Form SSA-3368 Disability Report - Adult

Removing Inability to Communicate in English as an Education Category

SSA-3368 - Revised Version

0960-0579 - SSA-3368 - Disability Report-Adult

OMB: 0960-0813

⚠️ Notice: This form may be outdated. More recent filings and information on OMB 0960-0813 can be found here:

2020-02-25 - New collection (Request for a new OMB Control Number)

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Download: pdf | pdf

DISABILITY REPORT - ADULT
SSA-3368-BK

PLEASE READ THIS INFORMATION BEFORE COMPLETING THIS REPORT
The information you give us on this report will be used by the office that makes the disability
decision on your disability claim. Completing this report accurately and completely will help us
expedite your claim. Please complete as much of the report as you can.
IF YOU NEED HELP

Note: If you are assisting someone else with this report, please answer the questions as if that
person were completing the report.
HOW TO COMPLETE THIS REPORT
•
•
•
•

•

•
•

Print or write clearly.
Include a ZIP or postal code with each address.
Provide complete phone numbers including area code. If a phone number is outside
the United States, also provide International Direct Dialing (IDD) code and country code.
If you cannot remember the names and addresses of your health care providers, you may
be able to get that information from the telephone book, Internet, medical bills,
prescriptions, or prescription medicine containers.
ANSWER EVERY QUESTION, unless the report indicates otherwise. If you do not know
an answer, or the answer is "none" or "does not apply," please write: "don't know," or
"none," or "does not apply."
Be sure to explain an answer if the question asks for an explanation, or if you want to give
additional information.
If you need more space to answer any question, please use Section 11 - Remarks on the
last page to finish your answer. Write the number of the question you are answering.

YOUR MEDICAL RECORDS
If you have any of your medical records, send or bring them to our office with this completed
report. Please tell us if you want to keep your records so we can return them to you. If you are
having an interview in our office, bring your medical records, your prescription medicine containers
(if available), and the completed report with you.
YOU DO NOT NEED TO ASK DOCTORS OR HOSPITALS FOR ANY MEDICAL RECORDS
THAT YOU DO NOT ALREADY HAVE. With your permission, we will request your records. The
information that you give us on this report tells us where to request your medical and other
records.
Form SSA-3368-BK (10-2015) UF (10-2015)

Disability Report- Adult-Form SSA-3368-BK

You can get help from other people, such as a friend or family member. Please do not ask your
health care provider to complete this report. If you cannot complete the report, a Social Security
Representative will assist you. If you have an appointment, please have the completed report
ready when we contact you. If we ask you to do so, please mail the completed report to us ahead
of time.

WHAT WE MEAN BY "DISABILITY"
“Disability” under Social Security is based on your inability to work. For purposes of this claim, we want
you to understand that “disability” means you are unable to work as defined by the Social Security Act.
You will be considered disabled if you are unable to do any kind of work for which you are suited and if
your disability is expected to last (or has lasted) for at least a year or is expected to result in death. So
when we ask “when did you become unable to work,” we are asking when you became disabled as
defined by the Social Security Act.
Privacy Act Statement
Collection and Use of Personal Information
Section 205(a), 223(d), and 1631(e)(1) of the Social Security Act, as amended, authorize us to
collect this information. We will use the information you provide to make a decision on the named
claimant’s claim.
Furnishing us this information is voluntary. However, failing to provide us with all or part of the
information could prevent us from making an accurate and timely decision on the named
claimant’s claim.
We rarely use the information you supply for any purpose other than to make decisions regarding
claims. We may also disclose information to another person or to another agency in accordance with
approved routine uses, which include but are not limited to the following:
1. To enable a third party or an agency to assist Social Security in establishing rights to Social
Security benefits and/or coverage;
2. To comply with Federal laws requiring the release of information from Social Security records
(e.g., to the Government Accountability Office and Department of Veterans’ Affairs);
3. To make determinations for eligibility in similar health and income maintenance programs at
the Federal, State, and local level; and,
4. To facilitate statistical research, audit, or investigative activities necessary to assure the
integrity and improvement of Social Security programs (e.g., to the Bureau of the Census and
private concerns under contract to Social Security).
We may also use the information you provide in computer matching programs. Matching programs
compare our records with records kept by other Federal, State, or local government agencies.
Information from these matching programs can be used to establish or verify a person’s eligibility for
federally-funded or administered benefit programs and for repayment of payments or delinquent debts
under these programs.
A complete list of routine uses for this information is available in Systems of Records Notice entitled,
Claims Folders Systems, 60-0089. This notice, additional information regarding this form, and
information regarding our programs and systems, are available on-line at www.socialsecurity.gov or at
your local Social Security office.
Paperwork Reduction Act Statement - This information collection meets the requirements of
44 U.S.C. § 3507, as amended by section 2 of the Paperwork Reduction Act of 1995. You do not need
to answer these questions unless we display a valid Office of Management and Budget control number.
We estimate that it will take about 60 minutes to read the instructions, gather the facts, and answer the
questions. SEND OR BRING THE COMPLETED FORM TO THE OFFICE THAT REQUESTED IT.
You can find your local Social Security office through SSA’s website at www.socialsecurity.gov.
Offices are also listed under U. S. Government agencies in your telephone directory or you may
call Social Security at 1-800-772-1213 (TTY 1-800-325-0778). You may send comments on our time
estimate above to: SSA, 6401 Security Blvd, Baltimore, MD 21235-6401. Send only comments
relating to our time estimate to this address, not the completed form.
AFTER COMPLETING THIS REPORT, REMOVE THIS SHEET
AND KEEP IT FOR YOUR RECORDS
Form SSA-3368-BK (10-2015) UF (10-2015)

