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A multi-center international hospital-based case-control study of lymphoma in Asia (AsiaLymph) (NCI)

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A multi-center international hospital-based case-control study of
lymphoma in Asia (AsiaLymph)

Co-Principal Investigators
Qing Lan (OEEB, DCEG, NCI) and Nathaniel Rothman (OEEB, DCEG, NCI): Overall study
conduct and primary responsibility for occupational, environmental, and genetic components
Lead Investigators
Martha Linet, Alina Brenner (REB, DCEG, NCI): Study design
John Chan (Queen Elizabeth Hospital, Hong Kong), Lindsay Morton (REB, DCEG, NCI):
Pathology review and tumor molecular analyses
Charles Rabkin (IIB, DCEG, NCI): Viral studies
Mark Purdue (OEEB, DCEG, NCI): Occupational solvent exposures
Lynn Goldin, Neil Caporaso (GEB, DCEG, NCI): Family history, CLL studies
Stephen Chanock (CGF, LTG, DCEG, NCI): Genomics
Roel Vermeulen (Utrecht Univ., The Netherlands), Melissa Friesen (OEEB, DCEG, NCI), and
Mary Ward (OEEB, DCEG, NCI): Occupational and environmental exposure assessment
Sholom Wacholder, Kai Yu (BB, DCEG, NCI): Study design and statistical analysis
H. Dean Hosgood and Wei Hu (OEEB, DCEG, NCI): Field training, quality control, and study
management at NCI
Jun Xu (Univ. of Hong Kong): Field study management in Asia

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Summary
The contribution of environmental, occupational, and genetic factors to lymphoma risk has
generated a series of novel findings in studies of Caucasians. However, none of the chemical
associations have been conclusively established and the identification of the key, functional
alleles in gene regions associated with risk of NHL requires further elucidation. Further, the
ability to follow-up, confirm, and extend these observations is limited by the low prevalence and
limited range of several important chemical exposures and the high to complete linkage
disequilibrium among key candidate genetic loci in Western populations. To optimize the ability
to build on and clarify these findings, it is necessary to investigate populations that differ from
Caucasians in both exposure patterns and underlying genetic structure. A multidisciplinary casecontrol study of lymphoma in Asia provides an opportunity to replicate and extend recent and
novel observations made in studies among Caucasians in a population that is distinctly different
with regard to patterns of key risk factors, including range of exposures, prevalence of
exposures, correlations between exposures, and variation in gene regions of particular interest.
Thus, a hospital-based case-control study of lymphoma in Eastern Asia (i.e., AsiaLymph) of
3,300 cases and 3,300 controls to be enrolled over a three-year period will be conducted. The
major postulated risk factors for evaluation in this study are chemical exposures (i.e.,
organochlorines, trichloroethylene, and benzene) and genetic susceptibility. Other factors
potentially related to NHL, such as viral infections, UV exposure, medical conditions, and other
lifestyle factors will also be explored. A particularly noteworthy aspect of AsiaLymph is central
pathology review with immunophenotyping by one of the world‟s leading lymphoma
pathologists, which will enable accurate analysis of findings by molecular and histologic
subtypes. AsiaLymph represents the optimal next step in the DCEG lymphoma portfolio.
AsiaLymph should confirm and extend previous findings, and yield novel insights into the
causes of lymphoma in both Asia and the West.

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Background and Rationale
Important leads have emerged from studies focused on the etiology of lymphoma, particularly
those that include novel observations on the role of chemical exposures in the environmental and
occupational setting and genetic susceptibility. These studies include the NCI-SEER nonHodgkin Lymphoma (NHL) case-control study (Wang et al. 2006; De Roos et al. 2005; Colt et
al. 2005; Colt et al. 2009; Stewart 2009; Purdue et al. 2010), a case-control study of NHL among
women in Connecticut (Lan et al. 2006), a case-control study of NHL in New South Wales,
Australia (Purdue et al. 2007), InterLymph pooled genetic studies (Rothman et al. 2006; Conde
et al. 2010; Skibola et al. 2009), and studies of organochlorines in the US and Europe (De Roos
et al. 2005; Engel et al. 2007; Rothman et al. 1997). This body of research suggests that
organochlorines, trichloroethylene (TCE), and benzene may be associated with risk of lymphoma
and that benzene and TCE have immunotoxic properties (Stewart 2009; Lan et al. 2004; Lan
2009), that genetic variation in certain loci involved in immunologic regulation (e.g., TNF/LTA,
IL10, and IL4) may contribute to risk of lymphoma, and that interactions between these
chemicals and genes may exist (Lan et al. 2004; Colt et al. 2009; Wang et al. 2007). However,
none of these chemical or genetic associations have been conclusively established, and the
underlying biologic plausibility, including identification of critical functional alleles in genetic
studies, requires further elucidation. At the same time, there is a growing appreciation of the
critical need for high quality pathology review in etiologic studies of lymphoma, as evidence is
increasing that some risk factors may be highly specific to one or more subtypes of lymphoma
(Morton et al. 2008). A multidisciplinary case-control study of lymphoma in Asia is timely
because it will provide an opportunity to replicate and extend recent and novel observations
made in studies among Caucasians in a population that is distinctly different with regard to
patterns of key risk factors.
Lymphoma in Asia
Although NHL rates historically have been lower in Asia than in the West, there is evidence that
rates have been rising in recent decades in Shanghai and Singapore (Jin et al. 1999; Chia et al.
2001). For example, in Shanghai between 1972-1973 and 1993-1994, NHL rates rose 33% in
males and 66% in females, while there was a small drop in incidence rates for leukemia in both
sexes. Overall, there was an 11% and 13% decline in the incidence rates of all cancers for males
and females, respectively, during this time period (Jin et al. 1999). The distribution of NHL
histologic subtypes also differs in Asians and Caucasians. Although diffuse large B-cell
lymphoma (DLBCL) is the most common histologic subtype in both Asians and Caucasians,
rates of follicular lymphoma are substantially lower in Asians, whereas rates of T-cell
lymphomas, particularly nasal type NK/T-cell lymphomas, are substantially higher in Asians (Au
and Lo 2005; Ng et al. 1986; Gross et al. 2008; Kadin et al. 1983). As a consequence, this study
provides a unique opportunity to replicate and extend key findings observed in Caucasians for
histologies with characteristics shared by both populations as well as to rigorously study the
epidemiology of those tumors that appear to be more common in Asia than in Western
populations.

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Organochlorines
Organochlorine compounds (OCs) are chemicals comprised of joined carbon and chlorine atoms,
and account for several classes of chemicals including dioxin, polychlorinated biphenyls (PCBs),
and pentachlorophenols (PCPs). OCs are primarily synthetic chemicals that were first introduced
in the 1940‟s, and have been widely used as insulators and pesticides. OCs are relatively longlasting, and can enter the environment through pesticide application, disposal of contaminated
waste in landfills, and releases from manufacturing facilities that produce these chemicals
(Centers for Disease Control, 2010). OCs have been suggested to be associated with a number of
health concerns, including thyroid, metabolic, and reproductive disorders, in addition to several
cancers, although results have been inconsistent (Toft et al. 2004; Langer 2010; Longnecker et.
al. 1997; Gallagher et al. 2010; Purdue et al. 2009). While most OCs are banned, some are still
being used in developing countries (e.g., DDT), and remain important environmental
contaminants in the West.
A series of studies, many led by DCEG investigators over the last 12 years, have reported
associations between NHL and plasma levels of several OCs, including DDT (rated by IARC as
Group 2B, a possible carcinogen), PCBs (Group 2A, a probable carcinogen), and chlordane
(Group 2B, a possible carcinogen), but it is not clear which class of compounds or specific
congeners is primarily driving the association due in part to moderate to high correlation between
them (Colt et al. 2005; De Roos et al. 2005; Engel et al. 2007; Rothman et al. 1997; Spinelli et al.
2007). In addition, only one study (the NCI-SEER study) has examined the relationship between
plasma levels of more potent dioxin-like OCs and NHL, reporting associations for co-planar
PCBs and dibenzofurans. At the same time, even though seven milliliters of plasma from each
subject were used in that analysis, the most potent dioxin compounds could not be measured
because they are present at very low levels (De Roos et al. 2005). Further, no epidemiologic
study to date has been able to evaluate this finding because of the large volume of plasma
required. Overall, the literature suggests that one or more components of OCs measured in blood,
or some factor associated with OCs that has yet to be identified, are causally related to risk of
NHL, but the specific compounds have not been identified with confidence. It is thus important
to disentangle the different specific OCs and associated factors to further our understanding of
the role of environmental exposures in lymphomagenesis. Such efforts will also have important
public health implications with regard to current use of DDT in developing countries and the
need to carry out environmental clean-up of sites contaminated by OCs in the West [e.g., the
Hudson River (Environmental Protection Agency, 2008)].
There are several advantages to studying OCs and lymphoma in Asia including much higher
plasma levels and a wider range of several OCs (e.g., DDE, the major DDT metabolite) than in
the West, differences in correlation among certain compounds, and substantial differences in
plasma levels between countries in Asia due to different industrialization histories and pesticide
use patterns (e.g., higher DDE and lower PCB levels in China vs. lower DDE and higher levels
of other OCs in Taiwan) (Hsu et al. 2009; Lee et al. 2007; Gammon et al. 2002; Stellman et al.
1998). As a consequence, the higher levels and wider range of exposure for several chemicals,
the weaker overall correlation pattern between certain compounds, and the availability of a large
plasma sample from study subjects to measure potent dioxin-like and dioxin chemicals will
provide us with a unique opportunity to assess chemical-specific OC associations with NHL,
which will complement previous and ongoing efforts to study these associations in the West.
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Trichloroethylene (TCE)
TCE, a chlorinated solvent used in several industries primarily for metal degreasing, is one of the
most important ground water contaminants in the US, and has been studied in cohort and casecontrol studies in the West. TCE is commonly found in ground water, and has been estimated to
be present in about one-third of municipal water supplies in the United States (Jollow et al.
2009). While most water supplies are thought to have a relatively small concentration of TCE
(i.e., parts per trillion or billion), samples taken from areas near direct contamination sites may
have concentrations on the order of several hundred parts per million (ppm) (Jollow et al. 2009).
The carcinogenicity of TCE has been well studied with generally inconsistent results, although
there is some suggestion that occupational rather than environmental exposures may be most
relevant (Raaschou-Nielsen et al. 2003; Jollow et al. 2009). Cohort and case-control studies
(including NCI-SEER) with extensive exposure assessment have generally observed associations
with NHL, typically at relatively high estimated levels of exposure (Raaschou-Nielsen et al.
2003; Scott and Chiu 2006; Stewart 2009; Wartenberg et al. 2000; Purdue et al. 2010). Despite
the research carried out to date, a connection between TCE and lymphoma has still not been
established. It is currently rated by IARC as a probable carcinogen (Group 2A).
It is not feasible to conduct new cohort studies of TCE in the West or Asia due to current
instability of the industrial workforce. Case-control studies of NHL in the US and Europe have
been hampered by the low prevalence of exposure in these populations and the fact that most
occupational exposures occurred in the distant past, as occupational use of TCE has been
reduced and several manufacturing processes that use TCE have moved to developing countries
(Mandel et al. 2006). In addition, collective interpretations of the various studies have been
difficult due to differing exposure assessment methodologies and lack of evidence concerning
exposure response trends (Mandel et al. 2006). In contrast, due to the extensive use of TCE in
Asia, a higher proportion of the population is exposed, and there is a wide range of exposure
levels. Whereas less than 1% of women in the NCI-SEER case-control study were ever exposed
to TCE, approximately 7% of women in the Shanghai Women‟s Health Study have been
exposed, with half of these exposures continuing beyond 1990. A case-control study of
lymphoma in Asia would take advantage of the higher prevalence of exposure and the
opportunity to link to extensive TCE databases in Asia (e.g., Shanghai CDC database;
Guangdong Poison Control Center database). AsiaLymph would also benefit from the use of
refined questionnaire workplace modules developed by DCEG investigators to capture
chlorinated solvent exposures.
Benzene
Benzene is a ubiquitous occupational and environmental contaminant worldwide, and is used for
many applications including pesticides, detergents, and dyes, as well as in the rubber
manufacturing process. Although an established leukemogen, there is substantial controversy
about its lymphomagenic potential. Both cohort and case-control studies have been somewhat
inconsistent (Orsi et al. 2010; Vlaanderen et al. 2010; Cocco et al. 2010, Alexander et al. 2010).
There has been some suggestion that this inconsistency may be in part due to the etiological
heterogeneity of lymphoma subtypes, as occupational benzene exposure has been shown to be
associated with some NHL subtypes but not others (Cocco et al. 2010). A recent meta-analysis of
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the association between benzene exposure and lymphoid neoplasms found a moderately
increased, though not significant, risk of NHL with increasing study quality in workers
occupationally exposed to benzene, and acknowledged that the effects of benzene on overall
NHL may be attenuated due to the inclusion of specific NHL subtypes that are not associated
with benzene exposure (Vlaanderen et al. 2010).
Although DCEG has studied hematopoietic malignancies in a large cohort of Chinese workers
with detailed benzene exposure data spanning a 50-year period, the number of NHL cases is
limited (i.e., there are ~ 20 benzene-exposed cases with a high probability of being NHL).
Because the follow-up period was 1972-1999, almost half of the exposed cases have no specific
molecular or histologic information and only nine cases have pathology material for re-review;
this lack of biospecimens is the bane of retrospective cohort studies. As such, we have limited
power to study the benzene association with NHL and cannot evaluate histology-specific effects.
The lack of histologic information and our inability to obtain material from the majority of cases
for independent confirmation has raised concerns about our reported benzene-NHL association
from the cohort study (Hayes et al. 1997). AsiaLymph will complement the NCI-China CDC
benzene cohort study, as the case-control investigation would have substantial power to detect an
association between occupational exposure to benzene with confirmed cases of lymphoma (e.g.,
we would expect ~180 NHL cases with a high probability of exposure to benzene, assuming a
prevalence of 3% among controls and an OR of 2.0), would be able to analyze benzene effects
on lymphoma by subtype, and would take advantage of the extensive benzene databases we have
accumulated on workplace exposures in China.
Environmental exposures to industrial emissions
Environmental pollution has been suspected as a cause of NHL based on findings from
occupational studies and increasing incidence in industrialized countries over the past 50 years.
Industries of particular interest include petroleum processing (for potential solvent releases) and
pulp and paper mills, municipal waste incinerators, and other combustion facilities (for dioxin
releases). Studies of NHL in Western countries have found increased risk associated with
residential proximity to specific industrial facilities, especially pulp and paper (Linos et al. 1991;
Johnson et al. 2003; Ramis et al. 2009), copper smelters (Johnson et al. 2003), and petroleum
processing plants (De Roos et al. 2009; Linos et al. 1991). Residence near municipal solid waste
incinerators, a major source of dioxin emissions, has been associated with increased risk of NHL
in several European studies (Porta et al. 2009). In the NCI-SEER NHL study, we linked
residential histories to a nationwide database of dioxin-emitting facilities and observed increased
risk associated with residence near cement kilns and hazardous waste incinerators (Pronk et al.
submitted). China has undergone rapid industrialization over the past 30 years with little control
of industrial emissions until recently (Zhang et al. 2010). In AsiaLymph, we are collecting
detailed residential addresses, which will allow us to geocode and map residences over most of
participants‟ lifetimes and to link this information to data on incinerators to estimate
environmental dioxin exposure. Most of the study population resides in highly industrialized
areas, thus providing an excellent opportunity to follow up on these suggestive findings from
Western studies.

