United States Patent Applicant Survey

Forms and Documents

Document Name	Status
References for 0651-0052.pdf Supplementary Document	2007-10-15
Sect B 2007 UPAS just.pdf Supporting Statement B	2007-10-15
Sect A UPAS 2007 Just.pdf Supporting Statement A	2007-10-15
Excerpt from Senate Report 106-404.pdf Supplementary Document	2007-10-15
USPTO-infoqualityguide.pdf Supplementary Document	2007-10-12

IC Document Collections

IC ID	Document Title	Status
4780	Large Domestic Corporations Other-survey	Modified
182336	Independent Inventors (electronic surveys) Other-Survey	New
182335	Independent Inventors Other-Survey	New
182334	Universities and Non-Profit Research Organizations (electronic surveys) Other-Survey	New
182333	Universities and Non-Profit Research Organizations Other-Survey	New
182332	Small and Medium-size Businesses (electronic surveys) Other-Survey	New
182331	Small and Medium-Size Businesses Other-Survey	New
182329	Large Domestic Corporations (electronic surveys) Other-Survey	New

ICR Details

OMB Control No: 0651-0052	ICR Reference No: 200710-0651-002
Status: Historical Active	Previous ICR Reference No: 200407-0651-003
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: United States Patent Applicant Survey
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/28/2007
	Date Received in OIRA: 10/18/2007
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2010	36 Months From Approved	12/31/2007
Responses	400	0	445
Time Burden (Hours)	140	0	187
Cost Burden (Dollars)	0	0	0

---

Abstract: The USPTO developed the United States Patent Applicant Survey as part of the continuing effort to better predict the future growth of patent application filings by understanding applicant intentions. The main purpose of this survey is to determine the number of application filings that the USPTO can expect to receive over the next three years from patent-generating entities, ranging from large domestic corporations to independent inventors.

---

Authorizing Statute(s): EO: EO 12862 Name/Subject of EO: Setting Customer Service Standards
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 30777	06/04/2007
30-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 57310	10/09/2007
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 8

IC Title	Form No.	Form Name
Large Domestic Corporations
Independent Inventors
Universities and Non-Profit Research Organizations
Small and Medium-Size Businesses
Universities and Non-Profit Research Organizations (electronic surveys)
Small and Medium-size Businesses (electronic surveys)
Large Domestic Corporations (electronic surveys)
Independent Inventors (electronic surveys)

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	400	445	0	0	-45	0
Annual Time Burden (Hours)	140	187	0	0	-47	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The USPTO projects that there will be some burden increases to this collection due to increased number of submissions for some of the surveys and a reestimate of the completion time for the independent inventors survey. This increase, however, will be offset by an estimated reduction in the number of surveys that will be completed and submitted to the USPTO.

---

Annual Cost to Federal Government: $60,000

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/18/2007

---