SOCIAL SECURITY ADMINISTRATION

DISABILITY REPORT
ADULT

Form Approved
OMB No. 0960-0579
For SSA Use Only- Do not write in this box.
Related SSN
Number Holder

Anyone who makes or causes to be made a false statement or representation of material fact for use in determining a
payment under the Social Security Act, or knowingly conceals or fails to disclose an event with an intent to affect an
initial or continued right to payment, commits a crime punishable under Federal law by fine, imprisonment, or both, and
may be subject to administrative sanctions.
If you are filling out this report for someone else, please provide information about him or her. When a question
refers to "you" or "your," it refers to the person who is applying for disability benefits.
SECTION 1 - INFORMATION ABOUT THE DISABLED PERSON
1.A. Name (First, Middle Initial, Last)
1.B. Social Security Number
1.C. Mailing Address (Street or PO Box) Include apartment number or unit if applicable.
City

State/Province

ZIP/Postal Code

Country (If not USA)

1.D. Email Address
1.E. Daytime Phone Number, including area code, and the IDD and country codes if you live outside the USA
or Canada.
Phone number
Check this box if you do not have a phone or a number where we can leave a message .
1.F. Alternate Phone Number - another number where we may reach you, if any.
Alternate phone number
1.G. Can you speak and understand English?

Yes

If no, what language do you prefer?
If you cannot speak and understand English, we will provide an interpreter, free of charge.
1.H. Can you read and understand English?

Yes

1.I. Can you write more than your name in English?

Yes

1.J. Have you used any other names on your medical or educational records? Examples are maiden name, other
Yes
No
married name, or nickname.
If yes, please list them here:
SECTION 2 - CONTACTS
Give the name of someone (other than your doctors) we can contact who knows about your medical conditions, and
can help you with your claim.
2.B. Relationship to you
2.A. Name (First, Middle Initial, Last)
2.C. Daytime Phone Number (as described in 1.E. above)

2.D. Mailing Address (Street or PO Box) Include apartment or unit if applicable.

State/Province

City

2.E. Can this person speak and understand English?

Yes

If no, what language is preferred?
Form SSA-3368-BK (10-2015) UF (10-2015)
Destroy Prior Editions

ZIP/Postal Code

PAGE 1

Country (If not USA)
No

SECTION 2 - CONTACTS (continued)
2.F. Who is completing this report?
The person who is applying for disability. (Go to Section 3 - Medical Conditions)
The person listed in 2.A. (Go to Section 3 - Medical Conditions)
Someone else (Complete the rest of Section 2 below)
2.G. Name (First, Middle Initial, Last)

2.H. Relationship to Person Applying

2.I. Daytime Phone Number
2.J. Mailing Address (Street or PO Box) Include apartment number or unit if applicable.
City

State/Province

ZIP/Postal Code

Country (If not USA)

SECTION 3 - MEDICAL CONDITIONS
3.A. List all of the physical or mental conditions (including emotional or learning problems) that limit your ability to work.
If you have cancer, please include the stage and type. List each condition separately.
1.
2.
3.
4.
5.
If you need more space, go to Section 11-Remarks on the last page
3.B. What is your height without shoes?
OR
feet

inches

centimeters (if outside USA)

3.C. What is your weight without shoes?
OR
pounds

kilograms (if outside USA)

3.D. Do your conditions cause you pain or other symptoms?