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Genetic Susceptibility
Lymphomas show significant familial aggregation in the population indicating that genes are
likely to play a role in susceptibility. Candidate gene studies have consistently identified SNPs in
the pro-inflammatory cytokine, TNF, to be associated with NHL, particularly with DLBCL
(Rothman et al. 2006; Fernberg et al. 2010). Genes in other pathways such as DNA repair,
oxidative stress, and innate immunity have also been shown to be associated with NHL (Shen et
al. 2010; Wang et al. 2006; Hosgood et al. 2011). A major limitation of the TNF results,
however, has been the inability to distinguish the TNF association from neighboring human
leukocyte antigen (HLA) alleles, which are in linkage disequilibrium (LD) with TNF. Caucasian
populations carry the 8.1 ancestral haplotype (AH) that includes the TNF -308A allele (HLA-A1B8-TNF-308A-DR3-DQ2) (Candore et al. 2002); virtually all individuals with HLA-A*01-B*08DR*03 have a variant TNF allele (GA or AA). Interestingly, the 8.1 AH is implicated in the risk
of numerous autoimmune conditions, including those associated with NHL (e.g., systemic lupus
erythematosus, Sjogren‟s syndrome) (Candore et al. 2002; Jacob et al. 1990; Newton et al. 2004)
and is also associated with higher TNF activity and increased production of autoantibodies. It
therefore remains unknown whether the association reported for TNF G-308A is due to or
independent from HLA alleles and/or haplotypes.
A large-scale evaluation of genes associated with lymphoma in Asian populations that parallels
efforts being conducted in Caucasian populations [e.g., currently a genome-wide association
study (GWAS)] would be particularly informative because of Asian population genetic
differences in patterns of LD and local haplotype structure (Lan et al. 2007). For example,
definitive delineation between TNF G-308A and DLBCL could be achieved in Asian populations
where the 8.1 ancestral haplotype does not exist. Among Asians, further delineation from other
ancestral haplotypes, notably, 58.1, which includes HLA-A33, -B58, TNF-308A, and -DR3,
could also be evaluated (Price et al. 2003). Another example follows from the report by Lan et al.
of striking differences between Chinese and Caucasian populations in genotype and haplotype
frequencies of polymorphisms in IL4 and IL10 (Lan et al. 2007), which have been associated
with NHL among Caucasians (Rothman et al. 2006). To demonstrate the same associations in
Asians would add substantial evidence to the causality of these specific SNPs in lymphoma
etiology. The study of Asian populations also would allow for identification of novel
susceptibility genes.
Viral exposures
Several aspects of lymphoma epidemiology in Asia support the importance of studying potential
infectious etiologies for these tumors including the higher incidence of certain types of T-cell
lymphomas than in Western countries that are known or likely to be virally-related and the
higher prevalence of exposure to certain viruses such as Hepatitis B (Aoki et al. 2008; Aozasa et
al. 2008; Du et al. 2009; Kadin et al. 1983). For example, the profound excess incidence of nasal
NK/T-cell lymphoma, a uniformly EBV-positive tumor, suggests the existence of important cofactors related to host control of EBV that may be unique to Asian populations (Kadin et al.
1983). Some cases of other histologic types are also EBV-positive, which may be more frequent
in T-cell than B-cell derived tumors. An intriguing parallel is nasopharyngeal carcinoma, another
uniformly EBV-positive tumor occurring in excess among Asians. Both NK/T-cell lymphoma
and nasopharyngeal carcinoma exhibit EBV latency pattern II, characterized by expression of
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EBV-encoded RNA (EBER), latent membrane proteins, and EBV nuclear antigen-1, but not
other EBNAs. We will screen all collected tumor samples by EBER in situ hybridization to
identify the EBV-positive lymphomas. Risk factors including demographic, environmental, and
genetic characteristics for NK/T-cell lymphoma and for other EBV-positive lymphomas will be
compared and contrasted to the risk factors for EBV-negative lymphomas in case-case and casecontrol comparisons. This will be the most extensive study of EBV positivity and lymphoma
carried out to date in an epidemiologic study.
NK/T-cell lymphoma represents a putative EBV-related disorder (Aozasa et al. 2008). We will
be collecting an unprecedented number of these tumors for molecular pathologic analysis. In
collaboration with our basic science colleagues, we will use microarray-based global gene
expression analysis and whole transcriptome deep cDNA sequencing to investigate EBV-specific
as well as host genome pathways for this tumor. These studies have the potential to identify
proto-oncogene-activating mutations, altered expression of known microRNAs, and/or
heretofore uncharacterized NK lymphoma-specific small non-coding RNAs that are dysregulated
in NK lymphomagenesis. Results from these collective studies would lead to the identification of
candidate lymphoma genes causally involved in NK lymphoma tumor initiation and/or
progression.
As noted, Asians as compared to Western populations have a higher incidence of certain types of
T-cell lymphoma (Aoki et al. 2008). The difference is due in part to endemic HTLV-I in
southern Japan, but suggests possible involvement in other regions by a second directly
transforming agent. This study will generate a large collection of tumors with uniform processing
and histologic interpretation. We will select one or more histologic subtypes that appear
particularly in excess relative to Western populations. These tumors will be analyzed for
evidence of oncogenic viral infections that could explain the excess incidence. We will use highthroughput sequencing of whole genome and whole transcriptome tumor samples followed by
digital subtraction analysis to search for non-human sequences other than EBV, including known
infections as well as potential novel agents.
Finally, chronic hepatic inflammation caused by hepatitis B (HBV) or hepatitis C viral (HCV)
infection has been implicated as a potential risk factor for NHL. The evidence for HCV infection
is somewhat more suggestive, although the associated histologic sub-types have not been
consistent between studies (Dal and Franceschi 2006). Evidence for HBV is more mixed, with
both null (Anderson et al. 2008) and positive associations (Chen et al. 2008; Engels et al. 2010).
A NHL study in East Asia, with its relatively high prevalence of HBV infection in particular (Du
et al. 2009), provides a valuable opportunity to examine potential important etiologic
associations. Accordingly, cases and controls will be screened for Hepatitis B and C exposure
and chronic infection. With centralized pathologic review with extensive immunophenotyping,
we will have greater precision for examining the associated subtypes and the magnitude of
association for each infection. Risk factor analyses for viral-positive cases as well as for
histologies with high attributable risk will provide important additional insight into the role of
these viruses in lymphomagenesis.

