SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request Copies Available From:
Securities and Exchange Commission
Office of FOIA Services
100 F Street, NE
Washington, DC 20549-2736
Extension: Rule 13e-1
SEC File No. 270-255, OMB Control No. 3235-0305
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget this request for extension of the previously approved collection of information discussed below.
Rule
13e-1 (17 CFR 240.13e-1) under the Securities Exchange Act of
1934
(U.S.C. 78 et seq.) makes it unlawful for an issuer
who has received notice that it is the subject of a tender offer made
under Section 14(d)(1) of the Exchange Act to purchase any of its
equity securities during the tender offer, unless it first files a
statement with the Commission containing information required by the
rule. This rule is in keeping with the Commission’s statutory
responsibility to prescribe rules and regulations that are necessary
for the protection of investors. Public companies are the
respondents. We estimate that it takes approximately 10 burden hours
per response to provide the information required under Rule 13e-1 and
that the information is filed by approximately 10 respondents. We
estimate that 25% of the 10 hours per response (2.5 hours) is
prepared by the company for a total annual reporting burden of 25
hours (2.5 hours per response x 10 responses).
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number.
The public may view the background documentation for this information
collection at the following website, www.reginfo.gov.
Comments should be directed to: (i) Desk Officer for the Securities
and Exchange Commission, Office of Information and Regulatory
Affairs, Office of Management and Budget, Room 10102, New Executive
Office Building, Washington, DC 20503, or by sending an e-mail to:
Lindsay.M.Abate@omb.eop.gov;
and (ii) Charles Riddle, Acting Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Candace Kenner, 100 F
Street, NE, Washington, DC 20549 or send an e-mail to:
PRA_Mailbox@sec.gov.
Comments must be submitted to OMB within 30 days of this notice.
Eduardo A. Aleman
Deputy Secretary
June 18, 2019
| File Type | application/msword |
| File Title | Rule 13e-1 30 Day Notice |
| Author | U.S. |
| Last Modified By | SYSTEM |
| File Modified | 2019-07-23 |
| File Created | 2019-07-23 |