Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.
ICR 202007-3235-002
OMB: 3235-0316
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0316 can be found here:
Form N-3 under the Securities
Act of 1933 and under the Investment Company Act of 1940,
registration of separate accounts organized as management
investment companies.
Form N-3 is the form separate accounts
organized as management investment companies use to register under
the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] and to
offer their securities under the Securities Act of 1933 [15 U.S.C.
77a et seq.]. The SEC uses the information filed in registration
statements to verify compliance with the federal securities
laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
Currently, the approved total
annual hour burden for preparing and filing registration statements
on Form N-3 is 2,522 internal burden hours. We estimate that the
new internal burden would be approximately 2,836 hours annually,
reflecting an increase of 314 internal burden hours associated with
the amendments. These revised estimates reflect the change in our
methodology for estimating burdens attributable to investment
options, the increase in estimated burdens associated with the
amendments, the increase in the estimated average number of
investment options per Form N-3 registration statement from two to
three investment options, and current estimates for the number of
post-effective amendments filed annually. The current estimate for
the external annual cost burdens associated with preparing and
filing initial and post-effective registration statements on Form
N-3 is $165,340. We estimate that the new external annual cost
burden would be approximately $123,144, reflecting a decrease of
$42,226 associated with the amendments. This decrease in the total
external cost estimate is due to the change in our methodology
regarding burdens attributable to investment options.
$21,200,000
No
No
No
No
No
No
No
Bradley Gude 2025515590
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.
Form Form 2124 Form N-3 (17 CFR 239.17a) under the Securities Act of 1933 and (17 CFR 274.11b) under the Investment Company Act of 1940. Registration Statement of Separate Accounts Organized as Management Investment
Adopting Release - correction 2.pdf
Form N-3 (17 CFR 239.17a) under the Securities Act of 1933 and (17 CFR 274.11b) under the Investment Company Act of 1940. Registration Statement of Separate Accounts Organized as Management Investment