Yes

SECTION 4 - WORK ACTIVITY
4.A. Are you currently working?
No, I have never worked (Go to question 4.B. below)
No, I have stopped working (Go to question 4.C. below)
Yes, I am currently working (Go to question 4.F. on page 3)
IF YOU HAVE NEVER WORKED:
4.B. When do you believe your conditions(s) became severe enough to keep you from working (even though you have
never worked)? (month/day/year)
(Go to Section 5 on page 3)
IF YOU HAVE STOPPED WORKING:
4.C. When did you stop working? (month/day/year)
Why did you stop working?
Because of my conditions(s).
Because of other reasons. Please explain why you stopped working (for example: laid off, early
retirement, seasonal work ended, business closed)
Even though you stopped working for other reasons, when do you believe your
conditions(s) became severe enough to keep you from working? (month/day/year)
4.D. Did your condition(s) cause you to make changes in your work activity? (for example: job duties, hours, or
rate of pay)
No (Go to Section 5 - Education and Training on page 3)
Yes When did you make changes? (month/day/year)
Form SSA-3368-BK (10-2015) UF (10-2015)

Page 2

SECTION 4 - WORK ACTIVITY (continued)
4.E. Since the date in 4.D. above, have you had gross earnings greater than $1,090 in any month? Do not count sick
leave, vacation, or disability pay. (We may contact you for more information.)
No (Go to Section 5)
Yes (Go to Section 5)
IF YOU ARE CURRENTLY WORKING:
4.F. Has your condition(s) caused you to make changes in your work activity? (for example: job duties or hours)
No

When did your condition(s) first start bothering you? (month/day/year)

Yes

When did you make changes? (month/day/year)

4.G. Since your condition(s) first bothered you, have you had gross earnings greater than $1,090 in any month? Do not
count sick leave, vacation, or disability pay. (We may contact you for more information.)
No

Yes
SECTION 5 - EDUCATION AND TRAINING

5.A. Check the highest grade of school completed.
0

College:
9

12/GED/equivalent

4 or more

Date completed:
Name of School
City

State/Province

Phone:

Fax:

Country (If not USA)

5.B. Did you receive special education, such
as through an Individualized Education
Program (IEP) or equivalent?

Yes

No (Go to 5.C.)

Check the last grade you received special education.
Pre-K K

Dates: from _____ to ____
School where you last received special education:
___Same as 5A
___If different from school information in 5A, complete below:
Name
City

Phone:

State/Province

Country (If not USA)

Fax:_______________________

5.C. Have you completed any type of specialized job training, trade, or vocational school?
Yes
Form SSA-3368-BK (10-2015) UF (10-2015)

Page 3

If "Yes," what type?

Date completed:

If you need to list other education or training use Section 11 - Remarks on the last page.

5D. Can you read and write a simple message in any language (Examples: shopping list, short and simple notes)?
__Yes, __No

SECTION 6 - JOB HISTORY
6.A. List the jobs (up to 5) that you have had in the 15 years before you became unable to
work because of your physical or mental conditions. List your most recent job first.
Check here and go to Section 7 on page 5 if you did not work at all in the 15 years before you became
unable to work.

Job Title

Type of
Business

Dates Worked
From
MM/YY

1.
2.
3.
4.
5.

Form SSA-3368-BK (10-2015) UF (10-2015)

Page 4

To
MM/YY

Hours
Per
Day

Days
Per
Week

Rate of Pay
Amount

Frequency

SECTION 6 - JOB HISTORY (continued)
Check the box below that applies to you.
I had only one job in the last 15 years before I became unable to work. Answer the questions below.
I had more than one job in the last 15 years before I became unable to work. Do not answer the
questions on this page; go to Section 7 on page 5. (We may contact you for more information.)
Do not complete this page if you had more than one job in the last 15 years before you became unable to work.
6.B. Describe this job. What did you do all day?

