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Administrative Procedures for U.S. Fish and Wildlife Service Financial Assistance Programs

OMB: 1018-0100

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Supporting Statement A

for paperwork reduction act submission


Administrative Procedures for U.S. Fish and Wildlife Service

Financial Assistance Programs

OMB Control Number 1018-0100


Terms of Clearance: We are requesting an extension without change for OMB Cont. No. 1018-0100 to extend the current expiration date (02/28/2025) while the Service finalizes its rulemaking and revisions to this control number under RIN 1018-BB84, Administrative Requirements Under the Pittman-Robertson Wildlife Restoration and Dingell-Johnson Sport Fish Restoration Acts. For this extension request, in question 8 below, we addressed one comment received in response to the proposed rule under RIN 1018-BB84. We also updated the hourly cost and government cost burdens in questions 12 and 14.


1. Explain the circumstances that make the collection of information necessary. Identify any legal or administrative requirements that necessitate the collection.


The Service issues financial assistance through grants and cooperative agreement awards to commercial organizations, foreign entities, Indian tribal governments, individuals, institutions of higher education, non-profit organizations, and state and local governments under the Assistance Listing (CFDA) programs listed in following table. Due to the significant number of authorities associated with this collection, OMB authorized us to upload a Table of Authorities providing citations and links to each authority in lieu of uploading copies of those. We uploaded the document to the Supplemental Documents as “Attachment A.”


CFDA Number

Assistance Listing (CFDA) Title

Financial Assistance Authority

Implementing Regulations

15.605

Sport Fish Restoration

Dingell-Johnson Sport Fish Restoration Act—Sport Fish Restoration (16 U.S.C. §777 et seq., except §§777e-1 and g-1)

50 CFR 80

15.608

Fish and Wildlife Management Assistance

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Nonindigenous Aquatic Nuisance Prevention and Control Act—State aquatic nuisance species management plans (16 U.S.C. §4724); Nonindigenous Aquatic Nuisance Prevention and Control Act—Regional coordination (16 U.S.C. §4723); Great Lakes Fish and Wildlife Restoration Act (16 U.S.C. §941 et seq.); Great Lakes Fishery Act (16 U.S.C. §953 et seq.)


15.611

Wildlife Restoration and Basic Hunter Education

Pittman-Robertson Wildlife Restoration Act—Wildlife Restoration and Basic Hunter Education (16 U.S.C. §669 et seq., except as Pub. L. 106-553 is applied)

50 CFR 80

15.614

Coastal Wetlands Planning, Protection and Restoration

Coastal Wetlands Planning, Protection and Restoration Act—National coastal wetlands conservation grants (16 U.S.C. §3954)

50 CFR 84

15.615

Cooperative Endangered Species Conservation Fund

Endangered Species Act—Cooperation with States (16 U.S.C. §1535)

50 CFR 81

15.616

Clean Vessel Act

Section 5604(c) of the Clean Vessel Act—Grant program (33 U.S.C. §1322 note)

50 CFR 85

15.619

Rhinoceros and Tiger Conservation Fund

Rhinoceros and Tiger Conservation Act—Rhinoceros and tiger conservation assistance (16 U.S.C. §5304)


15.620

African Elephant Conservation Fund

African Elephant Conservation Act—Provision of assistance (16 U.S.C. §4211)


15.621

Asian Elephant Conservation Fund

Asian Elephant Conservation Act—Asian elephant conservation assistance (16 U.S.C. §4264)


15.622

Sportfishing and Boating Safety Act

Sportfishing and Boating Safety Act—Boating infrastructure (16 U.S.C. § 777g-1)

50 CFR 86

15.623

North American Wetlands Conservation Fund

North American Wetlands Conservation Act—Approval of wetlands conservation projects (16 U.S.C. §4404)


15.626

Enhanced Hunter Education and Safety

Pittman-Robertson Wildlife Restoration Act—Firearm and bow hunter education and safety program grants (16 U.S.C. §669h-1)

50 CFR 80

15.628

Multistate Conservation Grant

Pittman-Robertson Wildlife Restoration Act—Multistate conservation grant program (16 U.S.C. §669h-2); Dingell-Johnson Sport Fish Restoration Act—Multistate conservation grant program (16 U.S.C. §777m)


15.629

Great Apes Conservation Fund

Great Ape Conservation Act—Great ape conservation assistance (16 U.S.C. §6303)


15.630

Coastal

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Fish and Wildlife Act—Community partnership enhancement (16 U.S.C. §742f(d))


15.631

Partners for Fish and Wildlife

Partners for Fish and Wildlife Act—Partners for Fish and Wildlife Program (16 U.S.C. §3773)


15.633

Landowner Incentive*

Revised Continuing Appropriations Resolution, 2007—Landowner Incentive Program (Pub. L. 110-5)


15.634

State Wildlife Grants

Consolidated Appropriations Act, 2021—State and Tribal Wildlife Grants (Pub. L. 116-260 [H.R. 133—301])


15.635

Neotropical Migratory Bird Conservation

Neotropical Migratory Bird Conservation Act—Financial assistance (16 U.S.C. §6104)


15.636

Alaska Subsistence Management

Alaska National Interest Lands Conservation Act—Cooperative agreements (16 U.S.C. §3119)