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Early life exposures
Emerging evidence suggests that childhood and adolescent exposures in conjunction with genetic
makeup may be important in the etiology of NHL. Environmental exposures early in life are
important triggers in the development of the adult immune system. The relationship between the
development of atopic conditions and surrogates of early-life exposures to infection such as
sibship size, childhood crowding, and daycare attendance is well established (Strachan, 1989;
2000). The explanation, termed the „hygiene hypothesis‟, suggests that delayed exposure to
infection leads to subsequent development of atopic conditions via a persistent Th2-dominant
immune response or another immune mechanism (Willis-Karp et al. 2001). A recent pooled
analysis of 13 case-control studies by the Interlymph consortium (Vadjic et al. 2009) showed
significant reductions in B-cell NHL risk among those having at least one atopic condition over
their lifetime. The changing social and economic conditions in China, which have resulted in
reduced family size and migration from the rural countryside to large urban areas, are likely to
provide a broad range in early life exposures to infections. In addition to collecting information
about allergies, asthma, and other atopic conditions, we will assess childhood crowding, family
size, and early life contact with animals, surrogates of early life infection that have not been
extensively evaluated in Asian populations. To date, no large case-control studies have evaluated
this hypothesis by histologic type of NHL.
UV Radiation Exposure
Epidemiologic findings generally suggest that exposure to solar ultraviolet radiation (UV) may
be associated with a reduced risk of NHL (Armstrong et al. 2007). Increasing ambient UV levels
(or, as a proxy, decreasing latitude) have been associated with decreasing NHL incidence or
mortality rates in the United States and some parts of Europe (Hartge et al. 1996; Freedman et al.
1997; Grant 2003; Hu et al. 2004), although conflicting ecologic findings have also been
reported (McMichael et al. 1996; Bentham 1996; Langford et al. 1998). Several case-control
studies from Australia, Europe, and the U.S. have also observed decreasing risks of NHL with
increasing self-reported lifetime sun exposure (Hughes et al. 2004; Smedby et al. 2005; Hartge et
al. 2006; Weihkopf et al. 2007; Petridou et al. 2007; Soni et al. 2007).Thus far, the existing
epidemiologic evidence regarding sun exposure and NHL involves studies conducted in Western,
predominantly Caucasian, populations. Replication of these findings in other populations, with
potentially different lifestyle correlates of time spent outdoors, would strengthen the inference
that the sun exposure-NHL association is real and not attributable to confounding. An inverse
association between sun exposure and NHL was observed in a recent small case-control study
from Singapore, but more evidence from Asian and other populations are needed (Wong et al.
2010). In Asialymph, we will perform a detailed assessment of past UV exposure, incorporating
both self-reported estimates of usual time spent outdoors at different periods of life and satellitederived estimates of intensity of UV irradiance linked to subjects‟ lifetime places of residence
using the Total Ozone Mapping Spectrometer (TOMS) database (http://toms.gsfc.nasa.gov).
AsiaLymph will be particularly well suited for investigating sun exposure effects given the wide
variability in intensity of UV irradiance expected across study centers, owing to the broad range
of latitudes [from 39º N (Tianjin, China) to 22º N (Hong Kong)].

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Other Potential Risk Factors
In addition to the postulated risk factors described above, the AsiaLymph study will enable the
evaluation of other suspected and/or novel hypotheses that may contribute to lymphoma risk,
including diet, alcohol and smoking habits, sleep quality and duration, dental health, and
alternative medicine practices. Specifically, studies conducted in Caucasian populations have
suggested that a high intake of certain fruits and vegetables, and possibly fish, may lower the risk
of NHL, while high consumption of red meat and some dairy products may increase risk, though
the relationships are inconclusive (Skibola et al. 2007). Similarly, studies of the association
between smoking and NHL have been equivocal, with some suggesting that smoking may
increase the risk of follicular lymphoma specifically or that certain types of tobacco may modify
risk (Morton et al. 2005; Stagnaro et al. 2004). Given the increasing prevalence of this exposure
in parts of Asia, we will also have an opportunity to evaluate patterns of smoking habits which
have been understudied in the Asian population. Consumption of alcohol, particularly red wine,
may decrease the risk of NHL, though further exploration is needed (Morton et al. 2005; Briggs
et al. 2002). Detailed evaluation of these risk factors will clarify this relationship and extend
findings to the Asian population. Given the strong relationship between lymphoma and immune
status, we have postulated that sleep quality and duration and prior practice of acupuncture,
which is thought to have some immunostimulatory properties, may influence lymphoma risk.
Circadian rhythm disruption, part of which is influenced by sleeping patterns, has emerged as a
potential risk factor for several cancers, including lymphoma, where night-shift workers may
have an increased risk of NHL (Lahti et al. 2008; Davis et al. 2006). Finally, a recent report has
suggested that dental health may be associated with NHL risk (Michaud et al. 2008). Our large
sample size will enable us to adequately explore this and other novel hypotheses.

Identification of Study Centers
Our goal has been to have enough study centers and public hospitals to be able to enroll 3,300
lymphoma cases and 3,300 controls in three years; to have a number of centers with a high
prevalence of exposure to occupational compounds of interest; to have adequate variation in
exposure patterns for particular environmental exposures; and, to the extent possible, to carry out
the study in centers and regions where NCI personnel have successfully carried out research
previously to be able to take advantage of existing infrastructure and experience.
Centers were considered for inclusion in AsiaLymph based initially on NCI study personnel‟s
familiarity with a particular site, additional information provided by lymphoma and
hematological pathologists and clinicians that we have come to know during the course of our
research in Asia, and a literature search to identify investigators who had carried out descriptive
or analytic studies of NHL previously.
Additional issues taken into account were as follows:
1) Availability of local industrial hygienists and occupational health personnel to work with
us on the exposure assessment effort;
2) Availability of local epidemiologists in each center;
3) Availability of high quality lymphoma pathologists in a given hospital;
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4) Willingness to collaborate with other hospitals in a given center;
5) Willingness to collaborate with NCI on a large, multi-centered effort that required
shipment of blood samples to NCI, and shipment of tumor samples to Hong Kong for
central pathology review and to NCI for molecular analyses.

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Objectives
The primary scientific objectives of the study are to evaluate the etiology of lymphoma in Asia.
The main focus of the study is on chemical exposures, viral exposures, and genetic susceptibility,
with central pathology review to characterize effects by histologic subtype. The study will be the
largest molecular epidemiology study of lymphoma ever carried out anywhere in the world, and
will offer substantial scientific contributions to the literature.
Specific primary goals are as follows:
1) Investigate the role of environmental exposure to organochlorines and occupational
exposure to TCE, benzene, and other chemical solvents as well as other potential
occupational exposures;
2) Investigate the role of family history, high-prior candidate genetic variants (e.g.,
TNF/LTA locus), and emerging findings from genome-wide association studies of
lymphoma in Caucasians, and to use state-of-the-art genomics to study genetic variants
that may be unique to risk of lymphoma in Asia;
3) Investigate the etiologic role of EBV, Hepatitis B and Hepatitis C; evaluate potential
novel viral agents in T-cell lymphoma and carry out studies to understand pathogenetic
mechanisms of NK/T-cell lymphoma;
4) Study other potential determinants of lymphoma including medical conditions, UV
exposure, and other lifestyle factors;
5) Determine the influence of risk factors for lymphoma overall and by histologic subtype
determined by central pathology review.

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Study Design and Methods
Study Design
A hospital-based case-control study design will be used for AsiaLymph. A total of 3,300 incident
cases of lymphoma and 3,300 hospital-based controls will be enrolled over a three-year study
period in Hong Kong, Mainland China, and Taiwan.
All subjects will be directly interviewed. To maximize DNA resources, a buccal cell and blood
sample will be collected from all subjects. Case and control identification and interview methods
are based on methods used in previous DCEG hospital-based case-control studies.
There will be a study center in Hong Kong, Taiwan, Chengdu, and Tianjin, and an overall study
coordinating center in Hong Kong (Figure 1). A pathology center has also been established in
Hong Kong. Study logs and questionnaires will be designed for web-based data transmission and
biologic samples will be shipped to the NCI every three months. Receipt will be logged and
tracked using the Biological and Environmental Sample Tracking (BEST) System, developed by
Westat, Inc. Study progress reports will be generated weekly using the Study Management
System (SMS) and will be transmitted weekly to the NCI.
Case Selection and Enrollment
Eligible cases will be Chinese patients at a participating hospital (Figure 1) who are between 18
and 79 years of age at the time of initial diagnosis and admitted or treated for incident diagnoses
of any lymphoid neoplasm including all NHL and Hodgkin disease. Although it is important to
understand the etiology of lymphoma in children as well, this undertaking would require
additional hospitals, instruments, expertise, and funding that are not currently available to our
research team. Adults over the age of 80 are generally among the sickest patients in the hospital
and often have multiple comorbidities, which may preclude their participation in an interview of
this length. Cases will be permanent residents of the general geographic region that is served by
the hospital at the time of diagnosis. Specifically, they must have lived in this general geographic
region for at least 15 years at some time in the past. Cases will include chronic lymphocytic
leukemia/small lymphocytic lymphoma, Waldenström macroglobulinemia, plasmacytoma,
multiple myeloma, aggressive NK cell leukemia, and cutaneous lymphomas. Cases with a
previous diagnosis of lymphoma are ineligible.
An incident case will be defined as a case enrolled into the study within 12 weeks after the date
of diagnosis of a lymphoid neoplasm. Ideally, a case will be enrolled, interviewed, and provide a
blood and buccal cell sample at the time of diagnosis and before receiving any type of therapy.
A rapid case ascertainment system will be established for case identification in participating
hospitals. In each hospital, new cases will be identified within 48 hours of diagnosis to study
personnel. Arrangements will be made with hospital staff (particularly in the oncology and
radiology departments) so that all newly diagnosed cases are quickly reported to the study staff.
In addition, daily admission logs will be reviewed by study staff to identify cases. The
interviewer will approach the patient within 48 hours of the patient being diagnosed with
lymphoma, explain the study to them, and then ask questions determining their permanent
residence in the current geographic region and if they have a previous history of a lymphoid
neoplasm. If the patient is eligible for the study, based on answers to these questions, and agrees
13

to participate, they will be asked to sign the case informed consent form, which includes
willingness to be interviewed, to provide access to medical records, to provide a buccal cell and
blood sample, and to allow a portion of previously collected pathology material to be made
available for additional laboratory studies. The minimum requirement for enrollment in the study
is providing consent to participate in the interview or to provide either a blood or buccal cell
sample. Subjects who consent to one or more of these items will be enrolled. The interviewer
will then carry out the interview in private.
Given that this is a hospital-based case-control study and all effort must be made to enroll
subjects while they are still in the hospital, it will be necessary to approach potential subjects
within the first 48 hours of diagnosis. Study staff will be trained specifically on how to approach
patients that have just been diagnosed with a serious illness, using approaches and experiences
from past studies that the study investigators have been involved in. Study staff will work in
close coordination with the treating physicians in order to assess the emotional state of the
potential subject and to identify an opportune time to conduct the eligibility screening. Further,
conducting the eligibility screening in a private setting will allow the interviewer to better
establish rapport with subjects and answer any questions or concerns that may arise.
If a case is missed from enrollment during the initial visit to the hospital, the case will be
approached at the next scheduled follow-up visit to the hospital. A case referred from a nonstudy hospital/clinic to a study hospital will be eligible for inclusion into the study if they come
from the general geographic region served by the study hospital, if they are enrolled at the study
hospital within 12 weeks of diagnosis, and are otherwise eligible for the study based on the same
criteria used for patients initially seen at a study hospital. In addition, at a minimum. the
diagnostic slide and preferably additional unstained slides (see Pathology Review), as well as
relevant parts of the hospital record and pathology report plus other diagnostic tests, need to be
obtained.
Scanned medical records will be used to obtain information related to the confirmation of the
diagnosis. In addition, treatment information and health status will be obtained from the scanned
medical records in the future for cases who continue to be cared for by physicians at study
hospitals. This information will be used in future studies of the determinants of survival.
Control Selection and Enrollment
Controls will be enrolled from Chinese patients seen at the participating hospitals. Controls will
be individually matched to cases by hospital, age at date of diagnosis/admission (+/-5 years), sex,
and date of enrollment (within 3 months). Further, all cases and controls must live in the same
general geographic region served by the hospital and have lived in this region at least 15 years at
some time in the past.
Controls will be drawn from patients seen at the same hospital for diseases/conditions that are
unlikely to be associated with risk factors under study, such as injuries and selected diseases of
the circulatory, digestive, genitourinary, and central nervous system (see Appendix A). Each
potential control disease has the same general referral pattern as lymphoma cases to avoid bias.
Patients with a history of any lymphoma, including acute lymphoblastic lymphoma, multiple
14

