EIA-411 Coordinated Bulk Power Supply Program Report

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
NOTICE: This report is mandatory under the Federal Energy Administration Act of 1974 (Public Law 93-275) for all parts. Failure to comply may result in criminal fines, civil penalties and other sanctions as provided by law. For further information concerning sanctions and data protections see the provision on sanctions and the provision concerning the confidentiality of information in the instructions. Title 18 USC 1001 makes it a criminal offense for any person knowingly and willingly to make to any Agency or Department of the United States any false, fictitious, or fraudulent statements as to any matter within its jurisdiction.

_{SCHEDULE 1. IDENTIFICATION}

_{First Name:}

Survey Contact

_{Last Name:}

Title: Telephone (include extension):

_Email:

Fax:

_{Supervisor of Contact Person for Survey}

First Name:

Title: Telephone (include extension):

_Email:

Last Name:

Fax:

Report For

Regional Entity:

_{Reporting Party (Regional Entity or subregion):}

For questions about the data requested on Form EIA-411, contact the Survey Manager:

Jonathan DeVilbiss

Telephone Number: (202) 586-2992

FAX Number: (202) 287-1938

Email: Jonathan.DeVilbiss@eia.gov

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 2. PART A. HISTORICAL AND PROJECTED PEAK DEMAND AND ENERGY - MONTHLY

Peak Demand Reported:

Coincident __________ Non-Coincident _________

If non-coincident, please explain why coincident is not used.

YEAR

2013 (Actual - Prior Year)

2014 (RY - Report Year)

2015 (Next Year)

LINE NO.

MONTH

PEAK HOUR DEMAND (MEGAWATTS) (a)

NET ENERGY (THOUSANDS OF MEGA-WATTHOURS) (b)

PEAK HOUR DEMAND (MEGAWATTS) (a)

NET ENERGY (THOUSANDS OF MEGA-WATTHOURS) (b)

PEAK HOUR DEMAND (MEGAWATTS) (a)

NET ENERGY (THOUSANDS OF MEGAWATTHOURS) (b)

1

January

2

February

3

March

4

April

5

May

6

June

7

July

8

August

9

September

10

October

11

November

12

December

SCHEDULE 2. PART B. HISTORICAL AND PROJECTED PEAK DEMAND AND ENERGY – ANNUAL

YEAR

Actual

Year 1

Year 2

Year 3

…

….

….

….

Year 8

Year 9

Year 10

1

Summer Peak Hour Demand (Megawatts) June-September

2

Winter Peak Hour Demand (Megawatts) December - February

3

Net Annual Energy (Gigawatt hours)

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 3. PART A. HISTORICAL AND PROJECTED DEMAND AND CAPACITY - SUMMER
LINE NO.		YEAR
		Actual (2013)	Year 1 (RY 2014)	Year 2 (2015)	….	Year 9 (2022)	Year 10 (2023)
DEMAND (IN MEGAWATTS)
1	Unrestricted Peak Demand
1a	New Conservation (Energy Efficiency)
1b	Estimated Diversity
1c	Additions for non-member load
1d	Stand-by Load Under Contract
1e	Non-Controllable Demand Response
2	Total Internal Demand
2a	Direct Control Load Management
2b	Interruptible Load
2c	Critical Peak Pricing with Control
2d	Load as a Capacity Resource
3	Net Internal Demand
4	Total Demand Response
SUPPLY CATEGORIES (IN MEGAWATTS)
5	TOTAL INTERNAL CAPACITY (sum of 6 and 8a)
6	EXISTING CAPACITY (6a+6b+6c)
6a	Certain
6b	Other
6c	Unavailable
7	PEAK HOUR DEMAND PLUS AVAILABLE RESERVES

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 3. PART A. HISTORICAL AND PROJECTED DEMAND AND CAPACITY - SUMMER

LINE NO.

YEAR

Actual (2013)

Year 1 (RY 2014)

Year 2 (2015)

….

