Research Integrity Officer (RIO) Study

Forms and Documents

Document Name	Status
Form 1 Research Integrity Officer (RIO) Study Form and Instruction	New
Form 1 Research Integrity Officer (RIO) Study Form and Instruction	New
Form 1 Research Integrity Officer (RIO) Study Form and Instruction	New
Form 1 Research Integrity Officer (RIO) Study Form and Instruction	New
0990- RIO 60 FRN 5[1].31.2206.pdf Supplementary Document	2006-08-30
0990- ResearchIntegrityRIO 8[1].28.2006.doc Supporting Statement B	2006-08-30
0990- RIO 60 FRN 5[1].31.2206.pdf Supporting Statement A	2006-08-30

IC Document Collections

IC ID	Document Title	Status
45031	Research Integrity Officer (RIO) Study Form and Instruction	New
45030	Research Integrity Officer (RIO) Study Form and Instruction	New
45029	Research Integrity Officer (RIO) Study Form and Instruction	New
45028	Research Integrity Officer (RIO) Study Form and Instruction	New

ICR Details

OMB Control No: 0990-0305	ICR Reference No: 200608-0990-004
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: HHS/HHSDM	Agency Tracking No:
Title: Research Integrity Officer (RIO) Study
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 01/09/2007
	Date Received in OIRA: 08/30/2006
Terms of Clearance: Approved consistent with the following terms of clearance: OMB approves phase one of the survey, however, prior to initiating phase two HHS shall submit an administrative request change to OMB including the finalized phase two questionnaire and study plan. HHS shall not begin phase two prior to OMB approval of the requested change.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2009	24 Months From Approved
Responses	2,556	0	0
Time Burden (Hours)	647	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The purpose of this evaluation study is to learn about the level of knowledge, experience, qualifications, authority, position in the organizations, access to resources and other responsibilities that Research Integrity Officers have. This will allow us to evaluate how well the institutions are prepared and able to implement the PHS policies on research misconduct.

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Authorizing Statute(s): US Code: 42 USC Sec.289 Name of Law: b
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	71 FR 30927	05/31/2006
30-day Notice:	Federal Register Citation:	Citation Date:
	71 FR 50921	08/28/2006
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

IC Title	Form No.	Form Name
Research Integrity Officer (RIO) Study	1	Semi-Structured Telephone Interview
Research Integrity Officer (RIO) Study	1	Semi-Structured Telephone Interview
Research Integrity Officer (RIO) Study	1	Semi-Structured Telephone Interview
Research Integrity Officer (RIO) Study	1	Semi-Structured Telephone Interview

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,556	0	0	0	2,556	0
Annual Time Burden (Hours)	647	0	0	0	647	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $180,808

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/30/2006

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