myeloma, chronic lymphocytic leukemia, Hodgkin lymphoma, and NHL will not be eligible to
serve as controls.
The interviewer in each hospital will randomly select one of the five disease categories from
which to draw a given potential control patient for a specific case. The interviewer will then
identify potential controls from admissions records with a disease from one of the five disease
categories who could be a match to a given case on age and sex, randomly select one control
patient from the list of potential matched controls, and approach the potential control patient,
explain the study, and obtain information to determine if the patient is eligible (i.e., residence in
the current geographic region for at least 15 years in the past and no prior history of a lymphoid
neoplasm). If the patient is eligible, and if the patient agrees to participate, they will be asked to
sign the control informed consent form, which includes willingness to be interviewed, to provide
access to medical records, and to provide a buccal cell and blood sample. As with cases, controls
who provide consent to participate in the interview or to provide either a blood or buccal cell
sample will be enrolled. The interviewer will then carry out the interview in a private setting. If
the patient is not eligible, or the patient is eligible but does not consent to participate in the study,
then the interviewer will randomly select another potential control from the list of potential
matched controls. No more than ~15% of controls enrolled in any hospital can have one type of
control disease.
Participation Rates
Based on the relatively high participation rates we have had in various types of studies in Asia,
we expect to have a participation rate between 70%-85%. We will spend a substantial amount of
time during training on approaches to enhance patient participation and refusal conversion.
Further, we will closely follow case capture rates and case and control participation rates and
identify hospitals and interviewers that are low outliers and re-train as needed.
Interview
Both cases and controls will be interviewed within 48 hours after they are identified. A computer
assisted personal interview (CAPI) in the local language will ascertain occupational, family,
medical, and residential histories. Specific exposure modules in the CAPI will be triggered in
response to certain combinations of industry and job title for certain types of occupational
solvents (e.g., benzene, OCs, TCE). For each residence, we will ascertain the primary source of
drinking water at the home and obtain an accurate address for geocoding to allow for future
assessment of environmental exposures. Additional questions focus on other lymphoma
hypotheses that have been developed by DCEG investigators and include history of autoimmune
conditions and allergies, height and weight, reproductive and breastfeeding history (to model
lifetime organochlorine body burden for women), hair dye use, sunlight exposure, sleep
duration/quality, diet and alcohol intake, childhood crowding, and contact with animals, as well
as variables used to adjust for socioeconomic status (e.g., education level, household income). It
is estimated that the interview will take on average approximately 60-75 minutes.
The CAPI has been developed by NCI investigators and the coordinating center in Hong Kong.
The CAPI will trigger occupational exposure assessment modules in the OccIDEAS system.
OccIDEAS is a system designed specifically to assess occupational exposures using more
detailed, exposure-oriented job and industry questionnaires. OccIDEAS will implement modules
15

developed by NCI to ask questions about work tasks with the potential for chlorinated solvent
and benzene exposure. A key feature of the OccIDEAS system is the ability to program exposure
decision rules based on the patterns of responses to one or more questions, which can provide
automated exposure assessments.
Biological Sample Collection
We plan to obtain a blood sample if at all possible when blood is being collected from subjects
for clinical care, so that an additional phlebotomy is not needed. The specific time that blood is
usually collected for clinical purposes may vary across the study hospitals, and therefore the
study staff will work closely with the clinical care team at each facility to identify consented
subjects and coordinate blood collection whenever possible. For example, in hospitals that
typically collect blood for clinical care in the early morning, study staff would inform the clinical
nurses of consented subjects from the previous day who have not yet provided biologic samples
so that extra blood is drawn for research purposes at the time of collection. A 27ml blood sample
will be collected from each study subject. To the extent possible, blood samples will be collected
prior to initiation of therapy. The samples will be collected in EDTA vacutainers (3 tubes with
9ml each). The samples will need to be transported to the processing laboratory within 4 hours
and processed, which will include standard low speed centrifugation, vortexing, and aliquotting
into 1ml plasma aliquots and the remaining blood fraction into 3.4ml aliquots. Aliquots will then
be stored at either -20ºC short-term for up to one week and then stored at -80ºC, or stored at 80ºC immediately after aliquotting. Information about biologic sample collection, processing,
aliquotting, and storage will be entered directly into a web-based information system as soon as
samples are processed. Standardized procedures and training will be provided to each processing
lab. The processed samples will be shipped to the study center and subsequently the NCI
biorepository, where they will be stored at -80ºC. Some hospitals may wish to retain up to onethird of blood samples to carry out research. In these instances, the remaining two-thirds of each
type of blood sample will be shipped to the NCI biorepository.
A buccal cell sample will be collected and used as an additional source of DNA. Buccal cells
will be collected from cases and controls by swishing water in the mouth for about a minute.
Isopropanol will be added to the sample, which will then be centrifuged, the supernatant
removed, and cells frozen. The pellet will be stored at -20ºC, and samples will subsequently be
shipped to the study center followed by the NCI Repository and stored at -80ºC.
Tumor tissues will be collected where possible. For each case, 25 unstained 5 micron sections on
HistoBond slides will be made and shipped to the study pathology center. Since the various
pathology laboratories do not favor sending out paraffin blocks (due to the duty to keep safe
custody of the blocks), unstained paraffin sections will be sent for pathology review instead
(10% buffered formalin). Each participating center will be supplied with HistoBond glass slides.
The 25 unstained sections will be cut and mounted on the HistoBond slides (slides are labeled
with the original pathology number, with the unique project number beneath it, and a label with
the specimen identifier and barcode for tracking in BEST). Two 20μm-thick sections will also be
cut and placed in two separate eppendorfs for molecular studies. These will be sent to the
hospital coordinator and delivered to central storage. Tissue slides will be stored at 4ºC. In
addition, the pathology report and all relevant diagnostic tests will be scanned (e.g., flow
cytometry, molecular studies or cytogenetic studies) and transmitted.
16

Study Subject Compensation
Study participants will be compensated about $22.50 for completing the interview and donating a
buccal sample and a blood sample. It is estimated that approximately 2 hours will be required for
the initial contact, the consent procedure, the interview and the collection of buccal cell and
blood samples. The time for the interview will range on average between 60-75 minutes.
Study Organization
The U.S. National Cancer Institute is funding this collaborative, hospital-based case-control
study of lymphoid neoplasms in four centers in Eastern Asia: Hong Kong, Chengdu, Tianjin, and
Taiwan (Figure 1). The NCI study PIs are Drs. Qing Lan and Nathaniel Rothman. The study will
enroll 3,300 cases and 3,300 controls over a three-year period, from approximately March, 2012
to February, 2015.
The AsiaLymph Coordinating Center Co-PIs, located at the University of Hong Kong, are Drs.
T.H. Lam and Dennis Ip. Dr. Lam is a leading epidemiologist in this region with extensive
experience conducting international studies in Asia and Dr. Ip has experience conducting
epidemiologic studies in Hong Kong. In addition, Dr. John K.C. Chan will be leading the
pathology component of the study. He is one of the leading lymphoma pathologists in the world
who has contributed to the World Health Organization classification scheme of lymphoma
histology. Leaders for the Hong Kong, Chengdu, Taiwan, and Tianjin centers are Drs. Y.L.
Kwong, Caigang Xu, Y.C. Su, and Kexin Chen, respectively, who have experience conducting
multi-hospital studies. Dr. Roel Vermeulen is the study Co-PI for occupational and
environmental exposure assessment and is one of the leading industrial hygienists in the field,
with extensive research experience in Asia.

17

Figure 1: Overview of the AsiaLymph study organization.

US National Cancer Institute

Study Coordinating Centers

Study Centers

Division of Cancer Epidemiology and Genetics

Coordinating Center

Pathology Center

University of Hong Kong

Queen Elizabeth Hospital

Hong Kong

Chengdu

Tianjin

Taiwan

(Queen Mary
Hospital)

(Sichuan University
West China Hospital)

(Tianjin Medical
University)

(Dalin Tzu-Chi
General Hosp.)

1. Tianjin Medical

Hospitals

1. Queen Mary Hospital
2. Queen Elizabeth Hospital
3. Tuen Mun Hospital
4. Princess Margaret Hospital
5. Pamela Youde Eastern
Hospital

1. Sichuan University
West China Hospital
2. Sichuan Province
People’s Hospital
3. Sichuan Tumor
Hospital

University Cancer
Institute and Hosp.
2. Tianjin Medical U.
General Hospital
3. Tianjin First Center Hosp.

4. 2nd Hospital of Tianjin
Medical University
5. Institute of Hematology
& Blood Diseases Hosp.