Year 9 (2022)

Year 10 (2023)

FUTURE CAPACITY CATEGORIES (IN MEGAWATTS)

8

FUTURE CAPACITY ADDITIONS

8a

Tier 1 (Most Certain)

8b

Tier 2

8c

Tier 3 (Least Certain)

9

ANTICIPATED CAPACITY (6a+8a)

CAPACITY TRANSFERS (IN MEGAWATTS)

10

CAPACITY TRANSFERS – IMPORTS

10a

Prior Year Actual Imports

10b

Firm

10c

Expected

11

CAPACITY TRANSFERS – EXPORTS

11a

Prior Year Actual Exports

11b

Firm

11c

Expected

			FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT			OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:
SCHEDULE 3. PART A. HISTORICAL AND PROJECTED DEMAND AND CAPACITY - SUMMER
LINE NO.		YEAR
		Actual (2013)		Year 1 (RY 2014)	Year 2 (2015)		….	Year 9 (2022)	Year 10 (2023)
CAPACITY - Continued (IN MEGAWATTS)
12	EXISTING, CERTAIN & NET FIRM TRANSFERS (6a+10b-11b)
13	ANTICIPATED CAPACITY RESOURCES (12+8a)
14	PROSPECTIVE CAPACITY RESOURCES
15	ADJUSTED POTENTIAL CAPACITY RESOURCES
RESERVE AND CAPACITY MARGINS
16	TARGET RESERVE MARGIN FOR Region/Assessment Area Margin
17	EXISTING, CERTAIN & NET FIRM TRANSFERS
17.1	Reserve Margin
17.2	Capacity Margin
18	ANTICIPATED RESOURCES
18.1	Reserve Margin
18.2	Capacity Margin
19	PROSPECTIVE RESOURCES
19.1	Reserve Margin
19.2	Capacity Margin
20	ADJUSTED POTENTIAL RESOURCES
20.1	Reserve Margin
20.2	Capacity Margin

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 3. PART B. HISTORICAL AND PROJECTED DEMAND AND CAPACITY - WINTER
LINE NO.		YEAR
		Actual (2013)	Year 1 (RY 2014)	Year 2 (2015)	….	Year 9 (2022)	Year 10 (2023)
DEMAND (IN MEGAWATTS)
1	Unrestricted Peak Demand
1a	New Conservation (Energy Efficiency)
1b	Estimated Diversity
1c	Additions for non-member load
1d	Stand-by Load Under Contract
1e	Non-Controllable Demand Response
2	Total Internal Demand
2a	Direct Control Load Management
2b	Interruptible Load
2c	Critical Peak Pricing with Control
2d	Load as a Capacity Resource
3	Net Internal Demand
4	Total Demand Response
SUPPLY CATEGORIES (IN MEGAWATTS)
5	TOTAL INTERNAL CAPACITY (sum of 6 and 8a)
6	EXISTING CAPACITY (6a+6b+6c)
6a	Certain
6b	Other
6c	Unavailable
7	PEAK HOUR DEMAND PLUS AVAILABLE RESERVES

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 3. PART B. HISTORICAL AND PROJECTED DEMAND AND CAPACITY - WINTER

LINE NO.

YEAR

Actual (2013)

Year 1 (RY 2014)

Year 2 (2015)

….

Year 9 (2022)

Year 10 (2023)

FUTURE CAPACITY CATEGORIES (IN MEGAWATTS)

8

FUTURE CAPACITY ADDITIONS

8a

Tier 1 (Most Certain)

8b

Tier 2

8c

Tier 3 (Least Certain)

9

ANTICIPATED CAPACITY (6a+8a)

CAPACITY TRANSFERS (IN MEGAWATTS)

10

CAPACITY TRANSFERS – IMPORTS

10a

Prior Year Actual Imports

10b

Firm

10c

Expected

11

CAPACITY TRANSFERS – EXPORTS

11a

Prior Year Actual Exports

11b

Firm

11c

Expected

			FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT			OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:
SCHEDULE 3. PART B. HISTORICAL AND PROJECTED DEMAND AND CAPACITY - WINTER
LINE NO.		YEAR
		Actual (2013)		Year 1 (RY 2014)	Year 2 (2015)		….	Year 9 (2022)	Year 10 (2023)
CAPACITY - Continued (IN MEGAWATTS)
12	EXISTING, CERTAIN & NET FIRM TRANSFERS (6a+10b-11b)
13	ANTICIPATED CAPACITY RESOURCES (12+8a)
14	PROSPECTIVE CAPACITY RESOURCES
15	ADJUSTED POTENTIAL CAPACITY RESOURCES
RESERVE AND CAPACITY MARGINS
16	TARGET RESERVE MARGIN FOR Region/Assessment Area
17	EXISTING, CERTAIN & NET FIRM TRANSFERS
17.1	Reserve Margin
17.2	Capacity Margin
18	ANTICIPATED RESOURCES
18.1	Reserve Margin
18.2	Capacity Margin
19	PROSPECTIVE RESOURCES
19.1	Reserve Margin
19.2	Capacity Margin
20	ADJUSTED POTENTIAL RESOURCES
20.1	Reserve Margin
20.2	Capacity Margin

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 4. BULK TRANSMISSION FACILITY POWER FLOW CASES
Line No.
1	Case Name:
2	Year of Study:
3	Case Number:
	PROSPECTIVE FACILITIES AND CONNECTIONS
	Name And Type Of Facility (a)	Projected In-Service Date (e.g., 12-2004) (b)	Connections
4			Bus Number (c)	Bus Name (d)

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 5. BULK ELECTRIC TRANSMISSION SYSTEM MAPS
LINE NO.
1	Specify the Number of Maps Provided:
2	For each map provide file name, coverage, and map software:
	MAP NUMBER (if applicable) (a)	FILE NAME (if applicable) (b)			MAP SOFTWARE (if applicable) (c)

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 6. PART A. EXISTING AND PROJECTED CIRCUIT MILES
Line No.		CIRCUIT MILES
		In Report Year 2014 and Report Year 2015 report circuit miles for voltage categories 100 kV and above. From Report Year 2016 forward report only for transmission elements that are part of the new BES definition
		AC (kV)							DC (kV)
		Less than 100 121- 150	100- 199	200- 299	300- 399	400- 599	600+	TOTAL	100- 299	300- 399	400- 599	600+	TOTAL
1	Existing (as of last day of prior report year)
2	Under Construction (as of first day of current report year)
3	Planned (completion within first five years)
4	Conceptual (completion within first five years)
5	Planned (completion within second five years)
6	Conceptual (completion within second five years)
7	Sum of Existing, Under Construction, and Planned Transmission (full ten-year period)
8	Sum of Existing, Under Construction, Planned, and Conceptual Transmission (full ten-year period)

			FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT		OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:
SCHEDULE 6. PART B. CHARACTERISTICS OF PROJECTED TRANSMISSION LINE ADDITIONS
LINE NO.		TRANSMISSION LINE (a)		TRANSMISSION LINE (b)		TRANSMISSION LINE (c)
TRANSMISSION LINE IDENTIFICATION
1	Project Name
2	Project Status
3	Tie line
4a	Primary Driver
4b	Secondary Driver
5	Terminal Location (From)
6	Terminal Location (To)
TRANSMISSION LINE OWNERSHIP
7	Company Name
8	EIA Company Code
9	Type of Organization
10	Percent Ownership
TRANSMISSION LINE DATA
11	Line Length (miles)
12	Line Type	[ ] OH [ ] UG [ ] SM		[ ] OH [ ] UG [ ] SM		[ ] OH [ ] UG [ ] SM
13	Voltage Type	[ ] AC [ ] DC		[ ] AC [ ] DC		[ ] AC [ ] DC
14	Voltage Operating (Kilovolts)
15	Voltage Design (Kilovolts)
16	Circuits per Structure Present
17	Circuits per Structure Ultimate
18	Capacity Rating (MVA)
19	Original In-Service Date
20	Expected In-Service Date
21	Line Delayed?
22	Cause of Delay
LEGEND
Line Type: OH=Overhead UG=Underground SM=Submarine		Voltage Type: AC=Alternating Current DC=Direct Current

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 7. PART A, ANNUAL DATA ON TRANSMISSION LINE OUTAGES FOR AC LINES (Report following data for each applicable EHV Voltage Class)

In Report Year 2014 and Report Year 2015 report for voltage categories 200 kV and above. From Report Year 2016 forward report only for transmission elements that are part of the new BES definition.

LINE NO.

Applicable AC Voltage Class

Less Than 100 kV (a)

100-199 kV (b)

200-299 kV (c)

300-399 kV (d)

400-599 kV (e)

600-799 kV (f)

AUTOMATIC (Unscheduled), Sustained Outages for Specified Voltage Class

1

Number of Outages

1a

Number of Single Mode Outages

1b

Number of Dependent Mode Outages

1c

Number of Common Mode Outages

2

Number of Circuit-Hours Out of Service

3

Initiating (I) and Sustained (S) Causes (Count of Outages per Cause Category)

I

S

I

S

I

S

I

S

I

S

I

S

3a

Weather, excluding lightning

3b

Lightning

3c

Environmental

3d

Foreign Interference

3e

Contamination

3f

Fire

3g

Vandalism, Terrorism, or Malicious Acts

3h

Failed AC Substation Equipment

3i

Failed AC/DC Terminal Equipment

3j

Failed Protection System Equipment

3k

Failed AC Circuit Equipment

3l

Failed DC Circuit Equipment

3m

Human Error

3n

Vegetation

3o

Power System Condition

3p

Unknown

3q

Other

NON-AUTOMATIC, Operational Outages for Specified Voltage Class

4

Number of Outages

5

Number of Circuit-Hours Out of Service

6

Outage Cause (Count)

6a

Emergency

6b

System Voltage Limit Mitigation

6c

System Operating Limit Mitigation (excluding voltage)

6d

Other Operational Outage

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 7. PART B, ANNUAL DATA ON TRANSMISSION LINE OUTAGES FOR DC LINES (Report following data for each applicable EHV Voltage Class)

In Report Year 2014 and Report Year 2015 report for voltage categories 200 kV and above. From Report Year 2016 forward report only for transmission elements that are part of the new BES definition.

LINE NO.

Applicable DC Voltage Class

Less Than ± 100 kV (a)

± 100- 199 kV (b)

± 200- 299 kV (c)

± 300- 399 kV (d)

± 400- 499 kV (e)

± 500- 599 kV

± 600- 799 kV (f)

AUTOMATIC (Unscheduled), Sustained Outages for Specified Voltage Class

1

Number of Outages

1a

Number of Single Mode Outages

1b

Number of Dependent Mode Outages

1c

Number of Common Mode Outages

2

Number of Circuit-Hours Out of Service

3

Initiating (I) and Sustained (S) Causes (Count of Outages per Cause Category)

I

S

I

S

I

S

I

S

I

S

I

S

I

S

3a

Weather, excluding lightning

3b

Lightning

3c

Environmental

3d

Foreign Interference

3e

Contamination

3f

Fire

3g

Vandalism, Terrorism, or Malicious Acts

3h

Failed AC Substation Equipment

3i

Failed AC/DC Terminal Equipment

3j

Failed Protection System Equipment

3k

Failed AC Circuit Equipment

3l

Failed DC Circuit Equipment

3m

Human Error

3n

Vegetation

3o

Power System Condition

3p

Unknown

3q

Other

NON-AUTOMATIC, Operational Outages for Specified Voltage Class

4

Number of Outages

5

Number of Circuit-Hours Out of Service

6

Outage Cause (Count)

6a

Emergency

6b

System Voltage Limit Mitigation

6c

System Operating Limit Mitigation (excluding voltage)

6d

Other Operational Outage

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 7. PART C, ANNUAL DATA ON TRANSFORMER OUTAGES (Report following data for each applicable class)

In Report Year 2014 and Report Year 2015 report for transformers with low-side 200 kV and above. From Report Year 2016 forward report only for elements that are part of the new BES definition.

LINE NO.

Applicable Transformer Low-Side Voltage Class

Less Than 100 kV (a)

100-199 kV (b)

200-299 kV (c)

300-399 kV (d)

400-599 kV (e)

600-799 kV (f)

AUTOMATIC (Unscheduled), Sustained Outages for Specified Voltage Class

1

Number of Outages

1a

Number of Single Mode Outages

1b

Number of Dependent Mode Outages

1c

Number of Common Mode Outages

2

Number of Transformer-Hours Out of Service

3

Initiating (I) and Sustained (S) Causes (Count of Outages per Cause Category)

I

S

I

S

I

S

I

S

I

S

I

S

3a

Weather, excluding lightning

3b

Lightning

3c

Environmental

3d

Foreign Interference

3e

Contamination

3f

Fire

3g

Vandalism, Terrorism, or Malicious Acts

3h

Failed AC Substation Equipment

3i

Failed AC/DC Terminal Equipment

3j

Failed Protection System Equipment

3k

Failed AC Circuit Equipment

3l

Failed DC Circuit Equipment

3m

Human Error

3n

Vegetation

3o

Power System Condition

3p

Unknown

3q

Other

NON-AUTOMATIC, Operational Outages for Specified Voltage Class

4

Number of Outages

5

Number of Transformer-Hours Out of Service

6

Outage Cause (Count)

6a

Emergency

6b

System Voltage Limit Mitigation

6c

System Operating Limit Mitigation (excluding voltage)

6d

Other Operational Outage

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 7. PART D, TRANSMISSION ELEMENT INVENTORY AND EVENT SUMMARY (Report following data for each applicable voltage class)
LINE NO.		In Report Year 2014 and Report Year 2015 report for voltage categories 200 kV and above. From Report Year 2016 forward report only for transmission elements that are part of the new BES definition.
AC Circuit Voltage Class		Less Than 100 kV (a)	100-199 kV (b)	200-299 kV (c)	300-399 kV (d)	400-599 kV (e)	600-799 kV (f)	All Voltages (g)
1	Number of AC Circuits (Total)
1a	Overhead
1b	Underground
2	Number of AC Circuit Miles (Total)
2a	Overhead
2b	Underground
3	Number of AC Multi-Circuit Structure Miles
DC Circuit Voltage Class		Less Than ± 100 kV (a)	± 100-199 kV (b)	± 200-299 kV (c)	± 300-399 kV (d)	± 400-499 kV (e)	± 500-599 kV (f)	± 600-799 kV (g)
4	Number of DC Circuits (Total)
4a	Overhead
4b	Underground
5	Number of DC Circuit Miles (Total)
5a	Overhead
5b	Underground
Transformer Low-Side Voltage Class		Less Than 100 kV (a)	100-199 kV (b)	200-299 kV (b)	300-399 kV (c)	400-599 kV (d)	600-799 kV (e)	Reserved (f)
6	Number of Transformers
7	Total Number of Events (all Voltage Classes)

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 8. ANNUAL DATA ON GENERATING UNIT OUTAGES, DERATINGS AND PERFORMANCE INDEXES For Conventional Units
SCHEDULE 8. PART A. ANNUAL DATA ON GENERATING UNIT OUTAGE HOURS AND COUNTS
LINE NO.	Conventional Generating Unit	Total Number of GADS Generator Units	Forced Outage		Maintenance Outage				Planned Outage
			Hours (FOH)	Count (FO)	Hours (MOH)		Count (MO)		Hours (POH)	Count (PO)
		A	B	C	D		E		F	G
	By Unit Type
1	Coal Steam (ST)
2	Other Fossil Steam (ST)
3	Nuclear (NUC)
4	Gas Turbines (GT)
5	Combined Cycle (CT, CA)
6	Int. Combus. Engines (IC)
7	Hydro (HY)
8	Other
9	TOTAL
	By Capacity
10	199 MW and below
11	200-399 MW
12	400-699 MW
13	700 MW and above
14	TOTAL
	Coal Units by Vintage
	Units that entered commercial operation in or before 1972
15	Coal Steam – Subcritical
16	Coal Steam –Supercritical
	Units that entered commercial operation in or after 1973
17	Coal Steam – Subcritical
18	Coal Steam –Supercritical
	Combined Cycle Units by Vintage
	Units that entered commercial operation in or before 2002
19	Combined Cycle
	Units that entered commercial operation in or after 2003
20	Combined Cycle

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 8. PART B. ANNUAL DATA ON GENERATING UNIT DERATING HOURS AND COUNTS
LINE NO.	Conventional Generating Unit	Forced Derating		Maintenance Derating		Planned Derating		Equivalent Seasonal Derating Hours (ESDH)
		Equivalent Hours (EFDH)	Counts (Unique) (FD)	Equivalent Hours (EMDH)	Counts (Unique) (D4)	Equivalent Hours (EPDH)	Counts (Unique) (PD)
		A	B	C	D	E	F	G
	By Unit Type
1	Coal Steam (ST)
2	Other Fossil Steam (ST)
3	Nuclear (NUC)
4	Gas Turbines (GT)
5	Combined Cycle (CT, CA)
6	Int. Combus. Engines (IC)
7	Hydro (HY)
8	Other
9	TOTAL
	By Capacity
10	199 MW and below
11	200-399 MW
12	400-699 MW
13	700 MW and above
14	TOTAL
	Coal Units by Vintage
	Units that entered commercial operation in or before 1972
15	Coal Steam – Subcritical
16	Coal Steam –Supercritical
	Units that entered commercial operation in or after 1973
17	Coal Steam – Subcritical
18	Coal Steam –Supercritical
	Combined Cycle Units by Vintage
	Units that entered commercial operation in or before 2002
19	Combined Cycle
	Units that entered commercial operation in or after 2003
20	Combined Cycle

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 8. PART C.1. ANNUAL DATA ON GENERATING UNIT PERFORMANCE INDEXES
Line No.	Conventional Generating Unit	Net Capacity Factor (NCF)	Net Output Factor (NOF)	Service Factor (SF)	Availability Factor (AF)	Unavailability Factor (UF)	Unit Derating Factor (UDF)	Equivalent Availability Factor (EAF)
		A	B	C	D	E	F	G
	By Unit Type
1	Coal Steam (ST)
2	Fossil Steam (ST)
3	Nuclear (NUC)
4	Gas Turbines (GT)
5	Combined Cycle (CT, CA)
6	Int. Combus. Engines (IC)
7	Hydro (HY)
8	Other
9	TOTAL
	By Capacity
10	199 MW and below
11	200-399 MW
12	400-699 MW
13	700 MW and above
14	TOTAL
	Coal Units by Vintage
	Units that entered commercial operation in or before 1972
15	Coal Steam – Subcritical
16	Coal Steam–Supercritical
	Units that entered commercial operation in or after 1973
17	Coal Steam – Subcritical
18	Coal Steam–Supercritical
	Combined Cycle Units by Vintage
	Units that entered commercial operation in or before 2002
19	Combined Cycle
	Units that entered commercial operation in or after 2003
20	Combined Cycle

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 8. PART C.2. ANNUAL DATA ON GENERTING UNIT PERFORMANCE INDEXES
LINE NO.	Conventional Generating Unit	Equivalent Forced Outage Rate (FOR)	Equivalent Maintenance Outage Rate (MOR)	Equivalent Planned Outage Rate (POR)	Forced Outage Rate Demand (FORd)	Equivalent Forced Outage Rate Demand (EFORd)
		A	B	C	D	E
	By Unit Type
1	Coal Steam (ST)
2	Fossil Steam (ST)
3	Nuclear (NUC)
4	Gas Turbines (GT)
5	Combined Cycle (CT, CA)
6	Int. Combus. Engines (IC)
7	Hydro (HY)
8	Other
9	TOTAL
	By Capacity
10	199 MW and below
11	200-399 MW
12	400-699 MW
13	700 MW and above
14	TOTAL
	Coal Units by Vintage
	Units that entered commercial operation in or before 1972
15	Coal Steam – Subcritical
16	Coal Steam–Supercritical
	Units that entered commercial operation in or after 1973
17	Coal Steam – Subcritical
18	Coal Steam–Supercritical
	Combined Cycle Units by Vintage
	Units that entered commercial operation in or before 2002
19	199 MW and below
	Units that entered commercial operation in or after 2003
20	199 MW and below

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 8. PART D. ANNUAL DATA ON GENERATING UNIT PRIMARY CAUSE OF ACTIVE STATE FORCED OUTAGES
LINE NO.	Forced Outage and Unplanned Derating Causes	Fossil Steam Units (ST)	Nuclear Units (NUC)	Gas Turbine Units (GT)	Combined Cycle Units (CT, CA)	Internal Combustion Engines (IC)	Hydro/ Pumped Storage Units (HY)	All Other Units	Total Outage Count
		A	B	C	D	E	F	G	H
	FORCED OUTAGE EVENTS
1	Major Components
1.a	Boiler
1.b	Reactor
1.c	Engine
1.d	Turbine
1.e	Generator
2	Balance of Plant (BoP)
2.a	Water Systems
2.b	Electrical
2.c	Power Station Switchyard
2.d	Auxiliary Systems
2.e	All Other BoP Systems
3	Pollution Control Equipment
4	External
4.a	Severe Weather
4.b	Non-weather catastrophes
4.c	Economic
4.d	Fuel Quality
4.e	Transmission System
4.f	Other External
5	Regulatory, Safety, Environmental
5.a	Regulatory
5.b	Stack Emissions
5.c	Other Env. Limitations
5.d	Safety
6	Personnel or Procedure Errors
6.a	Personnel Errors
6.b	Procedural Errors
6.c	Staff Shortage
7	Performance
8	All Other Causes
9	TOTAL (All Causes)

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 9. SMART GRID TRANSMISSION SYSTEM DEVICES AND APPLICATIONS
SCHEDULE 9. PART A. DYNAMIC CAPABILITY RATING SYSTEMS (DCRSs)
LINE NO.	AC Circuit Voltage Class	100- 299 kV (A)	300-799 kV (B)
1	Number of transmission circuits utilizing a dynamic capability rating system
2	Miles of AC transmission lines utilizing a dynamic capability rating system
3	Number of station transformers utilizing a dynamic capability rating system

SCHEDUEL 9. PART B. PHASOR MEASUREMENT UNITS (PMUs)
LINE NO.	AC Circuit Voltage Class	100- 299 kV (A)	300-799 kV (B)
1	Number of non-networked PMUs
2	Number of networked PMUs
3	Number of substations with at least one networked PMU installed
4	Number of total substations

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 9. PART C. SMART GRID PMU APPLICATIONS
LINE NO.	Application Type	Application Used
PMU APPLICATIONS
	A. Real-time Operations Applications
1	Indicate whether PMUs are being used to support the following applications:
1a	• Wide-area situational awareness	[ ] Yes, [ ] No
1b	• Frequency stability monitoring and trending	[ ] Yes, [ ] No
1c	• Power oscillation monitoring	[ ] Yes, [ ] No
1d	• Voltage monitoring and trending	[ ] Yes, [ ] No
1e	• Alarming and setting system operating limits, event detection and avoidance	[ ] Yes, [ ] No
1f	• Resource integration	[ ] Yes, [ ] No
1g	• State estimation	[ ] Yes, [ ] No
1h	• Dynamic line ratings and congestion management	[ ] Yes, [ ] No
1i	• Outage restoration	[ ] Yes, [ ] No
1j	• Operations planning	[ ] Yes, [ ] No
	B. Planning and Off-line Applications
2	Indicate whether PMUs are being used to support the following applications:
2a	• Baselining power system performance	[ ] Yes, [ ] No
2b	• Event analysis	[ ] Yes, [ ] No
2c	• Static system model calibration and validation	[ ] Yes, [ ] No
2d	• Dynamic system model calibration and validation	[ ] Yes, [ ] No
2e	• Power plant model validation	[ ] Yes, [ ] No
2f	• Load characterization	[ ] Yes, [ ] No
2g	• Special protection schemes and islanding	[ ] Yes, [ ] No
2h	• Primary frequency (governing) response	[ ] Yes, [ ] No

	FORM EIA-411 COORDINATED BULK POWER SUPPLY AND DEMAND PROGRAM REPORT	OMB No. 1905-0129 Approval Expires: XX/XX/XXX Burden: 122 hours
Regional Entity: Reporting Party:

SCHEDULE 10. COMMENTS
LINE NO.	Schedule (A)	Schedule Part (B)	Schedule Line No. (C)	Schedule Column (D)	Schedule Page (E)	Comment (F)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27

1