Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221.

Forms and Documents

Document Name	Status
Form TTB F 5300.28 Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221 Form and Instruction	New
Form TTB F 5300.28 Application for Registration for Tax-Free Transactions Under 16 U.S.C. 4221 Form and Instruction	New
1513-0095 Laws and Regs.doc Supplementary Document	2007-07-16
1513-0095 FR Notice.pdf Supplementary Document	2007-07-16
1513-0095 SS.doc Supporting Statement A	2007-07-16

IC Document Collections

IC ID	Document Title	Status
181220	Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221 Form and Instruction	New
181219	Application for Registration for Tax-Free Transactions Under 16 U.S.C. 4221 Form and Instruction	New
16123	Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221.	Removed

ICR Details

OMB Control No: 1513-0095	ICR Reference No: 200707-1513-002
Status: Historical Active	Previous ICR Reference No: 200406-1513-003
Agency/Subagency: TREAS/TTB	Agency Tracking No:
Title: Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221.
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/02/2007
	Date Received in OIRA: 07/30/2007
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2010	36 Months From Approved	11/30/2007
Responses	317	0	125
Time Burden (Hours)	951	0	375
Cost Burden (Dollars)	0	0	0

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Abstract: Businesses, State and local governments apply for registration to sell or purchase firearms or ammunition tax-free on this form. TTB uses the form to determine if a transaction is qualified for tax-free status.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 20176	04/23/2007
30-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 41103	07/26/2007
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221	TTB F 5300.28	Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221
Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221.	5300/28, 5300.28
Application for Registration for Tax-Free Transactions Under 16 U.S.C. 4221	TTB F 5300.28	Application for Registration for Tax-Free Transactions Under 26 U.S.C. 4221

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	317	125	0	-125	317	0
Annual Time Burden (Hours)	951	375	0	-375	951	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The previous IC was deleted because it included a recordkeeping number 5300/28 that didn't apply to this collection. There is an increase in the number of respondents so there is an adjustment to cover that.

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Annual Cost to Federal Government: $4,250

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/30/2007

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