Regulatory Capital Transitions Cover Sheet

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Overview

Supplemental Cover Sheet
Supplemental Schedule

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Sheet 1: Supplemental Cover Sheet

DFAST-14A OCC Supplemental Schedule
All covered institutions are expected to complete a version of the OCC supplemental schedule for each required scenario
Covered institutions should complete all relevant cells in the corresponding worksheets, including this cover page. Covered institutions should not complete any shaded cells.
Please do not change the structure of this workbook.
Please note that unlike Call Report reporting, all actual and projected income statement figures should be reported on a quarterly basis, and not on a cumulative basis.
Any questions should be directed to DFA165i2.reporting@occ.treas.gov .
	Institution Name:		XYZ
	RSSD ID:
	OCC Charter ID:		#####
	Source:		Bank
	Current Year:			(Enter appropriate year)
	Planning Horizon Year 1:
	Planning Horizon Year 2:
	Submission Date (MM/DD/YYYY):			(Enter date)
	When Received:
	Please indicate the scenario associated with this submission using the following drop-down menu:
	Baseline
Baseline
Adverse
Severely Adverse
Bank Baseline
Bank Stress
Additional Scenario 1
Additional Scenario 2

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Sheet 2: Supplemental Schedule

OCC Supplemental Schedule

Actual in $Millions

Projected in $Millions

Item

as of date

PQ 1

PQ 2

PQ 3

PQ 4

PQ 5

PQ 6

PQ 7

PQ 8

PQ 9

Income Statement Items

Losses associated with loans HFI

Corporate Loans

1

Loans to Investment Firms and Financial Vehicles

2

Loans to Securities Firms and Investment Banking

Losses associated with loans HFS and loans accounted for under the Fair Value Option

Corporate Loans

3

Loans to Investment Firms and Financial Vehicles

4

Loans to Securities Firms and Investment Banking

Balance Sheet Items

Corporate Loans

5

Loans to Investment Firms and Financial Vehicles

6

Loans to Securities Firms and Investment Banking

Capital Worksheet Items

Leverage Exposure for Supplementary Leverage Ratio (Applicable to Advanced Approaches Banks Only)

7

Total on-balance sheet exposures (excluding on-balance sheet assets for repo-style transactions and derivative exposures, but including cash collateral received in derivative transactions)

8

Total derivative exposures

9

Total exposures for repo-style transactions

10

Off-balance sheet exposures

11

Total leverage exposure (sum of items 7, 8, 9 and 10)

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