15.637

Migratory Bird Joint Ventures

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.639

Tribal Wildlife Grants

Consolidated Appropriations Act, 2021—State and Tribal Wildlife Grants (Pub. L. 116-260 [H.R. 133—301])


15.640

Latin America and the Caribbean Regional

Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.641

Wildlife Without Borders-Mexico*

Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.643

Alaska Migratory Bird Co-Management Council

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)

50 CFR 92.10-12

15.645

Marine Turtle Conservation Fund

Marine Turtle Conservation Act—Marine turtle conservation assistance (16 U.S.C. §6603)


15.647

Migratory Bird Conservation

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.648

Central Valley Project Improvement Act

Central Valley Project Improvement Act—Fish and Wildlife Restoration Activities (Pub. L. 102-575, §3406(b)(16), 106 Stat. 4714 and 4719)


15.649

Service Training and Technical Assistance*

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.650

Research Grants*

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.651

Central Africa Regional

Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.652

Invasive Species*

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.653

National Outreach and Communication

Sportfishing and Boating Safety Act—National Outreach and Communications Program (16 U.S.C. §777g(d))


15.654

National Wildlife Refuge System Enhancements

Fish and Wildlife Act—Community partnership enhancement (16 U.S.C. §742f(d)); Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Fish and Wildlife Act—Refuge education program enhancement (16 U.S.C. §742f(e)); National Wildlife Refuge System Administration Act—Administration (16 U.S.C. 668dd(b)(4))


15.655

Migratory Bird Monitoring, Assessment and Conservation

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.656

Recovery Act Funds - Habitat Enhancement, Restoration and Improvement*

American Recovery and Reinvestment Act of 2009 (Pub.L. 111–5 [H.R. 1], 123 Stat. 167)


15.657

Endangered Species Recovery Implementation

Consolidated Appropriations Act, 2021—Administrative Provisions (Pub. L. 116-260 [H.R. 133—301]); Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.658

Natural Resource Damage Assessment, Restoration, and Implementation

Comprehensive Environmental Response, Compensation and Liability Act (42 U.S.C §9601 et seq.); Oil Pollution Act (33 U.S.C. §2701 et seq.); Federal Water Pollution Control Act (33 U.S.C. §§1251 et seq.)


15.660

Candidate Species Conservation

Consolidated Appropriations Act, 2021—Administrative Provisions (Pub. L. 116-260 [H.R. 133—301])


15.661

Lower Snake River Compensation Plan

Anadromous Fish Conservation Act (16 U.S.C. §757a); Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.662

Great Lakes Restoration

Federal Water Pollution Control Act—Great Lakes (33 U.S.C. §1268)


15.663

NFWF-USFWS Conservation Partnership

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); John D. Dingell, Jr. Conservation, Management, and Recreation Act—Prize Competitions (Pub. L. 116-9, 133 STAT. 788)


15.664

Fish and Wildlife Coordination and Assistance

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.665

National Wetlands Inventory

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.666

Endangered Species Conservation-Wolf Livestock Loss Compensation and Prevention

Omnibus Public Land Management Act of 2009—Wolf Livestock Loss Demonstration Project (7 U.S.C. §8351 note)


15.667

Highlands Conservation

Highlands Conservation Act (Pub. L. 108-421 [H.R. 1964], 118 Stat. 2375)


15.668

Coastal Impact Assistance*

Outer Continental Shelf Lands Act—Coastal impact assistance program (43 U.S.C. §1356a)


15.669

Cooperative Landscape Conservation*

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.670

Adaptive Science

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661)


15.671

Yukon River Salmon Research and Management Assistance

Yukon River Salmon Act (16 U.S.C. §5701 et seq.)


15.674

National Fire Plan-Wildland Urban Interface Community Fire Assistance

Consolidated Appropriations Act, 2021—Wildland Fire Management (Pub. L. 116-260 [H.R. 133—317])


15.676

Youth Engagement, Education, and Employment

Public Lands Corps Act—Public Lands Corps program (16 U.S.C. §1723); Fish and Wildlife Act—Community partnership enhancement (16 U.S.C. §742f(d))


15.677

Hurricane Sandy Disaster Relief Activities-FWS

Disaster Relief Appropriations Act, 2013 (Pub. L. 113-2, 127 Stat. 10, 30, and 39)


15.678

Cooperative Ecosystem Studies Units (CESU)*

Fish and Wildlife Act—Cooperative research and training programs for fish and wildlife resources (16 U.S.C. 753a)


15.679

Combating Wildlife Trafficking

Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.680

Mexican Wolf Recovery

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Endangered Species Act—International cooperation (16 U.S.C. §1537)


15.681

Cooperative Agriculture

Fish and Wildlife Act—Community partnership enhancement (16 U.S.C. §742f(d))


15.682

Experienced Services

Consolidated Appropriations Act, 2021—Department of the Interior Experienced Services Program (Pub. L. 116-260 [H.R. 133—324])


15.683

Prescott Marine Mammal Rescue Assistance

Marine Mammal Rescue Assistance Act—John H. Prescott Marine Mammal Rescue Assistance Grant Program (16 U.S.C. 1421f-1)


15.684

White-nose Syndrome National Response Implementation

Fish and Wildlife Coordination Act—Cooperation of agencies (16 U.S.C. §661); Endangered Species Act—International cooperation (16 U.S.C. §1537)


* Sunset or otherwise inactive programs; collection limited to recipient reporting


The types of assistance provided under Service financial assistance programs include:


  • Mandatory Formula Grants

  • Discretionary Project Grants

  • Discretionary Cooperative Agreements

  • Use of Property, Facilities, and Equipment


Authorities and implementing regulations establish financial assistance program purposes and may specify funding instrument(s), selection criteria, and eligible and ineligible recipients and activities. For competitive programs, the authorities or implementing regulations may establish preferences or ranking factors for the selection of projects. These legal requirements make it essential for an awarding agency to have certain information so that it funds only eligible projects, and, in the case of competitive programs, to select those projects that will result in the greatest return on the Federal investment.


For mandatory formula grant programs, eligible recipients receive funds per the formula set by law or policy. Mandatory grant recipients must submit applications with specific, detailed project information so we may ensure that projects are eligible, are substantial in character and design, and comply with all applicable Federal laws. For discretionary programs, we may award grants and cooperative agreements through a competitive review and selection process or directly to partners working with the Service and other partners on shared purposes and activities. Discretionary program applicants must submit applications with specific, detailed information per program requirements, which for competitive programs we describe in Notices of Funding Opportunity (NOFO), including information to address selection criteria. All award recipients must submit financial and performance reports that contain information necessary for us to monitor expenditures and accomplishments per 2 CFR part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (effective 01/01/2020). This part regulates what Federal agencies and financial assistance applicants and recipients must provide and supports this information collection. Applicants and recipients purchasing real property under their award must also provide information related the requirements in 2 CFR part 200 and 2 CFR part 1402, Financial Assistance Interior Regulation (effective 01/01/2020).


The Federal Aid in Wildlife Restoration Act (16 U.S.C. 669 et seq.) and the Federal Aid in Sport Fish Restoration Act (16 U.S.C. 777 et seq. except 777e-1 and g-1) provide Federal assistance to the States for management and restoration of fish and wildlife. These Acts and our regulations at 50 CFR 80, Subpart D--Certification of License Holders, require that States and territories annually certify hunting and sport fishing license sales in order for the Service to apportion funds under formulas provided in the Acts. The Service awards these apportioned funds under Assistance Listing (CFDA) programs 15.605, Sport Fish Restoration, 15.611, Wildlife Restoration and Basic Hunter Education, and 15.626, Enhanced Hunter Education and Safety.


2. Indicate how, by whom, and for what purpose the information is to be used. Except for a new collection, indicate the actual use the agency has made of the information received from the current collection. Be specific. If this collection is a form or a questionnaire, every question needs to be justified.


The Service provides technical and financial assistance to other federal agencies, States, local governments, Native American Tribes, non-governmental organizations, citizen groups, and private landowners, for the conservation and management of fish and wildlife resources. The process typically begins with the submission of an application in response to a NOFO or directed announcement. The receiving program reviews and prioritizes proposed projects based on the program’s selection criteria and following the program’s review and selection procedures.


Applications: We use the information provided in applications to:


(1) Determine eligibility under the authorizing legislation and applicable program regulations;

(2) Determine allowability of major cost items under the Cost Principles at 2 CFR 200;

(3) Provide prior approval of certain items of cost per 2 CFR 200 requirements;

(4) Evaluate risk posed by applicants before they receive Federal awards;

(5) Select those projects that will provide the highest return on the Federal investment; and

(6) Ensure compliance with applicable laws, such as the National Environmental Policy Act, the National Historic Preservation Act, and the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970.


To apply for Federal financial assistance benefits, applicants must submit the following forms and information, as described below (with ROCIS RCF confirmation numbers indicated after form name):


Standard forms (SF) from the SF-424 Series: Applicants must submit the following SF-424 series of forms:


  • SF-424, Application for Federal Assistance (201912-1018-001CF and 202001-1018-001CF for 424-Ind);

  • SF-424A, Budget Information for Non-Construction Programs (201902-1018-005CF) or SF-424C Budget Information for Construction Program (201902-1018-002CF);

  • SF-424B, Assurances for Non-Construction Programs (201902-1018-003CF) or SF-424D Assurances for Construction Programs (202101-1018-001CF/002CF); and the

  • SF-LLL, Disclosure of Lobbying Activities, when applicable (202101-1018-003CF/004CF).

Budget Narrative: Programs may require applicants to submit a budget narrative that explains and justifies specific budget items/costs, including those that require prior approval. The budget narrative details how the SF-424 Budget Object Class Category totals were determined and demonstrates a clear connection between costs and the proposed project activities. It also provides an opportunity for the applicant to describe and estimate the cost for any item under the applicable Federal cost principles requiring the Service’s specific written approval. If the entity will use federally funded equipment on the project, it provides a list of that equipment, including the Federal funding source.


Indirect Cost Statement: If requesting reimbursement for indirect costs, all applicants (except individuals applying for funds separate from a business or non-profit organization he/she may operate) must include in their application a statement regarding how they anticipate charging indirect costs.


Negotiated Indirect Cost Rate Agreement (NICRA): When applicable, a copy of the organization’s current Federal Agency-approved Negotiated Indirect Cost Rate Agreement is required.


Single Audit Reporting Statement: All U.S. governmental entities and non-profit applicants must submit a statement regarding their single audit reporting status.


Non-Profit Status: For programs that limit eligibility to 501(c) status entities, applicants must provide evidence of their 501(c) tax exemption status as assigned by the Internal Revenue Service.


Overlap/Duplication of Effort Statement: For all discretionary programs, applicants must provide a statement regarding potential overlap or duplication of effort between their submitted project and other sources of funding in terms of activities, costs, and time commitment of key personnel.


Conflict of Interest Disclosures: Applicants must notify the Service in writing of any actual or potential conflicts of interest known at the time of application or that may arise during the life of this award, in the event the Service makes an award to the entity.


Governmental Endorsement: Applicants conducting work outside the United States must include a letter of support from the appropriate in-country local, regional, or national Government wildlife or conservation authority.


Project Narrative: The project narrative may include, as applicable to the program, the following:


  • Project summary

  • Statement of need

  • Project goals and objectives

  • Project activities, methods, and timetable

  • Stakeholder coordination/involvement details

  • Project monitoring and evaluation plan

  • Description of entities undertaking the project

  • Qualifications of key personnel

  • Literature cited

  • Project area map, images, GPS coordinates, or other data to demonstrate location and benefits

  • Information to support and documentation to demonstrate compliance or ability to comply with 2 CFR 200, program regulations, and other mandatory legal requirements

  • Consolidated long-term work plan and accomplishments updates, when award is part of a large scale or long-term effort funded under multiple awards over time.


AMENDMENTS: For many budget and program plan revisions, 2 CFR 200 requires recipients submit revision requests to the Federal awarding agency in writing for prior approval. The Service reviews such requests received to determine the eligibility and allowability of new or revised activities and costs and approve certain items of cost.


Reporting/recordkeeping


Financial Reports: Recipients are required to submit all financial reports on the Standard Form 425, Federal Financial Report. The Service reported burdens for use of this standard reporting form in our Request for Common Form to OMB on 2/22/2019 (RCF ID: 201902-1018-001CF, expires 02/28/2022). All recipients must submit financial reports in accordance with 2 CFR 200. The frequency of financial reporting varies depending on award-specific terms and conditions. All recipients must submit reports at least annually and no more frequently than quarterly. We may require interim reports more frequently than quarterly as a specific condition of award except in unusual circumstances, for example where more frequent reporting is necessary for the effective monitoring of the Federal award or could significantly affect program outcomes, and preferably in coordination with performance reporting


Performance Reports: (Quarterly and/or Annually) All recipients must submit performance reports in accordance with 2 CFR 200. We use performance reports as a tool to ensure that the recipient is accomplishing the work on schedule and to identify any problems that the awardee may be experiencing in accomplishing that work. This information is necessary for the Service to track accomplishments and performance-related data. Performance reports must include:


  • A comparison of actual accomplishments to the goals and objectives established for the reporting period, the results/findings, or both;

  • If the goals and objectives were not met, the reasons why, including analysis and explanation of cost overruns or high unit costs compared to the benefit received to reach an objective;

  • Performance trend data and analysis to be used by the awarding program to monitor and assess recipient and Federal awarding program performance; and

  • Consolidated long-term work plan and accomplishments updates, when award is part of a large scale or long-term effort funded under multiple awards over time.


The frequency of performance reporting varies depending on award-specific terms and conditions. All recipients must submit reports at least annually and no more frequently than quarterly. We do not require interim reports more frequently than quarterly, except in unusual circumstances per 2 CFR 200. For example, where more frequent reporting is necessary for the effective monitoring of the Federal award or could significantly affect program outcomes.


Recordkeeping Requirements: Recipients must retain financial records, supporting documents, statistical records, and all other records pertinent to a Federal award per 2 CFR 200 requirements.


Real property REPORTING/Recordkeeping


Reporting: Service recipients purchasing real property under their award in which the Federal government retains an interest must report on the status and request approval to dispose of those per 2 CFR 200 and 2 CFR 1402 using the Standard Form 429, Real Property Status Report series of forms. The Service reported burdens for use of this series of standard reporting forms in our Request for Common Forms to OMB on 2/22/2019 (RCF ID: 201902-1018-004CF, expires 2/28/2022).


Recordkeeping Requirements: For real property acquisition awards in which the Service will retain an interest, we require recipients to submit certain data, including:


  • Transactions, such as dates, method of transfer, title holder, and seller

  • Identifiers, such as State and Federal Record ID, parcel number, and property name

  • Values, such as appraised value, purchase price, and other cost information, and acres or acre feet

  • Encumbrances

  • Partners

  • Copies of any options, purchase agreements, mineral assessment reports, and draft conservation easements

  • Documentation to demonstrate compliance with 2 CFR 1402.


3. Describe whether, and to what extent, the collection of information involves the use of automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses, and the basis for the decision for adopting this means of collection. Also describe any consideration of using information technology to reduce burden and specifically how this collection meets GPEA requirements.


The Service’s primary collection method for the information detailed in this supporting statement is electronic. The Service instructs applicants and recipients to submit applications, revision requests, and reports electronically in the Department’s grants management system (currently HHS’ GrantSolutions). Applicants also have to option to submit applications through Grants.gov, which a system-to-system interface then brings into GrantSolutions. The Service manages all awards in and through GrantSolutions, including review and approval workflow, delivery of notices of award and amendment to recipients, maintaining award documentation, establishing reporting schedules and monitoring recipient compliance with those, and delivery and receipt of communications with the recipients regarding revisions or other concerns.


