Form N-2 is the registration statement
used by closed-end management investment companies, except small
business investment companies and insurance company separate
accounts, to register under the Investment Company Act of 1940 and
to register their securities under the Securities Act of 1933. The
SEC uses the information filed in registration statements to verify
compliance with the federal securities laws.
US Code:
15
USC 77f Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
PL: Pub.L. 111 - 203 951 Name of Law:
Dodd-Frank Wall Street Reform and Consumer Protection Act
We anticipate that the
amendments will increase the burdens and costs for U.S. companies.
The amendments will increase existing burdens by requiring
companies to make additional disclosures of the following: the
shareholder say-on-pay votes and frequency and the general effect
of such votes, such as whether the vote is non-binding; whether
and, if so, how companies have taken into account the results of
shareholder advisory votes on executive compensation; decision
regarding how frequently it will conduct say-on-pay votes in light
of the results of the shareholder vote on frequency; and
disclosure of golden parachute compensation arrangements in
connection with mergers, acquisitions, tender offers and
going-private transactions. With respect to reporting companies,
portions of the new disclosure will be required in Schedules 14A,
14C, 14D-9, and 13E-3. Additional disclosure will also be required
in Forms 10, 8-K, S-1, S-4, F-4, S-11 and N-2. With respect to Form
N-2 we estimate an annual increase of 14 burden hours and an
increase of $17,600 in costs.
$100,000
No
No
No
Yes
No
Uncollected
Alberto Zapata 202
551-6944
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.
Form SEC 1716 Form N-2 under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies
SOP Adopting PRA Supporting Statement 3 1 11.docx
Form N-2 under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies