: CCAR: Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 1 capital: Insurance underwriting subsidiaries' minimum regulatory capital (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ188 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ190 CAP-43 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Insurance underwriting subsidiaries' minimum regulatory capital (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ190 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEJ191 CAP-44 Schedule RC-R (or FFIEC 101 Schedule A for advanced approaches banks that exit parallel run only) per general risk-based capital rules and 72 Federal Register 69288 (December 7, 2007): Tier 2 capital: Other additions to (deductions from) Tier 2 capital (advanced approaches institutions that exit parallel run only) No None
Archived CASEJ191 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSEP793 CAP-101 REGULATORY CAPITAL AND RATIOS: (Advanced approaches holding companies that exit parallel run only): Common equity tier 1 ratio (%) Yes CPSDP859/CPSEA223
No Change CASEP793 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSEP870 CAP-58 Tier 2 capital: (Advanced approaches banks that exit parallel run only): Tier 2 capital before deductions, reflective of transition provisions No None
No Change CASEP870 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20140331 CPSEP974 CAP-135 REGULATORY CAPITAL AND RATIOS: (Advanced approaches banks that exit parallel run only): Tier 1 common ratio (%) Yes If CPSEA223=0, then 0; else CPSDP972/CPSEA223.
Archived CASEP974 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK2148 CAP-108 Schedule RC-F—Other Assets: Net deferred tax assets No None
No Change CASK2148 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK2221 CAP-36 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Unrealized gains on available-for-sale equity securities includable in Tier 2 capital No None
Archived CASK2221 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3049 CAP-109 Schedule RC-G—Other Liabilities: Net deferred tax liabilities No None
No Change CASK3049 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3210 CAP-17 Schedule RI-A—Changes in Bank Equity Capital: Total bank equity capital end of current period Yes CPSKB508 + CPSK4340 + CPSK3577 + CPSK3578 + CPSK3579 + CPSK3580 + CPSK4782 + CPSK4356 + CPSKB511 + CPSK4591 + CPSK3581 - (CPSK4783 + CPSK4598 + CPSK4460)
No Change CASK3210 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3217 CAP-1 Schedule RI-A—Changes in Bank Equity Capital: Total bank equity capital most recently reported for the end of previous QUARTER Yes Within the same Submission Type:
For PQ1, CASK3210;
For PQ2-9, CPSK3210 - 1 qtr
No change CASK3217 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3247 CAP-20 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1: Retained earnings No None
No Change CASK3247 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3368 CAP-088 Total Assets for the Leverage Ratio (12 CFR 217): Average total consolidated assets No None
No Change CASK3368 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20160630 CPSK3459 CAP-105 Total number of bank common shares outstanding No None
Archived CASK3459 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3577 CAP-5 Schedule RI-A—Changes in Bank Equity Capital: Sale of perpetual preferred stock (excluding treasury stock transactions): Sale of perpetual preferred stock, gross No None
No Change CASK3577 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3578 CAP-6 Schedule RI-A—Changes in Bank Equity Capital: Sale of perpetual preferred stock (excluding treasury stock transactions): Conversion or retirement of perpetual preferred stock No None
No Change CASK3578 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3579 CAP-7 Schedule RI-A—Changes in Bank Equity Capital: Sale of common stock: Sale of common stock, gross No None
No Change CASK3579 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3580 CAP-8 Schedule RI-A—Changes in Bank Equity Capital: Sale of common stock: Conversion or retirement of common stock No None
No Change CASK3580 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK3581 CAP-16 Schedule RI-A—Changes in Bank Equity Capital: Other adjustments to equity capital (not included above)* No None
No Change CASK3581 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK3792 CAP-41, CAP-114 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Total risk-based capital Yes CPSK8274 + CPSK8275 - CPSKB595
Archived CASK3792 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK4336 CAP-21 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Accumulated net gains (losses) on cash flow hedges and amounts recorded in AOCI resulting from the initial and subsequent application of FASB ASC 715-20 (formerly FASB statement No. 158) to defined benefit postretirement plans (if a gain, report as a positive value; if a loss, report as a negative value) No None
Archived CASK4336 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK4340 CAP-4 Schedule RI-A—Changes in Bank Equity Capital: Net income (loss) attributable to bank No None
No Change CASK4340 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK4356 CAP-11 Schedule RI-A—Changes in Bank Equity Capital: Changes incident to business combinations, net No None
No Change CASK4356 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK4460 CAP-13, CAP-117 Schedule RI-A—Changes in Bank Equity Capital: Cash dividends declared on common stock No None
No Change CASK4460 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK4591 CAP-15 Schedule RI-A—Changes in Bank Equity Capital: Change in the offsetting debit to the liability for Employee Stock Ownership Plan (ESOP) debt guaranteed by the bank No None