1. Dalin Tzu-Chi General
Hospital
2. China Medical
University Hospital
3. Kaohsiung Chang Gung
Memorial Hospital
4. Chia-Yi Christian Hosp.
5. Kaohsiung Medical
University Hosp.
6. National Cheng Kung
University Hospital
7. Chi-mei Medical Center
Hospital

Study Coordinating Center: The overall study coordination in Asia will be by the School of
Public Health, University of Hong Kong (Dr. T.H. Lam). Dr. Jun Xu will assist Dr. Lam with the
field management of all aspects of the study. The Coordinating Center will manage the activities
of the four study centers (Hong Kong, Chengdu, Tianjin, and Taiwan), all participating hospitals,
and will coordinate the activities of the study pathology center. Investigators will maintain
regular contact with each center and hospital, carry out training and re-training as necessary,
receive enrollment data, questionnaires, biologic sample specimen information, and hospital
records. They will make regular visits to each center and participating hospital to carry out sitevisits and monitor quality control and coordinate shipments of biologic samples.
In addition to coordinating all aspects of the study, the coordinating center staff will be
responsible for implementing a computer assisted personal interview (CAPI), which will
ascertain occupational, family, and residential histories. The coordinating center will also be
responsible for purchasing tablet PCs.
Study Pathology Center: The pathology component of the study will be coordinated by the
Pathology Department, Queen Elizabeth Hospital, Hong Kong (Dr. John K.C. Chan).
Investigators there will receive all pathology samples, pathology reports, and relevant medical
records and tests and organize and carry out central pathology review (see Pathology Review
18

section). They will also maintain a sample biorepository that will be used to carry out additional
analyses.
Center Organization: The study centers will consist of one site in each region that will
coordinate and support all aspects of the AsiaLymph study in the hospitals in each respective
region. These centers include Queen Mary Hospital, University of Hong Kong (Hong Kong), the
West China (Huaxi) Hospital of Sichuan University (Chengdu), Tianjin Medical University
(Tianjin) and Dalin Tsu-Chi General Hospital (Taiwan) (Figure 1).
There will be one center study manager in each study center who will be responsible for all parts
of the study taking place in their center including distribution of supplies and programmed
laptops, funding reimbursement to hospitals and physicians for study subject enrollment,
coordination of biologic sample storage and shipment to the processing laboratory (Pathology
Review Center and/or NCI), coordination of interview data and biological sample collection,
maintaining quality control oversight, and other related tasks at each hospital. Further, the center
study manager will hire and train interviewers on all tasks for each hospital in his/her region. The
center study manager will maintain regular contact with each study hospital in their region, and
will conduct monthly site-visits at each hospital.
In addition, the center study manager will utilize the SMS and BEST system to review study
progress and monitor quality control oversight measures from each hospital. This includes
routinely collecting and reviewing enrollment data, questionnaires, information on samples, and
hospital records to ensure complete case and control identification. The center study manager
will meet with NCI Investigators every three months as planned by the Study Coordinating
Center, and will send monthly reports to the NCI on recruitment, diagnosis, pathology, staff
changes, protocol violations if applicable, and quality control measures. The quality control
report will include the number of cases and controls enrolled, participation rates, status of the
sample shipments, and the completeness of enrollment data, questionnaires, biologic sample
specimen information, and hospital records for enrolled subjects. The study center will
coordinate shipments of blood and buccal samples to the NCI every 3 months (overnight
shipping with tracking). Similarly, it will coordinate shipments of pathology specimens to the
study pathology center every 3 months (overnight shipping with tracking). Specimens will be
tracked via the specimen tracking system provided by the NCI.
Hospital Organization: Each interviewer will have full responsibility for all aspects of the study
that pertain to each case and control that they enroll. This includes subject enrollment and
interviewing, determining eligibility and documenting consent, collecting and scanning medical
records, preparing and shipping pathology materials, coordinating blood and buccal cell
collection, processing, and shipment, documenting all study outcomes and activities in the SMS
and BEST systems, reporting to the center study coordinator, and other related tasks. All medical
records will be scanned and uploaded into the SMS. Each participating hospital will have highspeed internet access. Each hospital additionally will host monthly site visits by the study center
manager and meetings with the study coordinating center staff.

19

Biological Sample Tracking
BEST will track the status of the cases, controls and samples, including the unique project
number. Before shipment of the slides, the details of the shipment will be entered and scanned
into the system. Cases will be shipped in batches approximately every 2-3 months to the study
pathology center at the Department of Pathology, Queen Elizabeth Hospital, Hong Kong.
For cases with limited material, the best opportunity of getting unstained sections for this project
is at the time the diagnostic immunohistochemical stains are ordered (with the expectation that
most cases of lymphoma will be enrolled in the study). Depending on the size of the tissue, 5-12
additional unstained sections besides those required for the in-house immunohistochemical
staining will be cut. The left-over unstained sections will then be shipped out for central
pathology review (the pathology center may request the pathologist to bring along original
immunostained slides to the consensus conference for review if the available unstained sections
are inadequate for full immunophenotyping). For cases with no more tissue in paraffin blocks,
original slides and immunostains will not be shipped out, but will be brought to the consensus
conference by the participating pathologist of the city. Since leukemia, Waldenstrom
macroglobulinemia, and multiple myeloma cases usually have limited pathology material, 5-12
unstained sections on coated slides taken from marrow biopsies will be made and shipped like
other cases. Reports (including flow cytometry, cytogenetics, etc.) will be scanned and original
slides/smears will be brought to the consensus conference for review.
Pathology Review
Evidence increasingly supports both commonality and heterogeneity in the etiology of lymphoid
neoplasms. It is therefore essential that an epidemiologic study of lymphoid neoplasms achieve
high quality diagnostic specificity in identifying disease subtypes. Classification of lymphoid
neoplasms has evolved rapidly in recent decades. In 2001, the World Health Organization
(WHO) introduced a new classification that was adopted worldwide and represents the current
gold standard for classifying all hematopoietic neoplasms (Jaffe et al. 2004; Swerdlow 2009).
The WHO classification distinguishes approximately 45 lymphoid neoplasm subtypes based on
morphologic, phenotypic, genotypic, immunologic and clinical features, the relative importance
of which depends on the specific subtype. WHO subtypes are ideally assigned by an expert
hematopathologist after review of diagnostic material and additional clinical and laboratory test
results (The Non-Hodgkin's Lymphoma Classification Project, 1997; Jaffe E 2009; Clarke et al.
2004). Because of variability in the laboratory testing undertaken, additional
immunophenotyping is often required in order to achieve high confidence in the diagnosis
(Turner et al. 2004).
Based on the importance of accurately identifying lymphoid neoplasms and classifying disease
subtypes, the proposed study will conduct centralized pathology review for all cases using the
gold-standard WHO classification. The pathology review will take place in Hong Kong, led by
Dr. John Chan and in collaboration with Dr. Dennis Weisenburger, both internationallyrecognized expert hematopathologists. For each case, a minimum of 25 x 5-micron unstained
slides and diagnostic slides (e.g., hematoxylin and eosin-stained slides) if unstained slides are not
available will be sent from each study center to Dr. Chan, accompanied by copies of pathology
reports and laboratory tests. The cases (25 unstained sections and printed shipment report for
20

each case) will be shipped in batches to the pathology review center at the Department of
Pathology, Queen Elizabeth Hospital, Hong Kong. Specimens will be packed carefully to avoid
breakage of the slides. Specifically, after air drying and briefly baking, slides will be thoroughly
dried and cooled and all slides of individual cases will be tightly wrapped in paper towels.
Adhesive tape with be affixed to the surface, where the unique project number will be written.
These rigid “glass blocks” will be tightly stacked and sealed in a card box containing cushion
material, and the box will be shaken to ensure no sound is produced (i.e. no dead spaces). Each
center will be supplied with the name of a Courier and the customer number for shipment. For
the hospitals in Hong Kong, shipments will be delivered through the internal mail system of the
Hospital Authority.
Dr. Chan‟s laboratory will review the diagnostic materials and accompanying reports, and
conduct additional immunophenotyping as necessary to assign the WHO disease subtype. We
plan to form a pathology review group with representation from each study center that would
meet two times per year during the duration of the study to review pathology material from the
3,300 cases that will be enrolled into the study over a three-year period.
A consensus conference will be held at Queen Elizabeth Hospital in Hong Kong, and all cases
will be reviewed by a panel of experienced pathologists with a consensus diagnosis (full
agreement in classification by ≥3 of 4 experts) being reached for each case. The 2008 WHO
Lymphoma Classification categories will be used. Unclassifiable cases will not be forced into
existing categories, but will be designated “unclassifiable” with notes on why a WHO subtype
cannot be assigned. On completion of the project, these cases will be re-reviewed to determine if
new entities can be recognized from this group. At the time of pathology review, molecular
subtypes of key entities will be classified according to current methods (e.g., identification of
DLBCLs by cell of origin).
It is envisioned that each consensus conference will review about 500 cases, and the first one of
six is projected to be in December, 2012. Logistically, Dr. Dennis Weisenburger and Dr. B.
Nathwani, in addition to a panel of pathologists from participating institutions, will review the
sorted slides. Since the usual capacity of a pathologist is 50 cases per day, the cases will be
divided into two separate sets (250 cases per set), to be examined by two separate panels of
pathologists. Cases lacking consensus will be examined by both panels under multihead
microscope at the end of the day. During review of the cases, additional immunostains can be
requested if necessary to aid in diagnosis/classification, and these will become available the next
day. For cases pending further workup, these will be reviewed at the next round. Additional
cases to be reviewed at the consensus conference include original slides (H&E and
immunostains) of cases for which unstained sections are not available, and original slides (H&E
and immunostains) of cases with limited available unstained sections. Original slides and all
related reports for leukemia and myeloma cases will be reviewed by two hematopathologists in
Hong Kong. Since each panel should consist of 4 pathologists, a consensus conference
theoretically will require the participation of 8 pathologists (2 panels, with 4 pathologists each).
To economize on the number of invited pathologists, all cases will be reviewed by Dr. John Chan
beforehand, and the diagnosis/classification will count towards one of the diagnoses for
consensus purposes. Thus, only 6 invited pathologists (2 panels, 3 pathologists each) will be
required each time.

21

Slides not required for WHO subtype classification will be stored in boxes at 4ºC for future
molecular studies. Examples of such studies include evaluation of protein expression,
chromosomal translocations, viruses such as Epstein-Barr virus, and tumor DNA to investigate
somatic alterations. Archiving of tumor tissue specimens will also enable the study to take
advantage of the rapidly-improving technology for formalin-fixed, paraffin-embedded tissues
(e.g., gene expression and microRNA profiling), thus allowing us to be responsive if it is
appropriate to newly developed technology at the time the study has completed recruitment.
Initially, 50% of tissue samples from each case will be shipped to NCI and the remaining will be
stored at Queen Elizabeth Hospital. Additional samples will be shipped to NCI depending on
future assay needs.
Linking Occupational Histories with Occupational Exposure Databases
Occupational histories and data from solvent modules will be reviewed by DCEG and local
industrial hygienists in each of the study centers, and linked with TCE and benzene exposure
databases in Eastern Asia to obtain estimates of TCE and benzene exposure for each job,
industry, and region. For example, the Shanghai CDC occupational exposure database contains
measurements of TCE beginning in 1963 and benzene measurements since the 1950s from many
types of workplaces and is generalizable to factory conditions in China during this period.
Further, the NCI-China CDC benzene cohort study also has an extensive database of benzene
measurements from many factories in 12 cities going back to the 1950s.
We will extract exposure data from several sources into a single exposure database. Experience
of such an effort has been obtained in several DCEG projects, including the Shanghai Women‟s
Health Study, the NCI-China CDC benzene cohort study, and the NCI-SEER NHL study. We
will also use multi-level modeling of the exposure data where one can extrapolate information of
job related exposures across regions and countries, while still accounting for regional
differences. A similar approach has been followed in the ongoing NCI-China CDC benzene
cohort study. Exposure modeling of the benzene data indicated that there are regional differences
in exposures but that the relative ranking of jobs remains largely the same across the different
regions. These and other analyses show that routinely collected exposure data from different
regions can be used in a statistical framework which allows extrapolation of data across time and
geographic regions based on observed similarities in the exposure data (Dosemeci et al., 1997).
Besides the quantitative data, we will also use targeted job and industry questionnaire modules to
focus on a few specific exposures (e.g. benzene, TCE). The subject-specific information obtained
in these modules will further aid in the determination of how to extrapolate exposure levels
across countries and to allow differences in exposure estimates for jobs within a single
region/time period.
Quality control
The study team has had extensive experience conducting multi-center studies in Asia over many
years. For example, it has studied lymphoma in 12 centers in the NCI-China CDC benzene
cohort study in Mainland China over the past 24 years where subjects speak Mandarin and/or
Cantonese. The study team also has members who worked extensively on the multi-center
hospital-based DCEG Brain Cancer study in the United States and the NCI Spanish Bladder
22