Some Service programs also use the electronic system Wildlife Tracking and Reporting Actions for the Conservation of Species (TRACS) to facilitate the collection of certain information under this clearance. In response to a 2005 OMB Program Assessment Rating Tool (PART) review, the Service’s Wildlife and Sport Fish Restoration (WSFR) Program, together with state agency recipients, developed and established a program strategic plan, performance measurements and the Wildlife TRACS system to support and enhance the collection of certain information under this collection. This includes performance and real property reporting, and annual state hunting and fishing license certifications data. The Office of Management and Budget Circular A-11, Preparation, Submission, and Execution of the Budget (effective 7/10/2020) and 2 CFR 200 place emphasis on Federal agencies improving Federal program efficiency and effectiveness, assuring public accountability, and focus on results. The use of TRACS to support this information collection reflects improvements we are making to shift to results-oriented accountability for our awarding programs, including requiring data-driven program design and recipient performance measurement and reporting per 2 CFR 200 requirements.


Wildlife TRACS allows recipients to submit required project performance and real property reporting data electronically directly in the system, eliminating the need for recipient submission of paper reports and ensures completeness and accuracy of those reports. Wildlife TRACS also facilitates review and acceptance of performance and real property reports and expedites availability of data used to measure and monitor recipient and program performance. The system provides an electronic submission, review and approval workflow for both respondents and the Service, which reduces the delays associated with manual processing of paper documentation across multiple work sites. The system provides data entry tools and business workflows for ease of use and streamline review and approval procedures. The Service delivers Wildlife TRACS user training, guidance, and other tools to State, tribal, commonwealth, territory, and District of Columbia personnel and continues to improve system functionality to further support Federal awarding program performance monitoring, analysis, and reporting. For taxonomy identification of species, habitat identification, and other conservation information purposes, the system uses data from other available science-based databases. The WSFR program maintains contracts with third parties for Wildlife TRACS development, hosting, and other information technology needs. These contracts are not sole-source; others could provide these services, as needs and processes dictate. The Service maintains Wildlife TRACS data on a cloud server ensuring secure long-lasting storage. Technical and informational support will continue indefinitely.


Use of GrantSolutions, Grants.gov, and Wildlife TRACS to support the administration Service of financial assistance programs and award actions reduces burdens on the applicants and Service staff and facilitates efficient records management. For Wildlife TRACS, we are using electronic models and tools to increase usability and intuitive processes to increase the efficient input of data. Collecting this information electronically is superior to paper submissions as it improves accuracy and consistency and increases the quality, amount, and speed at which data is available for analysis and reporting.


We estimate we receive these percentages of responses electronically each year:


  • Applications - 95%

  • Amendments - 95%

  • Quarterly Reports - 95%

  • Annual Reports - 95%

  • Real Property Reporting - 95%


4. Describe efforts to identify duplication. Show specifically why any similar information already available cannot be used or modified for use for the purposes described in Item 2 above.


There is no duplication. The information collected is specific to each project. Due to the unique nature of each program, no other division of the Service or any other Federal agency collects this information required to provide a specific benefit to the public.


5. If the collection of information impacts small businesses or other small entities, describe any methods used to minimize burden.


We have made efforts to keep the amount of information requested to a minimum and to standardize the application process across all Service financial assistance opportunities, which reduces burden on respondents who apply for multiple funding opportunities, eliminating disparate processes. The information has to be sufficient to fulfill the trust responsibilities of the Service and be sufficient to make competitive funding decisions. We do not believe the amount of information requested will have a significant impact on small entities, as they provide the minimum amount of information needed for the Service to make funding decisions.


6. Describe the consequence to Federal program or policy activities if the collection is not conducted or is conducted less frequently, as well as any technical or legal obstacles to reducing burden.


Congress provides funds annual to implement activities and projects through financial assistance. Failure to collect the information or collecting the information less frequently would prevent the Service from fulfilling responsibilities as outlined in the Congressional appropriations language for each program. Failure to collect state hunting and sport fish license certifications may result in inaccurate apportionments to states. Failure to respond may result in grant funds being partially or totally withheld pending receipt of the required certification. This information collection allows us to establish proper legal obligations to ensure that we expend Government funds properly and comply with OMB requirements regarding the management of Federal financial assistance.


7. Explain any special circumstances that would cause an information collection to be conducted in a manner not consistent with OMB guidelines:

* requiring respondents to report information to the agency more often than quarterly;

* requiring respondents to prepare a written response to a collection of information in fewer than 30 days after receipt of it;

* requiring respondents to submit more than an original and two copies of any document;

* requiring respondents to retain records, other than health, medical, government contract, grant-in-aid, or tax records, for more than three years;

* in connection with a statistical survey, that is not designed to produce valid and reliable results that can be generalized to the universe of study;

* requiring the use of a statistical data classification that has not been reviewed and approved by OMB;

* that includes a pledge of confidentiality that is not supported by authority established in statute or regulation, that is not supported by disclosure and data security policies that are consistent with the pledge, or which unnecessarily impedes sharing of data with other agencies for compatible confidential use; or

* requiring respondents to submit proprietary trade secrets, or other confidential information unless the agency can demonstrate that it has instituted procedures to protect the information's confidentiality to the extent permitted by law.