No Change CASK4591 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK4598 CAP-12 Schedule RI-A—Changes in Bank Equity Capital: Cash dividends declared on preferred stock No None
No Change CASK4598 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK4782 CAP-9 Schedule RI-A—Changes in Bank Equity Capital: Sale of treasury stock No None
No Change CASK4782 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSK4783 CAP-10 Schedule RI-A—Changes in Bank Equity Capital: Purchase of treasury stock No None
No Change CASK4783 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK5310 CAP-35 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Allowance for loan and lease losses includable in Tier 2 capital No None
Archived CASK5310 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK5311 CAP-38 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Tier 2 capital Yes CPSKG217 + CPSKG218 + CPSK5310 + CPSK2221 + CPSKB594
Archived CASK5311 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK5479 CAP-129 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Preferred stock (including related surplus) eligible for inclusion in Tier 1 capital: Noncumulative perpetual preferred stock No None
Archived CASK5479 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK5483 CAP-132 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Treasury stock (including offsetting debit to the liability for ESOP debt): In the form of perpetual preferred stock No None
Archived CASK5483 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK5484 CAP-133 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Treasury stock (including offsetting debit to the liability for ESOP debt): In the form of common stock No None
Archived CASK5484 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK5610 CAP-30 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Disallowed deferred tax assets No None
Archived CASK5610 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK5990 CAP-136 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying cumulative perpetual preferred stock No None
Archived CASK5990 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK8274 CAP-32, CAP-112 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Tier 1 capital Yes CPSKC227 + CPSKB592 - (CPSKB591 + CPSK5610)
Archived CASK8274 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK8275 CAP-39 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Allowable Tier 2 capital Yes min (CPSK8274, CPSK5311)
Archived CASK8275 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSK8434 CAP-19 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Net unrealized gains (losses) on available-for-sale securities (if a gain, report as a positive value; if a loss, report as a negative value) No None
Archived CASK8434 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKA221 CAP-20 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Net unrealized loss on available-for-sale equity securities (report loss as a positive value) No None
Archived CASKA221 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKA223 CAP-117 REGULATORY CAPITAL AND RATIOS: Total risk-weighted assets using general risk-based capital rules Yes CPSFA223
Archived CASKA223 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKA224 CAP-098 REGULATORY CAPITAL AND RATIOS: Total assets for the leverage ratio per the regulatory capital rules Yes CPSDA224
No Change CASKA224 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKA507 CAP-131 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Preferred stock (including related surplus) eligible for inclusion in Tier 1 capital: Other cumulative preferred stock eligible for inclusion in Tier 1 capital (excluding TruPS) No None
Archived CASKA507 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKB507 CAP-2 Schedule RI-A—Changes in Bank Equity Capital: Effect of changes in accounting principles and corrections of material accounting errors No None
No Change CASKB507 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKB508 CAP-3 Schedule RI-A—Changes in Bank Equity Capital: Balance end of previous QUARTER as restated Yes CPSK3217 + CPSKB507
No Change CASKB508 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKB511 CAP-14 Schedule RI-A—Changes in Bank Equity Capital: Other comprehensive income No None
No Change CASKB511 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKB588 CAP-22 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Nonqualifying perpetual preferred stock No None
Archived CASKB588 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKB590 CAP-26 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital:Disallowed goodwill and other disallowed intangible assets No None
Archived CASKB590 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKB591 CAP-29 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Disallowed servicing assets and purchased credit card relationships No None
Archived CASKB591 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKB592 CAP-31 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Other additions to (deductions from) Tier 1 capital** No None
Archived CASKB592 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKB594 CAP-37 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Other Tier 2 capital components No None
Archived CASKB594 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKB595 CAP-40 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Deductions for total risk-based capital No None
Archived CASKB595 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKC227 CAP-28, CAP-145 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Subtotal Yes CPSK3210 + CPSKG214 + CPSKG215 + CPSKG216 - (CPSK8434 + CPSKA221 + CPSK4336 + CPSKB588 + CPSKB590 + CPSKF264)
