Forms and Documents

Document Name	Status
SPST-0178 Market Risk Capital Requirements 2022 Revisions FINAL.docx Supporting Statement A	2022-07-19
FR2 -0178 Market Risk Capital Requirements 87 FR 42723 July 18 2022.pdf Supplementary Document	2022-07-18
FR1 -0178 Market Risk Capital Requirements 87 FR 25015 April 27 2022.pdf Supplementary Document	2022-07-18

IC Document Collections

IC ID	Document Title	Status
254695	Demonstrate Understanding of Securitization Positions and Performance	New
254694	Recordkeeping for Stress Tests	New
254693	Prior Approval for Certain Capital Standards	New
254692	Documentation of Internal Models and Other Activities	New
195655	Qualitative Market Risk Disclosures	Modified
195654	Quantitative disclosures for each portfolio of covered positions	Removed
195653	Disclosure policy	Unchanged
195652	Quantitative market risk disclosures	Unchanged
195651	Securitization positions	Removed
195650	Requirements for stress testing	Removed
195649	Comprehensive risk measurement -- prior approval	Unchanged
195648	Incremental risk model -- prior approval	Unchanged
195647	Modeled specific risk	Removed
195646	Stressed VaR-based measure quantitative requirements	Unchanged
195645	Retention of subportfolio information	Unchanged
195644	Demonstrate appropriateness of proxies	Unchanged
195643	Backtesting adjustments to risk-based capital ratio calculations	Removed
195642	Internal audit report	Removed
195641	Prior Written Approval to Use Internal Models	Modified
195640	Active management of covered positions	Unchanged
195639	Trading and hedging strategies	Unchanged
195637	Identification of trading positions	Unchanged

ICR Details

OMB Control No:	ICR Reference No:
Status:	Previous ICR Reference No:
Agency/Subagency:	Agency Tracking No:
Title:
Type of Information Collection:	Common Form ICR:
Type of Review Request:	Date Received in OIRA:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date
Responses	0	0	0
Time Burden (Hours)	0	0	0
Cost Burden (Dollars)	0	0	0

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Abstract:

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR?

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Number of Information Collection (IC) in this ICR: 0

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ICR Summary of Burden

	Total	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	0	0	0	0	0	0
Annual Time Burden (Hours)	0	0	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion:

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion:

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods?

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.    

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.    

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?

Is this ICR related to the Pandemic Response?

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Common Form ICR: 

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date:

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