We do not collect information under this clearance in a manner inconsistent with OMB guidelines. Per 2 CFR 200, we must not post notices of funding opportunity for less than 30 calendar days unless the Department head or delegate determines exigent circumstances require a shorter posting time. Regulations at 2 CFR 200 also limit the Federal awarding agency from collecting financial and performance reports from recipients no more frequently than quarterly except in unusual circumstances, when more frequent reporting is necessary for the effective monitoring of the Federal award or in circumstances that could significantly affect program outcomes.


8. If applicable, provide a copy and identify the date and page number of publication in the Federal Register of the agency's notice, required by 5 CFR 1320.8(d), soliciting comments on the information collection prior to submission to OMB. Summarize public comments received in response to that notice and in response to the PRA statement associated with the collection over the past three years, and describe actions taken by the agency in response to these comments. Specifically address comments received on cost and hour burden.


Describe efforts to consult with persons outside the agency to obtain their views on the availability of data, frequency of collection, the clarity of instructions and recordkeeping, disclosure, or reporting format (if any), and on the data elements to be recorded, disclosed, or reported.


Consultation with representatives of those from whom information is to be obtained or those who must compile records should occur at least once every three years — even if the collection of information activity is the same as in prior periods. There may be circumstances that may preclude consultation in a specific situation. These circumstances should be explained.


On December 2, 2024, we published in the Federal Register (RIN 1018-BB84; 85 FR 64158) a proposed rule announcing our intent to request that OMB approve revisions to this information collection in conjunction with the rulemaking. In that proposed rule, we solicited comments for sixty (60) days, ending on January 31, 2025. We received one comment in response to the proposed rule that did not address the information collection requirements; therefore, no response is required.


9. Explain any decision to provide any payment or gift to respondents, other than remuneration of contractors or grantees.


We do not provide any payments or gifts to respondents.


10. Describe any assurance of confidentiality provided to respondents and the basis for the assurance in statute, regulation, or agency policy.


We do not provide any assurance of confidentiality. Information is collected and protected in accordance with the Privacy Act (5 U.S.C. § 552a) and the Freedom of Information Act (5 U.S.C. 552). We maintain certain information in a secure System of Records (Interior, DOI-89, Grants and Cooperative Agreements: FBMS, 73 FR 43775 (July 28, 2008); modification published 86 FR 50156 (September 7, 2021)).


11. Provide additional justification for any questions of a sensitive nature, such as sexual behavior and attitudes, religious beliefs, and other matters that are commonly considered private. This justification should include the reasons why the agency considers the questions necessary, the specific uses to be made of the information, the explanation to be given to persons from whom the information is requested, and any steps to be taken to obtain their consent.


We do not ask questions of a sensitive nature.


12. Provide estimates of the hour burden of the collection of information. The statement should:

* Indicate the number of respondents, frequency of response, annual hour burden, and an explanation of how the burden was estimated. Unless directed to do so, agencies should not conduct special surveys to obtain information on which to base hour burden estimates. Consultation with a sample (fewer than 10) of potential respondents is desirable. If the hour burden on respondents is expected to vary widely because of differences in activity, size, or complexity, show the range of estimated hour burden, and explain the reasons for the variance. Generally, estimates should not include burden hours for customary and usual business practices.

* If this request for approval covers more than one form, provide separate hour burden estimates for each form and aggregate the hour burdens.

* Provide estimates of annualized cost to respondents for the hour burdens for collections of information, identifying and using appropriate wage rate categories. The cost of contracting out or paying outside parties for information collection activities should not be included here.


We estimate that we will receive 16,024 responses totaling 391,670 burden hours with a total dollar value of the annual burden hours as $21,548.140 (rounded), as detailed below.


NOTES:

  • The estimated dollar value of a burden hour varies by respondents.

  • We rounded total annual responses and total annual burden hours to match ROCIS.

  • We used a placeholder burden of “1” where it is possible to receive a submission, but it is not routine to receive one every year.


Domestic ENTITIES Burden CALCULATION HOURLY RATEs:

We used Table 1 from the of Bureau of Labor Statistics (BLS) News Release USDL- 25-0335, March 14, 2025, Employer Costs for Employee Compensation—December 2024, to calculate the total annual burden:


  • Individuals – the hourly rate for all workers is listed as $47.20, including benefits.

  • Private Sector – the hourly rate for all workers is listed as $44.67, including benefits.

  • Government – the hourly rate for all workers is listed as $63.46, including benefits.


FOREIGN ENTITIES Burden CALCULATION HOURLY RATE:

The Service receives applications from and awards funds to entities across North America, Asia, Latin America, Pacific Islands, and Africa. For burden calculations for foreign entities, we were unable to locate comparable wage information for the same or similar groups as domestic entities in the BLS News Release. We used the most current data (2016) in the Conference Board’s International Labor Comparisons, “Hourly compensation costs in manufacturing, in US dollars and as a percent of costs in the United States” to establish hourly rates for non-domestic entities. The 2016 hourly rate in manufacturing for the U.S. is $39.03.


For the “NAWCA Canada/Mexico Standard Grant” ICRs, we calculated foreign entity burden rates using the listed manufacturing rates for Canada ($30.08, or 77% of the U.S. rate) and Mexico ($3.91, or 10% of the U.S. rate). We calculated burdens for entities from each country separately, as the hourly wage rate for Canada is currently ~10 times higher than the rate for Mexico.


For the “International Affairs” and “All Other Programs” foreign entity ICRs, we calculated the foreign entity burden rate using the listed manufacturing rate for Taiwan ($9.82, or 25% of the U.S. rate).


Summary of Burden Totals:


CFDA numbers corresponding to tabs 12.1-12.4 on burden calculations in “Attachment B” (Excel spreadsheet uploaded to supplementary documents):


12.1 NAWCA

CFDA Number and Title

15.623 North American Wetlands Conservation Fund (NAWCA)


12.2 NMBCA

CFDA Number and Title

15.635 Neotropical Migratory Bird Conservation (NMBCA)


12.3 INTERNATIONAL AFFAIRS

CFDA Number and Title

15.619 Rhinoceros and Tiger Conservation Fund

15.620 African Elephant Conservation Fund

15.621 Asian Elephant Conservation Fund

15.629 Great Apes Conservation Fund

15.640 Wildlife Without Borders- Latin America and the Caribbean

15.641 Wildlife Without Borders-Mexico (no new funding; collection limited to recipient reporting)

15.645 Marine Turtle Conservation Fund

15.651 Wildlife Without Borders-Africa

15.679 Combating Wildlife Trafficking


12.4 ALL OTHER PROGRAMS

CFDA Number and Title

15.605 Sport Fish Restoration

15.608 Fish and Wildlife Management Assistance

15.611 Wildlife Restoration and Basic Hunter Education

15.614 Coastal Wetlands Planning, Protection and Restoration

15.615 Cooperative Endangered Species Conservation Fund

15.616 Clean Vessel Act

15.622 Sportfishing and Boating Safety Act

15.626 Enhanced Hunter Education and Safety

15.628 Multistate Conservation Grant

15.630 Coastal

15.631 Partners for Fish and Wildlife

15.633 Landowner Incentive (no new funding; collection limited to recipient reporting)

15.634 State Wildlife Grants

15.636 Alaska Subsistence Management

15.637 Migratory Bird Joint Ventures

15.639 Tribal Wildlife Grants

15.643 Alaska Migratory Bird Co-Management Council

15.647 Migratory Bird Conservation

15.648 Central Valley Project Improvement Act

15.649 Service Training and Technical Assistance (standing down CFDA; collection limited to recipient reporting)

15.650 Research Grants (no new funding; collection limited to recipient reporting)

15.652 Invasive Species (standing down CFDA; collection limited to recipient reporting)

15.653 National Outreach and Communication

15.654 National Wildlife Refuge System Enhancements

15.655 Migratory Bird Monitoring, Assessment and Conservation

15.656 Recovery Act Funds - Habitat Enhancement, Restoration and Improvement (no new funding; collection limited to recipient reporting)

15.657 Endangered Species Recovery Implementation

15.658 Natural Resource Damage Assessment, Restoration and Implementation

15.660 Candidate Species Conservation

15.661 Lower Snake River Compensation Plan

15.662 Great Lakes Restoration

15.663 NFWF-USFWS Conservation Partnership

15.664 Fish and Wildlife Coordination and Assistance

15.665 National Wetlands Inventory

15.666 Endangered Species Conservation-Wolf Livestock Loss Compensation and Prevention

15.667 Highlands Conservation

15.668 Coastal Impact Assistance (sunset; collection limited to recipient reporting)

15.669 Cooperative Landscape Conservation (no new funding; collection limited to recipient reporting)

15.670 Adaptive Science

15.671 Yukon River Salmon Research and Management Assistance

15.674 National Fire Plan-Wildland Urban Interface Community Fire Assistance

15.676 Youth Engagement, Education, and Employment

15.677 Hurricane Sandy Disaster Relief Activities-FWS

15.678 Cooperative Ecosystem Studies Units (standing down CFDA; collection limited to recipient reporting)

15.680 Mexican Wolf Recovery

15.681 Cooperative Agriculture

15.682 Experienced Services

15.683 Prescott Marine Mammal Rescue Assistance

15.684 White-nose Syndrome National Response Implementation


12.5 State Agency Hunting and Sport Fishing License Certification


Respondents are the States, the Commonwealths of Puerto Rico and the Northern Mariana Islands, the District of Columbia, and the territories of Guam, the U.S. Virgin Islands, and American Samoa (States). Annually, States provide hunting and sport fishing license data and certification to the Service. The Service uses the reported data to run the formulas for apportioning Wildlife Restoration and Sport Fish Restoration funds. The Service awards those funds to states under Assistance Listing (CFDA) programs 15.605, Sport Fish Restoration, 15.611, Wildlife Restoration and Basic Hunter Education, and 15.626, Enhanced Hunter Education and Safety. To calculate the cost burden for the responses from the States, we used the government rate specified in the BLS News Release USDL- 25-0335.


13. Provide an estimate of the total annual non-hour cost burden to respondents or recordkeepers resulting from the collection of information. (Do not include the cost of any hour burden already reflected in item 12.)