Archived CASKC227 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKC498 CAP-130 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Preferred stock (including related surplus) eligible for inclusion in Tier 1 capital: Other noncumulative preferred stock eligible for inclusion in Tier 1 capital (e.g., REIT preferred securities) No None
Archived CASKC498 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKC502 CAP-137 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying TruPS No None
Archived CASKC502 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKC699 CAP-126 Supplemental Information on Trust Preferred Securities Subject to Phase-Out from Tier 1 Capital: Outstanding trust preferred securities No None
No Change CASKC699 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKF264 CAP-27 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Cumulative change in fair value of all financial liabilities accounted for under a fair value option that is included in retained earnings and is attributable to changes in the bank's own creditworthiness (if a net gain, report as a positive value; if a net loss, report as a negative value) No None
Archived CASKF264 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG214 CAP-23 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Qualifying Class A noncontrolling (minority) interests in consolidated subsidiaries No None
Archived CASKG214 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG215 CAP-24 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Qualifying restricted core capital elements (other than cumulative perpetual preferred stock) No None
Archived CASKG215 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG216 CAP-25 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 1 capital: Qualifying mandatory convertible preferred securities of internationally active banks No None
Archived CASKG216 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG217 CAP-33 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Qualifying subordinated debt, redeemable preferred stock, and restricted core capital elements (except Class B noncontrolling (minority) interest) not includable in items 24 or 25 No None
Archived CASKG217 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG218 CAP-34 Schedule RC-R Part 1.A. Per General Risk-based Capital Rules (12 CFR 225, Appendix A): Tier 2 capital: Cumulative perpetual preferred stock included in item 22 and Class B noncontrolling (minority) interest not included in item 24, but includable in Tier 2 capital No None
Archived CASKG218 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG219 CAP-134 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying Class B noncontrolling (minority) interest No None
Archived CASKG219 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG220 CAP-135 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Qualifying Class C noncontrolling (minority) interest) No None
Archived CASKG220 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 20151231 CPSKG221 CAP-138 Schedule RC-R — Memoranda (Section only applicable under the general risk-based capital rules): Restricted core capital elements included in Tier 1 capital: Goodwill net of any associated deferred tax liability No None
Archived CASKG221 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKG234 CAP-110 Issuances associated with the U.S. Department of Treasury Capital Purchase Program: Senior perpetual preferred stock or similar items No None
No Change CASKG234 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKG235 CAP-111 Issuances associated with the U.S. Department of Treasury Capital Purchase Program: Warrants to purchase common stock or similar items No None
No Change CASKG235 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20161231 99991231 CPSKHK22 CAP-099 REGULATORY CAPITAL AND RATIOS: Supplementary Leverage Ratio Exposures No None
No Change CASKHK22 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20161231 99991231 CPSKHK23 CAP-107 REGULATORY CAPITAL AND RATIOS: Supplementary Leverage Ratio (%) Yes/No CPSD8274/CPSKHK22
No Change CASKHK23 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20200630 99991231 CPSKLF29 CAP-037b Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Investments in the capital of unconsolidated financial institutions, net of associated DTLs, that exceed 25 percent common equity tier 1 capital deduction threshold No None
No Change CASKLF29 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKP853 CAP-037a Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs, that exceed the 10 percent common equity tier 1 capital deduction threshold No None
No Change CASKP853 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKP854 CAP-038 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: MSAs, net of associated DTLs, that exceed the common equity tier 1 capital deduction threshold No None
No Change CASKP854 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKP855 CAP-039 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs, that exceed the common equity tier 1 capital deduction threshold No None
No Change CASKP855 ACT
DFAST14A SMRY SMRY_CAP_PROJ SMRY_Data_Collect_CAP_PROJ Capital Worksheet 20130930 99991231 CPSKP856 CAP-040 Regulatory Capital per Regulatory Capital Rule: Common equity tier 1 capital: adjustments and deductions: Amount of significant investments in the capital of unconsolidated financial institutions in the form of common stock; MSAs, net of associated DTLs; and DTAs arising from temporary differences that could not be realized through net operating loss carrybacks, net of related valuation allowances and net of DTLs; that exceeds the 15 percent common equity tier 1 capital deduction threshold No None
No Change CASKP856 ACT
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