REPORTS ON FORM 10-C BY ISSUERS OF SECURITIES QUOTED ON THE NASDAQ INTERDEALER QUOTATION SYSTEM AND FORM 10-C -- RULE 13A-17, 17 CFR 249.310C, 17 CFR 240.13A-17, 17 CFR 240.15D-17
ICR 199308-3235-032
OMB: 3235-0191
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0191 can be found here:
REPORTS ON FORM 10-C BY
ISSUERS OF SECURITIES QUOTED ON THE NASDAQ INTERDEALER QUOTATION
SYSTEM AND FORM 10-C -- RULE 13A-17, 17 CFR 249.310C, 17 CFR
240.13A-17, 17 CFR 240.15D-17
FORM 10-C, ADOPTED AUGUST 2, 1971, IS
USED BY NASDAQ ISSUERS TO REPORT CHANGES IN THE AMOUNT OF THEIR
SECURITIES AND CHANGES IN THE CORPORATE NAME AS REQUIRED BY RULE
13A-17 OF THE SECURITIES AND EXCHANGE ACT OF 1934. THIS REPORT IS
HELPFUL TO THE ADMINISTRATION OF THE NASDAQ SYSTEM AND PUBLICATION
OF DAILY INDEXES USED TO BETTER INFORM INVESTOR IN THE
OVER-THE-COUNTER MARKETS.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.