* The cost estimate should be split into two components: (a) a total capital and start-up cost component (annualized over its expected useful life) and (b) a total operation and maintenance and purchase of services component. The estimates should take into account costs associated with generating, maintaining, and disclosing or providing the information (including filing fees paid for form processing). Include descriptions of methods used to estimate major cost factors including system and technology acquisition, expected useful life of capital equipment, the discount rate(s), and the time period over which costs will be incurred. Capital and start-up costs include, among other items, preparations for collecting information such as purchasing computers and software; monitoring, sampling, drilling and testing equipment; and record storage facilities.

* If cost estimates are expected to vary widely, agencies should present ranges of cost burdens and explain the reasons for the variance. The cost of purchasing or contracting out information collection services should be a part of this cost burden estimate. In developing cost burden estimates, agencies may consult with a sample of respondents (fewer than 10), utilize the 60-day pre-OMB submission public comment process and use existing economic or regulatory impact analysis associated with the rulemaking containing the information collection, as appropriate.

* Generally, estimates should not include purchases of equipment or services, or portions thereof, made: (1) prior to October 1, 1995, (2) to achieve regulatory compliance with requirements not associated with the information collection, (3) for reasons other than to provide information or keep records for the government, or (4) as part of customary and usual business or private practices.


Respondents and record keepers have no non-hour cost burden under this collection.


14. Provide estimates of annualized cost to the Federal government. Also, provide a description of the method used to estimate cost, which should include quantification of hours, operational expenses (such as equipment, overhead, printing, and support staff), and any other expense that would not have been incurred without this collection of information.


The total estimated annual cost to the Federal Government for this collection is $ 2,891,447 (rounded) ($1,485 – salary costs associated with processing license certifications and $2,889,962 – salary costs associated with processing and reviewing all other information).


The total estimated annual cost to Federal Government for processing State fish and wildlife agency hunting and sport fishing license certifications is $1,476 (rounded). We used the Office of Personnel Management Salary Table 2025-DCB to determine the hourly wage rate for a GS-13, step 5 ($65.48). We used BLS News Release USDL-24-2561 to calculate the fully burdened rate ($64.48 x 1.62 = $106.08). We receive 56 responses each year, which take approximately 15 minutes each for staff to review, perform data entry, and maintain files, for a total processing time of 14 hours annually. The total annual cost is estimated to be $1,485.12 (14 x $106.08).


The total estimated annual cost to the Federal Government for processing and reviewing applications, amendment requests, real property records and reports received under of this collection is $2,889,962 (rounded) as detailed below. While Service staff across the United States perform the work, we used the Office of Personnel Management Salary Table 2025-DCB as the basis for an average salary rate. We used BLS News Release USDL- 25-0335 to calculate the fully burdened rates for each staff member (hourly rate multiplied by 1.62 to account for benefits).


Position

Grade/ Step

Hourly Rate

Hourly Rate

(Incl. Benefits)

% of Time Spent on Collection

Weighted Average ($/HR)

Clerical, unskilled

GS-07/05

$ 31.04

$ 50.28

10%

$ 5.03

Skilled, craft, and technical

GS-13/05

65.48

106.08

85%

90.17

Management/Professional

GS-15/05

91.02

147.45

5%

7.37

Total Weighted Average ($/HR)

$ 102.57


Salary Costs: $2,889,961.61 broken down as follows:

  • Applications: 9,496 hours x $102.57 = $974,004.72

  • Amendments: 3,663 hours x $102.57 = $375,713.91

  • Reports: 15,114 x $102.57 = $1,550,242.98

For applications, we estimate Federal staff will spend 9,496 hours (2 hours per application x 4,748 applications) to:


(1) develop and post application instructions;

(2) review applications;

(3) perform data entry; and

(4) maintain files.


For amendments, we estimate a total of 3,663 hours (1 hour per amendment x 3,663 amendments) for staff to:


(1) review the revision request;

(2) perform data entry; and

(3) maintain files.


For reports, we estimate a total of 15,114 hours (2 hours per report x 7,557 reports) for staff to:


(1) review the reports;

(2) perform data entry; and

(3) maintain files.


15. Explain the reasons for any program changes or adjustments in hour or cost burden.


This is an extension without change. We are not reporting any program changes or adjustments in hour or cost burden.


16. For collections of information whose results will be published, outline plans for tabulation and publication. Address any complex analytical techniques that will be used. Provide the time schedule for the entire project, including beginning and ending dates of the collection of information, completion of report, publication dates, and other actions.


The information collected is for financial assistance administration purposes. We will not publish the results of this information collection as a whole. Federal awarding agencies are required to publish certain award information to USASpending.gov. Service programs may also publish summary reports of their annual award activity and program outcomes for Congress and for the public. Published information will not include protected private or other sensitive information (e.g., land ownership, sensitive species habitat data), or information that would violate Federal, State, or local laws or policies. The WSFR program publishes state hunting and sport fishing license certification data and resulting annual apportionment totals for the public on the WSFR program website.


17. If seeking approval to not display the expiration date for OMB approval of the information collection, explain the reasons that display would be inappropriate.


We will display the OMB control number and expiration date.


18. Explain each exception to the topics of the certification statement identified in "Certification for Paperwork Reduction Act Submissions."


There are no exceptions to the certification statement.

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File Typeapplication/vnd.openxmlformats-officedocument.wordprocessingml.document
File TitleSupporting Statement for Paperwork Reduction Act Submission
AuthorAnissa Craghead
File Modified0000-00-00
File Created2025-05-19

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