(If you need more space, use Section 11 - Remarks on the last page.)
6.C. In this job, did you:
Use machines, tools or equipment?

Yes

Use technical knowledge or skills?

Yes

Do any writing, complete reports, or perform any duties like this?

Yes

6.D. In this job, how many total hours each day did you do each of the tasks listed:
Task

Hours

Task

Hours

Walk

Stoop (Bend down & forward at waist.)

Handle large objects

Stand

Kneel (Bend legs to rest on knees.)

Write, type, or handle small objects

Sit

Crouch (Bend legs & back down & forward.)

Reach

Climb

Crawl (Move on hands & knees.)

6.E. Lifting and carrying (Explain in the box below, what you lifted, how far you carried it, and how often you did
this in your job.)

6.F. Check heaviest weight lifted:
Less than 10 lbs.

10 lbs.

20 lbs.

50 lbs.

100 lbs. or more

Other

6.G. Check weight frequently lifted: (by frequently, we mean from 1/3 to 2/3 of the workday.)

Less than 10 lbs.

10 lbs.

25 lbs.

6.H. Did you supervise other people in this job?

50 lbs. or more

Yes (Complete items below.)

How many people did you supervise?
What part of your time did you spend supervising people?
Did you hire and fire employees?
6.I. Were you a lead worker?
Form SSA-3368-BK (10-2015) UF (10-2015)

Other

Yes

No
Page 4

No (if No, go to 6.I.)

SECTION 7 - MEDICINES
7. Are you taking any medicines (prescription or non-prescription)?
Yes (Give the information requested below. You may need to look at your medicine containers.)
No

(Go to Section 8-Medical Treatment.)
If prescribed, give name of
doctor

Name of Medicine

Reason for medicine

If you need to list other medicines, go to Section 11 - Remarks on the last page.
SECTION 8 - MEDICAL TREATMENT
Have you seen a doctor or other health care professional or received treatment at a hospital or clinic, or do you have a
future appointment scheduled?
8.A. For any physical condition(s)?
Yes

8.B. For any mental condition(s) (including emotional or learning problems)?
Yes

If you answered "No" to both 8.A. and 8.B., go to Section 9 - Other Medical Information on page 11.

Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE 5

SECTION 8 - MEDICAL TREATMENT (continued)
Tell us who may have medical records about any of your physical and/or mental condition(s) (including emotional or
learning problems). This includes doctors' offices, hospitals (including emergency room visits), clinics, and other
health care facilities. Tell us about your next appointment, if you have one scheduled.
8.C. Name of Facility or Office

Name of health care professional who treated you

ALL OF THE QUESTIONS ON THIS PAGE REFER TO THE HEALTH CARE PROVIDER ABOVE.
Patient ID# (if known)

Phone

Mailing Address
City

State/Province

ZIP/Postal Code

Country (if not USA)

Dates of Treatment
1. Office, Clinic or
Outpatient visits
First Visit

2. Emergency Room visits
3. Overnight hospital stays
List the most recent date first
List the most recent date first
A.

A. Date in

Date out

Last Visit

B. Date in

Date out

Next Scheduled Appointment (if any) C.

C. Date in

Date out

What medical conditions were treated or evaluated?

What treatment did you receive for the above conditions? (Do not describe medicines or tests in this box.)

Check the boxes below for any tests this provider performed or sent you to, or has scheduled you to take. Please give
the dates for past and future tests. If you need to list more tests, use Section 11-Remarks on the last page.
Check this box if no tests by this provider or at this facility.
Kind of Test

Dates of Tests

Kind of Test

EKG (heart test)

EEG (brain wave test)

Treadmill (exercise test)

HIV Test

Cardiac Catheterization

Blood Test (not HIV)

Biopsy (list body part)

X-Ray (list body part)

Hearing Test

MRI/CT Scan (list body
part)

Speech/Language Test

Dates of Tests

Other (please describe)