Cancer study, carried out in 5 regions and 18 hospitals in Spain. The study team has used the
experience acquired from these previous investigations to design the quality control component
of AsiaLymph.
We will have experienced personnel on site in Asia who will work with us to coordinate and
manage the study. Dr. T.H. Lam and Dr. Dennis Ip will be the lead epidemiologists at the
coordinating center in Hong Kong. We have recruited Dr. Jun Xu to manage the study from
Hong Kong and to have responsibility in Asia for all aspects of quality control. He has
experience conducting epidemiologic studies in China and after a one year stay at NCI from
early 2010- early 2011 to receive additional training, he is now in Hong Kong as the study
manager of AsiaLymph at Hong Kong University. He will make regular visits to each center and
hospital (once every 3 months) throughout the 3-year course of the study to provide oversight.
NCI staff will make site-visits to all centers and each hospital every 6 months in coordination
with staff at the study coordinating center in Hong Kong.
In addition to the oversight of the study in Asia, the NCI study Co-PIs will review the study
status on a weekly basis, including review of enrollment reports generated from the SMS
(described below) in Hong Kong, review of questionnaires for completeness and quality, and
review of biological sample collection, processing, and storage. OEEB investigators will also
have a weekly phone call with the coordinating center.
A SMS with online access has been developed by Hong Kong University under the direction of
the NCI and will be used to monitor the study progress. Specifically, the SMS will track subject
enrollment, interview and hospital record status, biospecimen and tumor tissue collection status,
and other key data as described in the protocol. The SMS will be available to study staff at the
Study Centers for data input and reporting, and to NCI investigators to monitor study progress.
The SMS will generate regular reports to the NCI pertaining to the number of cases and controls
enrolled, participation rates, the status of sample shipments, and the completeness of the
enrollment data and questionnaires. In addition, hospital records and information on biologic
specimens will be uploaded into the SMS.

Anticipated Distribution of Enrolled Cases
Distribution of lymphoma types expected: Of the 3,300 lymphoma cases we will enroll into
AsiaLymph, we anticipate enrolling 3,000 NHL cases. Most of the remaining 300 cases will be
multiple myeloma cases. Among the NHL cases, we expect 1,400 DLBCL cases and 600 total Tcell lymphomas (of which approximately 200 will be NK/T-cell). The expected distribution of
cases is shown in Figure 2.

23

Figure 2. Anticipated NHL case enrollment in AsiaLymph

Biological Sample Analysis
Biomarker measurements: The major classes of biomarkers that will be measured in AsiaLymph
include plasma markers of long-term exposure to organochlorines and hepatitis B and C
infection and active viral replication, DNA-based markers of genetic susceptibility and tumor
markers at the DNA, mRNA, and protein level.
A total of 12 ml of plasma will be analyzed for PCBs, DDT and its metabolites, chlordane
metabolites, and at no additional cost other pesticides routinely measured in blood samples, and
selected co-planar PCBs, dibenzofurans, and dioxins on a subgroup of study subjects, after pilot
testing of samples from controls in each study center. The primary approach we are using to
assess environmental exposure to PCBs, DDT, other pesticides, and dibenzofurans is biological
monitoring because the primary route of environmental exposures in the general population is
through dietary contamination, which cannot be reliably estimated by other methods. We
reported statistically significant findings for several key organochlorine compounds in a study of
100 cases and 100 controls in the NCI-SEER NHL study (De Roos et al. 2005). We have
conservatively budgeted for analyzing samples from 150 cases and 150 controls in AsiaLymph.
In addition, the subgroup for organochlorine analysis will be limited to cases with pre-treatment
blood samples, to controls who similarly have not undergone treatment that can potentially cause
local or systemic toxicity or inflammatory responses, and to both cases and controls that have not
undergone recent weight loss for any reason.
Viral Assays: Screening hepatitis B and C assays are routinely carried out at some centers and
will be made available to us at no cost for case-control analysis (on approximately 1,200 cases
and 1,200 controls). We plan on testing the remaining unscreened samples for antibodies to
hepatitis B core antigen and hepatitis C at minimal cost in Asia. Importantly, antibody positivity
stably indicates viral exposure, with equal reliability in cases and controls, and is unlikely to be
affected by disease. All positive samples will then be analyzed for hepatitis B surface antigen
and hepatitis C RNA, respectively, which generally measure chronic replication. These assays
also can potentially become positive from reactivation due to waning immunologic competence
in some lymphomas. Positive results with the latter assays would be suggestive but would need
24

to be confirmed in the future when prospective cohort specimens become available. On the other
hand, null results with hepatitis B surface antigen and hepatitis C RNA would be informative in
this well-powered study and unlikely to be affected by disease status. Sortable lymphocytes from
cryopreserved blood samples will be used for PCR-based analyses of integrated/episomal viral
genomes.
Genetic Studies: DNA will be extracted for all study subjects and analyzed for a series of germline association analyses. Initially, we will attempt to replicate the candidate gene and other
GWAS findings from Caucasian populations in our sample of Asian cases and controls. We may
also include a specialized chip to assay a large number of variants in the HLA region. Any
functional variants identified in previous studies will be a high priority to replicate in this
population with a sample size of this magnitude. Finally, a separate application for a genomewide scan using the best and most cost-efficient technology will be made in FY15/16 in order to
identify novel variants for NHL in Asian populations.
Tumor Sample Analyses
All tumor samples will be re-stained by hematoxylin and eosin and immunophenotyped at Queen
Elizabeth Hospital. Special diagnostic stains (immunohistochemical and in-situ hybridization)
will be performed including basic panel plus additional stains depending on the individual case,
with a sequential strategy to preserve the maximum number of slides for molecular assays.
Remaining slides will be wrapped in aluminum foil, and stored according to the unique project
number in -80oC refrigerator to preserve antigenicity. All tumor samples will be screened for
EBV-encoded RNA (EBER) by in situ hybridization to identify the EBV-positive lymphomas.
For all cases of Burkitt lymphoma or suspected Burkitt lymphoma, FISH will be conducted to
detect MYC break-apart and MYC-IGH. For all other cases, FISH will be performed only when
required (i.e. BCL2 break-apart, BCL6 break-apart, CCND1 break-apart).
Special studies will be carried out for lymphoma subtypes of interest, and may include the
following, depending on number of cases and availability of pathology samples and resources:


NK/T-cell studies: Whole transcriptome deep cDNA sequencing will investigate EBVspecific as well as host genome pathways for NK/T-cell lymphomas.



T cell tumors: For one or more T-cell tumors that appear to be at excess relative to rates
in the West, we will use high-throughput sequencing of whole genome and whole
transcriptome tumor samples followed by digital subtraction analysis to search for nonhuman sequences other than EBV, including known infections as well as potential novel
agents.



CLL/SLL: Additional DNA-based studies will be determined.



Multiple myeloma cases: Collection of unstained bone marrow biopsies will allow
characterization of the tumor microenvironment.

Additional studies (immunohistochemical/ FISH) can be performed on this superb collection of
cases as unstained sections will be available, including tissue microarray block production which
will be considered in the future.

25

Data Analysis and Power
Statistical Analysis: All study data will be compiled and cleaned at Hong Kong University under
the direction of study investigators. Analytic files will be analyzed by DCEG scientists. Since
lymphoma comprises a group of related yet heterogeneous diseases, each characterized by the
malignant transformation of lymphoid cells but with distinctive morphologic,
immunophenotypic, genetic, and clinical features, we will analyze risks by lymphoma subtype as
well as larger subgroups.
For analyses by subtype, odds ratios (ORs) and 95% confidence intervals (CIs) will be derived
for each risk factor from polytomous unconditional logistic regression models. P values for the
linear trend will be computed for continuous variables and using ordinal variables. To evaluate
heterogeneity among lymphoma subtypes, we will use 2 statistical approaches. First, we will
conduct a homogeneity test in the polytomous model, testing the null hypothesis that the
regression coefficient for each risk factor was the same for all subtypes. Values of P less than .05
will be considered to provide evidence of heterogeneity. The test for homogeneity has the
greatest power to detect risk differences when the risks for the subtypes all vary slightly from
one another. Second, we will analyze all possible case-case pairwise comparisons using
dichotomous logistic regression models (Morton et al. 2008). We will test the null hypothesis
that the particular risk factor does not discriminate between the 2 disease groups modeled. To
account for the pairwise analysis, we will apply a Bonferroni correction. In contrast to the test for
homogeneity, the pairwise analysis has the greatest power to detect risk differences when the risk
for one disease group is distinct from the other(s). For risk factors with more than 2 categories,
we will use the ordinal variable for the homogeneity test and pairwise analysis. Analyses will
also be conducted for larger lymphoma subgroups including NHL and B-cell lymphomas using
unconditional logistic regression models in order to utilize all controls, adjusting for the
matching factors. We will also conduct analyses for all lymphoma cases and controls using
conditional logistic regression. For genetic analyses, standard methods will be used to test the
effect of each SNP. We will also use a new powerful and flexible subset-based approach to the
combined analysis of heterogeneous traits, which is an approach that agnostically explores
subsets of the traits to identify the strongest association signal and then evaluates the significance
of the detected association using efficient adjustment for multiple correlated tests involved (N.
Chatterjee, personal communication).
Initial analyses will be conducted for lifestyle risk factors, occupational exposures,
environmental exposures, viral exposures, and genetic main effects. Exploratory geneenvironment interaction analyses will also be conducted. We will also conduct genetic pathway
analysis to evaluate whether the set of genes in a well-defined pathway (e.g., Th1/Th2 pathway)
are associated with the disease risk. This type of analysis is particularly helpful in situations
when the pathway is enriched with multiple SNPs with small effects. All models will be adjusted
for sex, age, study center, and date of enrollment (the control matching factors) and education.
Additional potential confounders will be selected based on initial analyses of the study data set
and through identification of well-established risk factors in the literature.
Power Analysis: For a dichotomous exposure variable with a prevalence of 2%, we will have
80% power (two-sided alpha = 0.05) to detect ORs of 1.40, 1.51 and 1.72 for all NHL, DLBCL,
26

and total T-cell lymphomas, respectively, using all 3,300 controls in a logistic regression model
(Table 1). For an exposure variable with a prevalence of 3%, we will have 80% power to detect
ORs of 1.32, 1.41, and 1.58 for each of these case groups, respectively. For risk factors with high
prevalence of exposure, we will have adequate power to detect lower odds ratios.
For studies of genetic polymorphisms, we will have 80% power to detect an OR of 1.2 per allele
(from an additive genetic model) for minor allele frequencies (MAFs) of 8%, 13.5%, and 36%
for all NHL, DLBCL, and total T-cell cases, respectively (Table 2). We will be able to detect an
OR of 1.3 per allele for MAFs of 3.5%, 5.5% and 11.5% for these categories, respectively.

