RECORD OF CHANGES, DS-2032 (STATEMENT OF REGISTRATION) |
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NEW BLOCK NUMBER |
OLD BLOCK NUMBER/PAGE NUMBER |
CHANGE |
REASON |
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1 |
Blocks 1,2,3 |
Combined information in old blocks |
Easier use of form and more logical placement |
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n/a |
Added option to claim ITAR business conducted during lapse in registration |
Not included on old form; easier analysis for DTCC |
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Page 5 |
Added option to report brokering activity |
More logical placement on form |
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n/a |
Added certification of cessation of ITAR-controlled activities if canceling registration |
Not available on old form; ease of use for both user and DTCC |
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2 |
Block 1 |
Separated "U.S. Person" designation to its own question |
More logical for use of the form |
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3 |
Pages 4,5 |
Combined information in old sections and created new block number |
More logical placement |
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4 |
Blocks 4,6 |
Combined questions from old blocks |
More logical to have questions together on form |
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n/a |
Added "Educational Institution," "Nonprofit," and "Sole Proprietorship" options under Organizational Type heading |
Greater flexibility for end users and clarity for DTCC |
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5 |
Block 4 |
Renumbered old section |
Logical placement |
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n/a |
Added "POC" section |
Ease of use and identification of one individual to whom to address correspondence |
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Page 5 |
Added "Third party POC" section |
Old placement was illogical |
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6 |
Block 7 |
Renumbered old section |
Logical placement |
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n/a |
Added "US Person" designation for each individual named in the section |
Ease of use for DTCC |
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Added "Preferred Contact Information" section for each individual |
Ease of use for end user |
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Added attenstation of indictment/conviction for each individual |
Useful for DTCC when considering applications |
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7 |
Block 8 |
Renumbered old section |
Logical placement |
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8 |
Blocks 9,10 |
Combined blocks and renumbered |
Logical placement |
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n/a |
Added "US Person" and "Relationship" radio buttons |
DTCC needs information to make informed decisions about registrants |
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Added "For Affiliate: Controlled by applicant?," "For Affiliate: Countries Specified by ITAR § 126.1," "POC," and "If broker renewal" sections |
Helps DTCC to make informed decisions when reviewing application |
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9 |
Block 11 |
Renumbered "Parent entities" list and address information |
Logical placement |
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n/a |
Added "POC," "Parent Status," "US Person," "Foreign owned or controlled," "Government owned or controlled," and "Explanation of parent removal" sections |
Needed to establish a single person for DTCC to contact as well as provide information on parental company for review with application |
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10 |
n/a |
Added "Does applicant have written policies and procedures for ITAR compliance" section |
Useful for DTCC analysts when considering applicants |
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11 |
Block 12 |
Renumbered legal attestation |
Logical placement |
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n/a |
Added "Indicted/Charged/Convicted status" radio buttons |
Helps DTCC to make informed decisions when reviewing application |
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Added " Contract and license eligibility" radio buttons |
Helps DTCC to make informed decisions when reviewing application |
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Page 5 |
Renumbered "Supporting Documentation" section |
Logical placement |
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n/a |
Added "Explanation of applicant control/ownership," "Documentation of US Person status," "Alternative SSN or Equivalent," "Contract and license eligibility," "Proof applicant is currently authorized to do business," "Subsidiary/affiliate removal type: Other," and OMB Control Number reference for Brokering activity report |
Reflects the options most likely to be used by applicants |
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