Vision Test
Breathing Test

If you do not have any more doctors or hospitals to describe, go to Section 9 on page 11.
Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE 6

Name of health care professional who treated you

ALL OF THE QUESTIONS ON THIS PAGE REFER TO THE HEALTH CARE PROVIDER ABOVE.
Patient ID# (if known)

Phone

Mailing Address
City

State/Province

ZIP/Postal Code

Country (if not USA)

Dates of Treatment
1. Office, Clinic or
Outpatient visits
First Visit

2. Emergency Room visits
3. Overnight hospital stays
List the most recent date first
List the most recent date first
A.

A. Date in

Date out

Last Visit

B. Date in

Date out

Next Scheduled Appointment (if any) C.

C. Date in

Date out

What medical conditions were treated or evaluated?

What treatment did you receive for the above conditions? (Do not describe medicines or tests in this box.)

Tell us about any tests this provider performed or sent you to, or has scheduled you to take. Please give the dates for
past and future tests. If you need to list more tests, use Section 11 - Remarks on the last page.
Check this box if no tests by this provider or at this facility.
Kind of Test

Dates of Tests

Kind of Test

EKG (heart test)

EEG (brain wave test)

Treadmill (exercise test)

HIV Test

Cardiac Catheterization

Blood Test (not HIV)

Biopsy (list body part)

X-Ray (list body part)

Hearing Test

MRI/CT Scan (list body
part)

Speech/Language Test

Dates of Tests

Other (please describe)

Vision Test
Breathing Test

If you do not have any more doctors or hospitals to describe, go to Section 9 on page 11.
Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE 7

Name of health care professional who treated you

ALL OF THE QUESTIONS ON THIS PAGE REFER TO THE HEALTH CARE PROVIDER ABOVE.
Patient ID# (if known)

Phone

Mailing Address
City

State/Province

Dates of Treatment
1. Office, Clinic or
Outpatient visits

ZIP/Postal Code

Country (if not USA)

First Visit

2. Emergency Room visits
3. Overnight hospital stays
List the most recent date first
List the most recent date first
A.
Date out
A. Date in

Last Visit

B. Date in

Date out

Next Scheduled Appointment (if any) C.

C. Date in

Date out

What medical conditions were treated or evaluated?

What treatment did you receive for the above conditions? (Do not describe medicines or tests in this box.)

Dates of Tests

Kind of Test

EKG (heart test)

EEG (brain wave test)

Treadmill (exercise test)

HIV Test

Cardiac Catheterization

Blood Test (not HIV)

Biopsy (list body part)

X-Ray (list body part)

Hearing Test

MRI/CT Scan (list body
part)

Speech/Language Test

Dates of Tests

Other (please describe)

Vision Test
Breathing Test

If you do not have any more doctors or hospitals to describe, go to Section 9 on page 11.
Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE 8

Name of health care professional who treated you

ALL OF THE QUESTIONS ON THIS PAGE REFER TO THE HEALTH CARE PROVIDER ABOVE.
Patient ID# (if known)

Phone

Mailing Address
City

State/Province

Dates of Treatment
1. Office, Clinic or
Outpatient visits

ZIP/Postal Code

Country (if not USA)

First Visit

2. Emergency Room visits
3. Overnight hospital stays
List the most recent date first
List the most recent date first
A.
Date out
A. Date in

Last Visit

B. Date in

Date out

Next Scheduled Appointment (if any) C.

C. Date in

Date out

What medical conditions were treated or evaluated?

What treatment did you receive for the above conditions? (Do not describe medicines or tests in this box.)

Dates of Tests

Kind of Test

EKG (heart test)

EEG (brain wave test)

Treadmill (exercise test)

HIV Test

Cardiac Catheterization

Blood Test (not HIV)

Biopsy (list body part)

X-Ray (list body part)

Hearing Test

MRI/CT Scan (list body
part)

Speech/Language Test

Dates of Tests

Other (please describe)

Vision Test
Breathing Test

If you do not have any more doctors or hospitals to describe, go to Section 9 on page 11.
Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE 9

Name of health care professional who treated you

ALL OF THE QUESTIONS ON THIS PAGE REFER TO THE HEALTH CARE PROVIDER ABOVE.
Patient ID# (if known)

Phone

Mailing Address
City

State/Province

ZIP/Postal Code

Country (if not USA)

Dates of Treatment
1. Office, Clinic or
Outpatient visits
First Visit

2. Emergency Room visits
3. Overnight hospital stays
List the most recent date first
List the most recent date first
A.

A. Date in

Date out

Last Visit

B. Date in

Date out

Next Scheduled Appointment (if any) C.