Table 1. Power table according to exposure prevalence

Exposure
Prevalence
2%

NHL
Subtype
NHL
DLBCL
Total T-Cell

Odds
Ratio
1.40
1.51
1.72

Power
80%
80%
80%

3%

NHL
DLBCL
Total T-Cell

1.32
1.41
1.58

80%
80%
80%

5%

NHL
DLBCL
Total T-Cell

1.25
1.32
1.45

80%
80%
80%

10%

NHL
DLBCL
Total T-Cell

1.18
1.23
1.32

80%
80%
80%

27

Table 2. Power table according to minor allele frequency (MAF)
NHL
Subtype
NHL
DLBCL
Total T-Cell

MAF
8%
13.5%
36%

Power
80%
80%
80%

1.3

NHL
DLBCL
Total T-Cell

3.5%
5.5%
11.5%

80%
80%
80%

1.4

NHL
DLBCL
Total T-Cell

2%
3.5%
6.5%

80%
80%
80%

1.5

NHL
DLBCL
Total T-Cell

2.5%
2%
4%

80%
80%
80%

Odds Ratio per Allele
1.2

28

Personnel
Co-Principal Investigators
Qing Lan (OEEB), Nathaniel Rothman (OEEB): Overall study conduct and primary
responsibility for occupational, environmental, and genetic components
Lead Investigators
John Chan (Queen Elizabeth Hospital, Hong Kong), Lindsay Morton (REB, DCEG, NCI):
Pathology review and tumor molecular analyses
Martha Linet, Alina Brenner (REB): Study design
Charles Rabkin (IIB): Viral studies
Mark Purdue (OEEB): Occupational solvent exposures
Lynn Goldin, Neil Caporaso (GEB): Family history, CLL studies
Stephen Chanock (CGF, LTG): Genomics
John Chan (Queen Elizabeth Hospital): Pathology
Roel Vermeulen (Utrecht Univ.), Melissa Friesen (OEEB): Occupational exposure assessment
Mary Ward (OEEB): Environmental exposure assessment
Sholom Wacholder, Kai Yu (BB): Study design and statistical analysis
H. Dean Hosgood and Wei Hu (OEEB): Field training, quality control, and study management
Xu Jun (Univ. of Hong Kong): Field study management in Asia
Additional Intramural Co-Investigators
Nilanjan Chatterjee (BB), Allan Hildesheim (IIB), Neil Caporaso (GEB), Meredith Yeager
(CGF), Ola Landgren (MOB, CCR), Eric Engels (IIB), Sonja Berndt (OEEB), Dalsu Baris
(OEEB), Bryan Bassig (OEEB)
Co-Principal Investigators in Asia
T.H. Lam and Dennis Ip (University of Hong Kong)
Study Center Leaders
Y.L. Kwong (Hong Kong), Caigang Xu (Chengdu), Kexin Chen (Tianjin), Y.C. Su (Taiwan)
Consultants
Troy Sadkowsky (Univ. of Western Australia), Dennis Weisenburger (Univ. of Nebraska),
Raymond Liang (Hong Kong Sanatorium and Hospital), Shelia Zahm (consultant)

29

Human Subjects Protection
Briefly, a trained hospital interviewer will identify eligible cases and controls and approach the
patient to discuss the study. The interviewer will make it clear to the patient, in a non-coercive
environment, that participation in this study is strictly voluntary and their healthcare will in no
way be affected regardless of study participation. All information received through the eligibility
and consenting processes will be kept secure to the extent permitted by law regardless of study
participation. If the patient agrees to participate, informed consent will be requested after a full
explanation of the benefits and hazards of participation in the study. Written consent will be
obtained for each of the components of the study: (1) access to medical records and pathology
material, (2) interview, (3) buccal cell and blood sample collection. The patient can give consent
to some or all of these components. Upon consenting, trained staff will administer the interview
and collect the biological samples. All study documents with personal identifiers will be kept
securely at the study center. All interview responses and other study documents will be kept
secure to the extent permitted by law. The National Identifying Number of each subject will be
collected in the CAPI as this information is typically collected in the hospital setting. This
number along with other personally identifiable information will be kept secure to the extent
permitted by law. Data collected on study computers will be password protected and encrypted,
with access limited to qualified and trained members of the study staff. Each hospital will have a
designated area where study records and equipment will be securely stored (i.e. a locked room or
filing cabinet). All data from the CAPI that is uploaded into the SMS will be encrypted and
uploaded and stored using securely and password protected servers. All patient identifiers in the
CAPI, including the National Identifying Number and address of the subject, will be removed by
the coordinating center before the data is sent to the NCI. Information will be kept at the
coordinating center for quality control purposes, but no other investigators will have access to
data including patient identifiers.
All data from the CAPI will be uploaded to the SMS on a daily basis. Medical records that are
scanned and uploaded into the SMS will first be masked by study staff using labels to cover all
personally identifiable information in the records. Study staff will work with each hospital to
evaluate the format of the medical records and to identify all locations within the records where
identifying information might be found. This will assist in the proper training of the person
responsible for the masking procedure by study investigators, with oversight from the study
manager in each hospital.
All biological samples will contain study ID numbers only, and all samples sent from the NCI
biorepository to laboratories for analysis will be characterized by identifier numbers only (i.e. no
patient information). Biological sample analytic results will be sent to the NCI for addition to the
study database. There will be no personal identifiers in data analysis files prepared by the study
coordinating center for study investigators. Finally, no individual results will be presented in
publications or other reports. All procedures for this study will be conducted according to the
recommendations of the World Medical Association Declaration of Helsinki for human study
subject protection. At any time during the study, subjects who wish to discontinue their
participation in the study may do so, and further may request to withdraw consent for use of any
collected data, including medical records. The name and contact information for the relevant
authority at each hospital is provided on each of the consent forms.
30

A Federal-Wide Assurance will be established with each study center, whose IRB will review
the study. The protocol will also be reviewed by the NCI SSIRB and IRBs from collaborating
hospitals (or will be under the umbrella of the study center IRB).
All original questionnaire responses, other study documents and medical record abstraction data
with personal identifiers will be kept securely at the study coordinating center. All biological
samples sent from the NCI biorepository to laboratories for analysis will be characterized by
identifier numbers only. Biological sample analytic results will be sent to for addition to the
study database. All personal identifiers will be stripped from data analysis files prepared by the
study coordinating center for study investigators. Finally, no individual results will be presented
in publications or other reports.
Recruitment
Subjects will be recruited by study interviewers in each participating hospital. The interviewer
will identify eligible cases from daily admission records and other sources and approach the
patient to discuss the study and then, if the patient agrees to participate, carry out informed
consent. There will be consent for access to medical records and pathology material, interview,
buccal cell and blood sample collection. In addition, cases will be consented for follow-up of
medical treatment and clinical status.
The interviewer will identify potential eligible controls based on age, and reasons for admission
from selected Departments as described previously. They will approach each potential control,
briefly explain the study, and then, if the patient agrees to participate, carry out informed
consent. There will be consent for access to medical records, interview, buccal cell and blood
sample collection.
Informed Consent: Informed consent will be requested, in the local Chinese dialect, after a full
explanation of the benefits and hazards of participation.
Potential benefits and risks: No direct benefits to the participants are expected from this study
except the satisfaction of contributing to the scientific understanding of etiology of lymphoma.
The research involves no more than minimal risk to subjects from venous phlebotomy which will
be carried out by local medical or nursing staff. No physical harm is expected from the collection
of buccal cells. No other risks are expected from participating in this study. Participation is
voluntary.
Compensation: Subjects will be compensated $22.50 for time and effort spent in this study. It is
estimated that 2 hours will be required from each subject.
Communication of study results: Pathologists will be notified of the final lymphoma
classification. In cases where the central pathology review differs from the initial hospital
pathology diagnosis, the hospital pathologist who did the initial review will be informed of the
consensus diagnosis by the chair of the central pathology review group. We do not plan to
provide individual results to study subjects or their physicians because the assays are for research
only and have uncertain clinical relevance. The laboratory results will be used to understand the
31

etiology of lymphoma in humans. The research laboratories will use state-of-the art methods that
can be duplicated, but most of the protocols will not be used or approved for clinical settings.
Individual requests for study data will be honored, as required by law. The risks to study subjects
are minimal. The study results could help us to understand the etiology of lymphoma in this
population and elsewhere.

32

Appendix A: Eligible control diseases
Controls will be drawn from multiple non-malignant disease categories that have not been linked
to risk factors under study and are not known or suspected to have an immunological, infectious,
and/or inflammatory etiology.
I. Injuries
a. Fractures
800. Fracture of vault of skull 800.0-800.9
801. Fracture of base of skull 801.0-801.9
802. Fracture of face bones 802.0 Nasal bones, closed
802. Fracture of face bones 802.1 Nasal bones, open
802. Fracture of face bones 802.2 Mandible, closed
802. Fracture of face bones 802.3 Mandible, open
802. Fracture of face bones 802.4 Malar and maxillary bones, closed
802. Fracture of face bones 802.5 Malar and maxillary bones, open
802. Fracture of face bones 802.6 Orbital floor (blow-out), closed
802. Fracture of face bones 802.7 Orbital floor (blow-out), open
802. Fracture of face bones 802.8 Other facial bones, closed
802. Fracture of face bones 802.9 Other facial bones, open
803. Other and unqualified skull fractures 803.0-803.9
804. Multiple fractures involving skull or face with other bones 804.0-804.9
805. Fracture of vertebral column without mention of spinal cord injury 805.0-805.9
806. Fracture of vertebral column with spinal cord injury 806.0-806.9
807. Fracture of rib(s), sternum, larynx, and trachea 807.4 Flail chest
807. Fracture of rib(s), sternum, larynx, and trachea 807.5 Larynx and trachea, closed
807. Fracture of rib(s), sternum, larynx, and trachea 807.6 Larynx and trachea, open
808. Fracture of pelvis 808.0-808.9
820. Fracture of femur 820.0-820.9
821. Fracture of other and unspecified parts of femur 821.0-821.3
b. Injury to blood vessels
900. Carotid artery 900.1 Internal jugular vein
900. Carotid artery 900.8 Other specified blood vessels of head and neck
900. Carotid artery 900.9 Unspecified blood vessel of head and neck
901. Injury to blood vessels of thorax 901.0-901.9
902. Injury to blood vessels of abdomen and pelvis 902.0-902.9
c. Other internal injuries
860. Traumatic pneumothorax and hemothorax
861. Injury to heart and lung
33

862. Injury to other and unspecified intrathoracic organs
863. Injury to gastrointestinal tract
864. Injury to liver
865. Injury to spleen
866. Injury to kidney
867. Injury to pelvic organs
868. Injury to other intra-abdominal organs
925-929, Crushing
940-949, Burns
950-957, Injury to nerves and spinal cord
930-939 Injury to foreign bodies
II. Disease of the circulatory system
a. Hypertensive disease
401. Hypertensive disease 401.0 Malignant
b. Ischemic heart disease
410. Acute myocardial infarction 410.0 Of anterolateral wall
410. Acute myocardial infarction 410.1 Of other anterior wall
410. Acute myocardial infarction 410.2 Of inferolateral wall
410. Acute myocardial infarction 410.3 Of inferoposterior wall
410. Acute myocardial infarction 410.4 Of other inferior wall
410. Acute myocardial infarction 410.5 Of other lateral wall
410. Acute myocardial infarction 410.6 True posterior wall infarction
410. Acute myocardial infarction 410.7 Subendocardial infarction
410. Acute myocardial infarction 410.8 Of other specified sites
411. Other acute and subacute forms of ischemic heart disease 411.0 Post myocardial
infarction syndrome
411. Other acute and subacute forms of ischemic heart disease 411.1 Intermediate coronary
syndrome
411. Other acute and subacute forms of ischemic heart disease 411.81 Acute coronary
occlusion without myocardial infarction
c. Diseases of pulmonary circulation
415. Acute pulmonary heart disease 415.0 Acute cor pulmonale
415. Acute pulmonary heart disease 415.1 Pulmonary embolism and infarction
417. Other diseases of pulmonary circulation 417.0 Arteriovenous fistula of pulmonary
vessels
417 Other diseases of pulmonary circulation 417.1 Aneurysm of pulmonary artery
d. Cerebrovascular disease
430. Subarachnoid hemorrhage
34

431. Intracerebral hemorrhage
432. Other and unspecified intracranial hemorrhage 432.0 Nontraumatic extradural
hemorrhage
432. Other and unspecified intracranial hemorrhage 432.1 Subdural hemorrhage
432. Other and unspecified intracranial hemorrhage 432.9 Unspecified intracranial
hemorrhage
433.0 - Occlusion and stenosis of precerebral arteries 433.0 Basilar artery
433.0 - Occlusion and stenosis of precerebral arteries 433.1 Carotid artery
433.0 - Occlusion and stenosis of precerebral arteries 433.2 Vertebral artery
433.0 - Occlusion and stenosis of precerebral arteries 433.3 Multiple and bilateral
433.0 - Occlusion and stenosis of precerebral arteries 433.8 Other specified precerebral
artery
434.0 Occlusion of cerebral arteries 434.0 Cerebral thrombosis
434.0 Occlusion of cerebral arteries 434.1 Cerebral embolism
434.0 Occlusion of cerebral arteries 434.9 Cerebral artery occlusion, unspecified
e. Other symptomatic heart disease
428.0 Congestive heart failure, unspecified
428.1 Left heart failure
426.6 Other heart block
427.3 Atrial fibrillation and flutter
427.0 Paroxysmal supraventricular tachycardia
III. Disease of the digestive system
a. Hernia of abdominal cavity
550. Inguinal hernia 550.0 Inguinal hernia, with gangrene
550. Inguinal hernia 550.1 Inguinal hernia, with obstruction, without mention of gangrene
550. Inguinal hernia 550.9 Inguinal hernia, without mention of obstruction or gangrene
551. Other hernia of abdominal cavity, with gangrene 551.0 Femoral hernia with gangrene
551. Other hernia of abdominal cavity, with gangrene 551.1 Umbilical hernia with gangrene
551. Other hernia of abdominal cavity, with gangrene 551.2 Ventral hernia with gangrene
551. Other hernia of abdominal cavity, with gangrene 551.3 Diaphragmatic hernia with
gangrene
551. Other hernia of abdominal cavity, with gangrene 551.8 Hernia of other specified sites,
with gangrene
551. Other hernia of abdominal cavity, with gangrene 551.9 Hernia of unspecified site, with
gangrene
552. Other hernia of abdominal cavity, with obstruction, but without mention of gangrene
552.0 Femoral hernia with obstruction
552. Other hernia of abdominal cavity, with obstruction, but without mention of gangrene
552.1 Umbilical hernia with obstruction
552. Other hernia of abdominal cavity, with obstruction, but without mention of gangrene
552.2 Ventral hernia with obstruction
35

552. Other hernia of abdominal cavity, with obstruction, but without mention of gangrene
552.3 Diaphragmatic hernia with obstruction
552. Other hernia of abdominal cavity, with obstruction, but without mention of gangrene
552.8 Hernia of other specified sites, with obstruction
552. Other hernia of abdominal cavity, with obstruction, but without mention of gangrene
552.9 Hernia of unspecified site, with obstruction
553. Other hernia of abdominal cavity without mention of obstruction or gangrene 553.0
Femoral hernia
553. Other hernia of abdominal cavity without mention of obstruction or gangrene 553.1
Umbilical hernia
553. Other hernia of abdominal cavity without mention of obstruction or gangrene 553.2
Ventral hernia
553. Other hernia of abdominal cavity without mention of obstruction or gangrene 553.3
Diaphragmatic hernia
553. Other hernia of abdominal cavity without mention of obstruction or gangrene 553.8
Hernia of other specified sites
553. Other hernia of abdominal cavity without mention of obstruction or gangrene 553.9
Hernia of unspecified site
b. Other diseases of intestines and peritoneum
562. Diverticula of intestine
562. Diverticula of intestine 562.0 Small intestine
562. Diverticula of intestine 562.01 Diverticulitis of small intestine (without mention of
hemorrhage
562. Diverticula of intestine 562.02 Diverticulosis of small intestine with hemorrhage
562. Diverticula of intestine 562.03 Diverticulitis of small intestine with hemorrhage
562. Diverticula of intestine 562.1 Colon
562. Diverticula of intestine 562.11 Diverticulitis of colon without mention of hemorrhage
562. Diverticula of intestine 562.12 Diverticulosis of colon with hemorrhage
562. Diverticula of intestine 562.13 Diverticulitis of colon with hemorrhage
569. Other disorders of intestine 569.1 Rectal prolapse
569. Other disorders of intestine 569.2 Stenosis of rectum and anus
569. Other disorders of intestine 569.3 Hemorrhage of rectum and anus
c. Cholelithiasis
574.2 Calculus of gallbladder without mention of cholecystitis
574.5 Calculus of bile duct without mention of cholecystitis
574.9 Calculus of gallbladder and bile duct without cholecystitis
IV. Diseases of genitourinary system
a. Other diseases of urinary system
591. Hydronephrosis
592. Calculus of kidney and ureter 592.0 Calculus of kidney
592. Calculus of kidney and ureter 592.1 Calculus of ureter
36

592. Calculus of kidney and ureter 592.9 Urinary calculus, unspecified
593. Other disorders of kidney and ureter 593.2 Cyst of kidney, acquired
593. Other disorders of kidney and ureter 593.3 Stricture or kinking of ureter
593. Other disorders of kidney and ureter 593.4 Other ureteric obstruction
593. Other disorders of kidney and ureter 593.5 Hydroureter
594. Calculus of lower urinary tract 594.0 Calculus in diverticulum of bladder
594. Calculus of lower urinary tract 594.1 Other calculus in bladder
594. Calculus of lower urinary tract 594.2 Calculus in urethra
594. Calculus of lower urinary tract 594.8 Other lower urinary tract calculus
594. Calculus of lower urinary tract 594.9 Calculus of lower urinary tract, unspecified
599. Other disorders of urethra and urinary tract 599.1 Urethral fistula
599. Other disorders of urethra and urinary tract 599.2 Urethral diverticulum
599. Other disorders of urethra and urinary tract 599.4 Urethral false passage
599. Other disorders of urethra and urinary tract 599.5 Prolapsed urethral mucosa
599. Other disorders of urethra and urinary tract 599.6 Urinary obstruction
b. Hydrocele
603.0 Encysted hydrocele
603.8 Other specified types of hydrocele
603.9 Hydrocele, unspecified
V. Diseases of the central nervous system and sense organs
a. Other disorders of the central nervous system and sense organs
342. Hemiplegia and hemiparesis 342.0 Flaccid hemiplegia
342. Hemiplegia and hemiparesis 342.1 Spastic hemiplegia
342. Hemiplegia and hemiparesis 342.8 Other specified hemiplegia
342. Hemiplegia and hemiparesis 342.9 Hemiplegia, unspecified
344. Other paralytic syndromes 344.0 Quadriplegia and quadriparesis
344. Other paralytic syndromes 344.1 Paraplegia
344. Other paralytic syndromes 344.2 Diplegia of upper limbs
344. Other paralytic syndromes 344.4 Monoplegia of upper limb
344. Other paralytic syndromes 344.6 Cauda equina syndrome
345. Epilepsy and recurrent seizures 345.0 Generalized nonconvulsive epilepsy
345. Epilepsy and recurrent seizures 345.1 Generalized convulsive epilepsy
345. Epilepsy and recurrent seizures 345.2 Petit mal status
345. Epilepsy and recurrent seizures 345.3 Grand mal status
345. Epilepsy and recurrent seizures 345.4 Localization-related (focal) (partial) epilepsy and
epileptic syndromes with complex partial seizures
345. Epilepsy and recurrent seizures 345.5 Localization-related (focal) (partial) epilepsy and
epileptic syndromes with simple partial seizures
345. Epilepsy and recurrent seizures 345.6 Infantile spasms
345. Epilepsy and recurrent seizures 345.7 Epilepsia partialis continua
37

345. Epilepsy and recurrent seizures 345.8 Other forms of epilepsy and recurrent seizures
345. Epilepsy and recurrent seizures 345.9 Epilepsy, unspecified
348. Other conditions of brain 348.0 Cerebral cysts
348. Other conditions of brain 348.2 Benign intracranial hypertension
722. Displacement of intervertebral disk 722.0 Displacement of cervical intervertebral disc
without myelopathy
722. Displacement of intervertebral disk 722.1 Displacement of thoracic or lumbar
intervertebral disc without myelopathy
722. Displacement of intervertebral disk 722.2 Displacement of intervertebral disc, site
unspecified, without myelopathy
b. Eye diseases
366. Cataract 366.0 Infantile, juvenile, and presenile cataract
366. Cataract 366.1 Senile cataract
366. Cataract 366.2 Traumatic cataract
366. Cataract 366.5 After-cataract
365. Glaucoma 365.1 Open-angle glaucoma
365. Glaucoma 365.2 Primary angle-closure glaucoma
361. Retinal detachments and defects 361.0 Retinal detachment with retinal defect
361. Retinal detachments and defects 361.00 Retinal detachment with retinal defect,
unspecified
361. Retinal detachments and defects 361.01 Recent detachment, partial, with single defect
361. Retinal detachments and defects 361.03 Recent detachment, partial, with giant tear
361. Retinal detachments and defects 361.04 Recent detachment, partial, with retinal dialysis
361. Retinal detachments and defects 361.05 Recent detachment, total or subtotal
377. Disorders of optic nerve and visual pathways 377.0 Papilledema
377. Disorders of optic nerve and visual pathways 377.1 Optic atrophy
377. Disorders of optic nerve and visual pathways 377.2 Other disorders of optic disc
377. Disorders of optic nerve and visual pathways 377.4 Other disorders of optic nerve
377. Disorders of optic nerve and visual pathways 377.5 Disorders of optic chiasm
377. Disorders of optic nerve and visual pathways 377.6 Disorders of other visual pathways
377. Disorders of optic nerve and visual pathways 377.7 Disorders of visual cortex

38

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File Typeapplication/pdf
File TitleProposal for a multi-center hospital-based case-control study of non-Hodgkin lymphoma and related malignancies
AuthorBryan
File Modified2012-03-01
File Created2012-03-01

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