C. Date in

Date out

What medical conditions were treated or evaluated?

What treatment did you receive for the above conditions? (Do not describe medicines or tests in this box.)

Dates of Tests

Kind of Test

EKG (heart test)

EEG (brain wave test)

Treadmill (exercise test)

HIV Test

Cardiac Catheterization

Blood Test (not HIV)

Biopsy (list body part)

X-Ray (list body part)

Hearing Test

MRI/CT Scan (list body
part)

Speech/Language Test

Dates of Tests

Other (please describe)

Vision Test
Breathing Test

If you have been treated by more than five doctors or hospitals, use Section 11 - Remarks on
the last page and give the same detailed information as above for each healthcare provider.
Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE 10

SECTION 8 - MEDICAL TREATMENT (continued)

Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE

SECTION
MEDICAL
INFORMATION
SECTION98--OTHER
MEDICAL
TREATMENT
(continued)
9. Does anyone else have medical information about your physical and/or mental condition(s) (including emotional and
learning problems), or are you scheduled to see anyone else? (This may include places such as workers'
compensation, vocational rehabilitation, insurance companies who have paid you disability benefits, prisons, attorneys,
social service agencies and welfare.)
Yes (Please complete the information below.)
No (If you are receiving Supplemental Security Income (SSI) and have been asked to complete this report,
go to Section 10 - Vocational Rehabilitation; if not, go to Section 11 on the last page.)
Name of Organization
Phone Number
Mailing Address
City

State/Province

ZIP/Postal Code

Name of Contact Person
Date of First Contact

Country (if not USA)

Claim or ID number (if any)
Date of Last Contact

Date of Next Contact (if any)

Reasons for Contacts

If you need to list other people or organizations use Section 11 - Remarks on the last page and give the same
detailed information as above for each one you list.
COMPLETE THIS SECTION ONLY IF YOU ARE ALREADY RECEIVING SSI.
SECTION 10 - VOCATIONAL REHABILITATION, EMPLOYMENT, OR OTHER SUPPORT SERVICES
A.
Have you participated, or are you participating in:
•
•
•
•
•

An individual work plan with an employment network under the Ticket to Work Program;
An individualized plan for employment with a vocational rehabilitation agency or any other organization;
A Plan to Achieve Self-Support (PASS);
An Individualized Education Program (IEP) through a school (if a student age 18-21); or
Any program providing vocational rehabilitation, employment services, or other support services to help
you go to work?
Yes (Complete the following information)

No (Go to Section 11)

10.B. Name of Organization or School
Name of Counselor, Instructor, or Job Coach

Phone

Mailing Address
City

State/Province

ZIP/Postal Code

10.C. When did you start participating in the plan or program?

Form SSA-3368-BK (10-2015) UF (10-2015)

PAGE 12

Country (if not USA)

SECTION 10 - VOCATIONAL REHABILITATION, EMPLOYMENT, OR OTHER SUPPORT SERVICES
(continued)
10.D. Are you still participating in the plan or program?
Yes, I am scheduled to complete the plan or program on:
No. I completed the plan or program on:
No. I stopped participating in the plan or program before completing it because:

10.E. List the types of services, tests, or evaluations that you received (for example: intelligence or psychological
testing, vision or hearing test, physical exam, work evaluations, or classes).

If you need to list another plan or program use Section 11 Remarks and give the same detailed information as above.
SECTION 11 - REMARKS
Please write any additional information you did not give in earlier parts of this report. If you did not have enough space
in the sections of this report to write the requested information, please use this space to tell us the additional information
requested in those sections. Be sure to show the section to which you are referring.

Date Report Completed
Form SSA-3368-BK (10-2015) UF (10-2015)

month, day, year
PAGE 12

File Type	application/pdf
File Title	Disability Report- Adult
Subject	Disability Report- Adult
Author	SSA
File Modified	2018-06-21
File Created	2018-06-21